Securities & Futures Commission of Hong Kong

Publicly offered investment product

Topic Last updated
Advertising Materials of Collective Investment Schemes Authorized under the Product Codes 17 Dec 2018
Application Procedures for Authorization of Unit Trusts and Mutual Funds under the Revamped Process 17 Dec 2018
Capital Investment Entrant Scheme 11 Sep 2017
Code on Unit Trusts and Mutual Funds 3 Oct 2019
Exchange Traded Funds and Listed Funds 3 Oct 2019
Implementation and Transition Arrangements of the Code on Unit Trusts and Mutual Funds (Effective on 1 January 2019) 20 Nov 2019
Investment-Linked Assurance Schemes 30 Sep 2019
Leveraged and Inverse Products 28 Jun 2019
MPF products 17 Dec 2018
"Offers of Investments" under the Securities and Futures Ordinance 17 Jun 2016
Open-ended Fund Companies 23 Jul 2019
Paper Gold Schemes 25 Jun 2019
Post Authorization Compliance Issues of SFC-authorized Unit Trusts and Mutual Funds 19 Jul 2019
Pooled retirement funds 17 Dec 2018
Procedures of Application for Authorization relating to Structured Investment Products under the Code on Unlisted Structured Investment Products 9 Feb 2018
Real Estate Investment Trusts 28 Sep 2018
Revamped Post Authorization Process of SFC-authorized Unit Trusts and Mutual Funds 17 Dec 2018
SFC Authorization of UCITS Funds 15 May 2019
France-Hong Kong Mutual Recognition of Funds 17 Dec 2018
Luxembourg-Hong Kong Mutual Recognition of Funds 15 Jan 2019
Netherlands-Hong Kong Mutual Recognition of Funds 15 May 2019
Switzerland-Hong Kong Mutual Recognition of Funds 17 Dec 2018
United Kingdom-Hong Kong Mutual Recognition of Funds 17 Dec 2018
Guide on Practices and Procedures for Application for Authorization of Unit Trusts and Mutual Funds 30 Sep 2019
Guide on the Use of Financial Derivative Instruments for Unit Trusts and Mutual Funds 30 Sep 2019
Application of the Code on Unit Trusts and Mutual Funds on UCITS funds 15 May 2019
Presentation materials on the new regulatory approach streamlining the pre-vetting of notices and advertisements of SFC-authorized collective investment schemes 15 Jul 2008
Sharing of some recent topical issues relating to SFC-authorized funds 15 Dec 2014
Presentation Materials on the Revamped Fund Authorization Process 13 Oct 2015
Presentation Materials on the Revamped Post Authorization Process 17 Jul 2017
Presentation Materials on the Launch of Enhanced Fund Data Reporting 12 Jul 2018
Presentation Materials on Open-ended Fund Companies 12 Jul 2019
Open-ended Fund Company: The corporate investment fund vehicle in Hong Kong (pamphlet) 26 Jul 2019
Presentation Materials on Consultation Conclusions on Proposed Amendments to the Code on Unit Trusts and Mutual Funds 18 Jan 2019
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