Executive Decisions / Statements
Decisions / Statements Date
SFC publicly censures Capital VC Limited and Yau Chung Hong in relation to a breach of the mandatory offer obligation in the Takeovers Code in respect of Longlife Group Holdings Limited 22 May 2012
Takeovers Executive of the SFC criticises Penta Investment Advisers Limited in relation to breaches of the dealing disclosure requirements in Rule 22 of the Takeovers Code 13 March 2012
Takeovers Executive of the SFC criticises Fidelity Worldwide Investment in relation to breaches of the dealing disclosure requirements in Rule 22 of the Takeovers Code 7 November 2011
SFC publicly censures Templeton Asset Management Ltd in relation to breaches of the dealing disclosure requirements in Rule 22 of the Takeovers Code 14 December 2010
Notice of criticism by the Takeovers Executive of the Securities and Futures Commission in relation to Glamour House Limited and its sole director 20 July 2010
SFC Sanctions Koo Ming Kown in relation to breaches of the Takeovers Code 19 May 2009
General offer trigger point and creeper under Takeovers Code upheld 29 October 2008
Notice of Criticism by the Takeovers Executive of the Securities and Futures Commission in relation to NWS Financial Management Services Limited 13 March 2008
Notice of criticism by the Takeovers Executive of the Securities and Futures Commission in relation to Bonus Raider Investments Limited 4 March 2008
Statement on ruling of Takeovers Executive of the Securities and Futures Commission regarding whether certain parties were acting in concert in respect of PCCW Limited 17 May 2007
SFC Criticises the Board of Directors of ITC Corporation Limited for Breaching Rule 21.3 of the Takeovers Code
15 November 2005
The Takeovers Executive of the SFC Sanctions GP NanoTechnology Group Limited and its Directors for Breach of Takeovers Code 18 October 2004
The Takeovers Executive of the Securities and Futures Commission sanctions the executive directors of International Capital Network Holdings Limited, Mr. Hui Chuen Kin, Daniel and Mr. Lui Bing Kin, Michael 24 April 2003
SFC Sanctions Raffles International Holdings Limited and Lai Kam Wing, Jimmy in relation to a Breach of the Takeovers Code Concerning Dealings in Shares in FT Holdings International Limited 29 January 2003
SFC Sanctions Mr Chan Kin Sun, Ms Cheng Kwan Ying Jennifer, Ms Za Ah Fong, Ms Chan Lai Lan, Ms Chan Lai Lai Karen, Ms Cheng Mei Ying Michelle and Mr Yu Wing Keung (collectively referred to as the "Chan Family") 10 June 2002
The Takeovers and Mergers Executive announced that it had publicly reprimanded Mr. Sai Xiaolin (otherwise known as Mr. Azizi Farhat) and Mr. Liu Wenchuan both formerly senior executives of Sinochem Hong Kong Investment Company Ltd in relation to breaches of the Takeovers Code which occurred in late 1997 during the takeover of China Sci-Tech Holdings Limited (formerly known as Contrad International Holdings Limited). 30 January 2001
Statement of the Takeovers and Mergers Executive 7 April 2000