Executive Director of the Supervision of Markets Division, Securities and Futures Commission
From 28 August 2006. Current appointment expires on 27 August 2012.
Mr Keith Lui is a member of the Securities and Futures Commission (SFC). He is also an Executive Director with
responsibility for the Supervision of Markets Division. That
Division is responsible for supervising the Hong Kong Exchanges
and Clearing Limited in respect of its trading and clearing
activities, authorisation of automated trading systems, managing
the investor compensation funds and facilitating the development
of the securities and futures markets.
Mr Lui has been working in the SFC for over 15 years and
has extensive knowledge and experience in the supervision
of the securities and futures markets. Prior to joining the
SFC, he worked in financial institutions in the US.
Mr Lui also sits on the Risk Management Committee of the
Hong Kong Exchanges and Clearing Limited, Securities Compensation
Fund Committee (Chairman), Investor Compensation Fund Committee
(Chairman), SFC (HKEC Listing) Committee and Executive Committee.
He is also a director of the Investor Compensation Company
Limited.
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