Exempt Principal Traders (EPT)

Name of Group Entities with EPT status
Bank of America Corporation Group
  • Merrill Lynch International
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
  • Merrill Lynch Professional Clearing Corp
Barclays PLC
  • Barclays Bank PLC
  • Barclays Capital Securities Limited
  • Barclays Capital Inc.
  • Barclays Capital Asia Limited
BNP Paribas
  • BNP Paribas Arbitrage (Hong Kong) Limited
  • BNP Paribas Arbitrage SNC
Citigroup
  • Citigroup Global Markets Limited
  • Citigroup Global Markets Financial Products LLC
  • Citigroup Global Markets Inc.
  • Citicorp International Limited
  • Citibank, N.A.
  • Citigroup Global Markets Hong Kong Futures and Securities Limited
  • Citigroup Global Markets Asia Limited
Credit Suisse Group
  • Credit Suisse (Hong Kong) Limited
  • Credit Suisse Securities (Hong Kong) Limited
  • Credit Suisse International
  • Credit Suisse Securities (Europe) Limited
  • Credit Suisse Securities (USA) LLC
Daiwa Group
  • Daiwa Securities Capital Markets Co., Ltd.
    (formerly known as Daiwa Securities SMBC Co., Ltd.)
  • Daiwa Capital Markets Europe Limited
    (formerly known as The Derivatives, Fixed Income and Equity Divisions of Daiwa Securities SMBC Europe Limited)
    (and further formerly known as Daiwa Securities SMBC Europe Limited)
  • Daiwa Capital Markets Hong Kong Limited
    (formerly known as Daiwa Securities SMBC Hong Kong Limited)
  • Daiwa Capital Markets Trading Hong Kong Limited
Deutsche Bank Group
  • Deutsche Bank AG, Hong Kong Branch
  • Deutsche Securities Asia Limited
  • Deutsche Bank AG, London Branch
  • Deutsche Bank AG, Singapore Branch
Goldman Sachs
  • Goldman Sachs (Asia) L.L.C.
  • Goldman Sachs (Asia) Finance
  • Goldman Sachs International
  • Goldman, Sachs & Co.
  • Goldman Sachs Japan Co., Ltd.
  • Goldman Sachs Structured Products (Asia) Limited
  • Goldman Sachs (Asia) Securities Limited
JPMorgan Group
  • Global Equities Division (including Prime Services) of JPMorgan Group
  • Chief Investment Office of JPMorgan Group
  • Treasury & Securities Services of JPMorgan Group
Macquarie Group
  • Macquarie Securities Group of Macquarie Bank Limited
  • Macquarie Capital Securities Limited
  • Macquarie Capital Securities (Singapore) Pte Limited
  • Macquarie Infrastructure and Real Assets (Singapore) Pte. Limited
  • Macquarie Emerging Markets Asian Trading Pte. Limited
Morgan Stanley Group
  • Morgan Stanley Asia Limited
  • Morgan Stanley & Co., International plc
  • Morgan Stanley & Co. Incorporated
  • Morgan Stanley Hong Kong Securities Limited
Nomura Group
  • Nomura Securities (Hong Kong) Limited
  • Numura International (Hong Kong) Limited
  • Nomura International Plc
  • Nomura Mauritius Limited
Standard Chartered Bank
  • Standard Chartered Bank
  • Standard Chartered Bank, Singapore Branch
  • Standard Chartered Bank (Hong Kong) Limited
  • Standard Chartered Securities (Hong Kong) Limited
The Royal Bank of Scotland Group
  • The Royal Bank of Scotland plc Hong Kong Branch
  • The Royal Bank of Scotland plc
UBS
  • The Equities Department of UBS AG (Hong Kong Branch, Singapore Branch, London Branch, Australian Branch and Zurich)
  • The Equities Department of UBS Securities LLC