Independent Panels and Tribunal
Process Review Panel for the Securities and Futures Commission
Reviews and advises the SFC upon the adequacy of the SFC's internal procedures and operational guidelines governing the action taken and operational decisions made by the SFC and its staff in the performance of its regulatory functions, including the receipt and handling of complaints, licensing and inspection of intermediaries, and disciplinary action.
Chairman
  • CHOW Wing Kin, Anthony, SBS, JP

Members

  • CHIU Chi Cheong, Clifton
  • CHOW Yuen Yee
  • FUNG Hau Chung, Andrew
  • Professor HO Yan Ki, Richard
  • Dr LAM Kit Lan, Cynthia
  • LEE Jor Hung, Dannis, BBS
  • Dr the Honourable LEUNG Mei Fun, Priscilla
  • LIU Che Ning
  • SUN Tak Kei, David, BBS, JP

Ex-officio Members

  • Dr FONG Ching, Eddy, GBS, JP
  • LAI Ying Sie, Benedict, JP

Securities and Futures Appeals Tribunal
The Tribunal is an independent statutory body whose members are appointed by the Chief Executive to hear appeals against decisions made by the Commission relating to the registration of intermediaries and certain other matters.
Chairman
  • The Hon Mr Justice Michael John HARTMANN
  • The Hon Mr Justice Alan Raymond WRIGHT
  • Michael STUART-MOORE

Members

  • CHAN Kam Wing, Clement
  • CHAN Yuen Fan, Florence
  • Professor CHANG Chieh, Eric
  • CHEONG Ying Chew, Henry
  • CHIN Vincent
  • CHIU Lai Kuen, Susanna
  • CHU Koh Ann
  • CHUI Yik Chiu, Vincent
  • Dr HU Zhanghong
  • KWAN Pak Chung, Edward
  • KWOK Lam Kwong, Larry
  • KWOK Pui Fong , Miranda
  • Dr LAM Kit Lan, Cynthia
  • LAM Sze Cay, Kevin
  • LIM Wai Tin, Cynthia
  • LIN C, James
  • LIU Swee Long, Michael
  • Professor LOW Chee Keong
  • MURRAY Alastair
  • TANG Yuen Shun, Cynthia
  • TSAI Wing Chung, Philip
  • TSANG Sui Cheong, Frederick
  • WONG Wai Kwan, Anna
  • WONG Yuen Fai, Stanley
  • YUNG Wen Yee, Wendy

Arbitration Panel under Securities and Futures (Leveraged Foreign Exchange Trading) (Arbitration) Rules
The panel resolves disputes in accordance with the Securities and Futures (Leveraged Foreign Exchange Trading) (Arbitration) Rules.

Chairman

  • CHAN Siu Chung, Justin

Deputy Chairman

  • LAM Lawrence

Members

  • LAU Philip
  • LEE Rosita
  • CHAN Woody