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| Independent Panels and Tribunal |
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| Process Review Panel for the Securities
and Futures Commission |
| Reviews and advises the SFC upon the adequacy
of the SFC's internal procedures and operational guidelines
governing the action taken and operational decisions made by
the SFC and its staff in the performance of its regulatory functions,
including the receipt and handling of complaints, licensing
and inspection of intermediaries, and disciplinary action. |
Chairman
- CHOW Wing Kin, Anthony, SBS, JP
Members
- Professor CHAN Yuk Shee, BBS, JP
- CHIU Chi Cheong, Clifton
- FUNG Hau Chung, Andrew
- LEE Jor Hung, Dannis, BBS
- Dr Hon LEUNG Mei Fun, Priscilla
- LIU Che Ning
- SUN Tak Kei, David, BBS, JP
Ex-officio Members
- FONG Ching, Eddy, GBS, JP
- LAI Ying Sie, Benedict, JP
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| Securities and Futures Appeals Tribunal |
| The Tribunal is an independent statutory body
whose members are appointed by the Chief Executive to hear appeals
against decisions made by the Commission relating to the registration
of intermediaries and certain other matters. |
Chairman
- The Hon Mr Justice Stone, Judge of the
Court of First Instance of the High Court
Members
- Dr. Au King Lun
- James W Baird
- Roger T. Best, JP
- Fong Hup
- David Graham
- Prof. Simo S M Ho
- Prof. Richad Y K Ho
- Stephen C. C. Hui, JP
- Teresa Y. Y. Ko
- Dr. Bill C. P. Kwok
- Clement K. M. Kwok
- Vincent Marshall K. H. Lee
- Angelina Lee, JP
- Vernon F. Moore, BBS
- Joseph Y. W. Pang, JP
- David T. K. Sun, BBS
- Tang Kwai-Nang, BBS, JP
- Richard J. Thornhill
- Tse Kam-Keung
- Samuel N. Tsien
- Dr. Michael F. S. Tsui
- Wilfred W. S. Wong
- Henry K. C. Wu, BBS, JP
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| Arbitration Panel under Securities
and Futures (Leveraged Foreign Exchange Trading) (Arbitration)
Rules |
| The panel resolves disputes in accordance
with the Securities and Futures (Leveraged Foreign Exchange
Trading) (Arbitration) Rules. |
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Chairman
Deputy Chairman
Members
- FUNG Hau Chung, Andrew
- LAM Lawrence
- LAU Philip
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