Securities & Futures Commission of Hong Kong

Publicly offered investment products

Topic Last updated
Advertising Materials of Collective Investment Schemes Authorized under the Product Codes 16 Dec 2019
Application Procedures for Authorization of Unit Trusts and Mutual Funds under the Revamped Process 1 Apr 2020
Capital Investment Entrant Scheme 11 Sep 2017
Code on Unit Trusts and Mutual Funds 28 Feb 2020
Exchange Traded Funds and Listed Funds 16 Dec 2019
Implementation and Transition Arrangements of the Code on Unit Trusts and Mutual Funds (Effective on 1 January 2019) 28 Feb 2020
Investment-Linked Assurance Schemes 30 Sep 2019
Leveraged and Inverse Products 28 Jun 2019
MPF products 28 Feb 2020
Mutual Recognition of Funds: France-Hong Kong 17 Dec 2018
Mutual Recognition of Funds: Luxembourg-Hong Kong 28 Feb 2020
Mutual Recognition of Funds: Mainland-Hong Kong 1 Nov 2019
Mutual Recognition of Funds: Netherlands-Hong Kong 15 May 2019
Mutual Recognition of Funds: Switzerland-Hong Kong 17 Dec 2018
Mutual Recognition of Funds: United Kingdom-Hong Kong 17 Dec 2018
"Offers of Investments" under the Securities and Futures Ordinance 17 Jun 2016
Open-ended Fund Companies 23 Jul 2019
Paper Gold Schemes 25 Jun 2019
Post Authorization Compliance Issues of SFC-authorized Unit Trusts and Mutual Funds 1 Apr 2020
Pooled retirement funds 28 Feb 2020
Procedures of Application for Authorization relating to Structured Investment Products under the Code on Unlisted Structured Investment Products 9 Feb 2018
Real Estate Investment Trusts 23 Dec 2019
Revamped Post Authorization Process of SFC-authorized Unit Trusts and Mutual Funds 17 Dec 2018
SFC Authorization of UCITS Funds 6 Feb 2020
Guide on Practices and Procedures for Application for Authorization of Unit Trusts and Mutual Funds 28 Feb 2020
Guide on the Use of Financial Derivative Instruments for Unit Trusts and Mutual Funds 28 Feb 2020
Application of the Code on Unit Trusts and Mutual Funds on UCITS funds 6 Feb 2020
Sharing of some recent topical issues relating to SFC-authorized funds 15 Dec 2014
Presentation Materials on the Revamped Fund Authorization Process 13 Oct 2015
Presentation Materials on the Revamped Post Authorization Process 17 Jul 2017
Presentation Materials on the Launch of Enhanced Fund Data Reporting 12 Jul 2018
Presentation Materials on Open-ended Fund Companies 12 Jul 2019
Open-ended Fund Company: The corporate investment fund vehicle in Hong Kong (pamphlet) 26 Jul 2019
Presentation Materials on Consultation Conclusions on Proposed Amendments to the Code on Unit Trusts and Mutual Funds 18 Jan 2019
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