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| Legal Services Division |
What We Do
- Provide internal advice on possible breaches of the securities
laws, including market misconduct
- Advise on the applicability and interpretation of laws
under the SFC's purview
- Assist with reform of the laws governing the securities
and futures markets
- Conduct prosecutions in the Magistrates' Courts for regulatory
offences
- Handle civil litigation matters involving the SFC, including
appeals
- Advise the Takeovers Executive and the Takeovers Panel
- Provide general in-house legal advice and support
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