Securities & Futures Commission of Hong Kong

OTC derivatives regime

These FAQs are prepared jointly by the HKMA and the SFC.  They are intended to help market participants better understand their obligations and responsibilities under the OTC derivatives regime so that they are better able to prepare for implementation of the new regime and ensure compliance going forward.

Topic Last Updated
FAQs on the operation and implementation of the mandatory reporting regime 6 October 2017
FAQs on the operation and implementation of the mandatory clearing regime 11 November 2016
FAQs on the operation and implementation of the mandatory reporting regime 
- previous version (for reference only)
10 July 2015

 

 

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