Legal Services Division
What We Do
  • Provide internal advice on possible breaches of the securities laws, including market misconduct
  • Advise on the applicability and interpretation of laws under the SFC's purview
  • Assist with reform of the laws governing the securities and futures markets
  • Conduct prosecutions in the Magistrates' Courts for regulatory offences
  • Handle civil litigation matters involving the SFC, including appeals
  • Advise the Takeovers Executive and the Takeovers Panel
  • Provide general in-house legal advice and support