Executive Director of the Enforcement Division, Securities and Futures Commission
From 25 September 2006. Current appointment expires on 24 September 2012.
Mr Steward is a member of the Securities and Futures Commission (SFC). He is also an Executive Director with responsibility
for the Enforcement Division. That Division is responsible
for the surveillance of the securities and futures markets
to identify unacceptable conduct, investigating statutory
offences and breaches of the legislation enforced by the SFC,
and disciplining licensed persons and initiating prosecutions
where appropriate.
Mr Steward also sits on the SFC (HKEC Listing) Committee and
Executive Committee.
Before joining the SFC, Mr Steward held several senior positions
with the Australian Securities and Investments Commission
(ASIC) and was most recently Deputy Executive Director, Enforcement
at ASIC. Mr Steward has been involved in corporate and securities
regulation since 1987 in both Australia and in the UK specialising
in investigatory work and resulting litigation. Mr Steward
completed a law degree at the University of Melbourne in 1989.
He has practised extensively in Australian courts.
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