Co-operative Arrangements with Local Organisations
MOU
Local Counterparties
Date
1. Memorandum of Understanding between the Securities and Futures Commission and the Financial Reporting Council (PDF file) Financial Reporting Council 12 November 2007
2. Memorandum of Understanding Between Securities and Futures Commission and Insurance Authority (PDF file) Insurance Authority 20 December 2005
3. Memorandum of Understanding concerning the new oversight regime under the Clearing and Settlement Systems Ordinance (PDF file) Hong Kong Monetary Authority 4 November 2004
4. Memorandum of Understanding Concerning the Regulation of the Regulation of MPF Intermediaries (PDF File) Hong Kong Monetary Authority
 1 January 2004
Insurance Authority
Mandatory Provident Fund Schemes Authority
5. Memorandum of Understanding Concerning the Regulation of Mandatory Provident Funds Products
(PDF File) 		Mandatory Provident Fund Schemes Authority 23 April 2003
6. Agreed Interpretation of Terms in the Memorandum of Understanding between the SFC and HKEx on Matters Relating to SFC Oversight, Supervision of Exchange Participants and Market Surveillance for the purposes of the commencement of the Securities and Futures Ordinance (PDF File)

Hong Kong Exchanges and Clearing Limited

 11 April 2003
7.

Memorandum of Understanding Governing Listing Matters (PDF File)

 Hong Kong Exchanges and Clearing Limited 28 January 2003
8. Memorandum of Understanding between the Securities and Futures Commission and Hong Kong Monetary Authority (PDF File)

Hong Kong Monetary Authority

 12 December 2002
9. Memorandum of Understanding for the Listing of Hong Kong Exchanges and Clearing Limited on The Stock Exchange of Hong Kong Limited (PDF File)

Hong Kong Exchanges and Clearing Limited

 22 August 2001
The Stock Exchange of Hong Kong Limited
10. Memorandum of Understanding on Matters Relating to SFC's Oversight, Supervision of Exchange Participants and Market Surveillance (PDF File) Hong Kong Exchanges and Clearing Limited 20 February 2001
11.

First Supplement to the Memorandum of Understanding Governing Listing Matters (PDF File)

 The Stock Exchange of Hong Kong Limited 21 August 2000
12.

First Supplement to the Addendum to Memorandum of Understanding Governing Listing Matters (PDF File)

 The Stock Exchange of Hong Kong Limited 21 August 2000
13. Memorandum of Understanding for the Listing of Hong Kong Exchanges and Clearing Limited on The Stock Exchange of Hong Kong Limited (PDF File)

Hong Kong Exchanges and Clearing Limited

 

 19 June 2000
The Stock Exchange of Hong Kong Limited
14.

Amended and Restated Memorandum of Understanding Governing Listing Matters (PDF File)

 The Stock Exchange of Hong Kong Limited 6 March 2000
15. Amended and Restated Addendum to Memorandum of Understanding Governing Listing Matters (PDF File) The Stock Exchange of Hong Kong Limited 6 March 2000
16. Memorandum of Understanding Concerning the Regulation of Mandatory Provident Funds Products
(PDF File)		 Mandatory Provident Fund Schemes Authority 30 June 1999
17.

Memorandum of Understanding on Cooperation in respect of Supervision of Entities or Financial Groups

 Hong Kong Monetary Authority 23 October 1995