Publicly offered investment products
| Topic | Last Updated |
|---|---|
| FAQs | |
| Advertising Materials of Collective Investment Schemes Authorized under the Product Codes | 1 Apr 2022 |
| Application Procedures for Authorization of Unit Trusts and Mutual Funds under the Revamped Process | 22 Dec 2023 |
| Capital Investment Entrant Scheme* (*This refers to the Capital Investment Entrant Scheme suspended by the Government with effect from 15 January 2015) | 11 Sep 2017 |
| Code on Unit Trusts and Mutual Funds | 22 Dec 2023 |
| Exchange Traded Funds and Listed Funds | 16 Dec 2019 |
| Grant Scheme for Open-ended Fund Companies and Real Estate Investment Trusts | 10 May 2021 |
| Implementation and Transition Arrangements of the Code on Unit Trusts and Mutual Funds (Effective on 1 January 2019) | 11 Nov 2022 |
| Investment-Linked Assurance Schemes | 19 Jan 2023 |
| Leveraged and Inverse Products | 28 Apr 2021 |
| MPF products | 22 Dec 2023 |
| Mutual Recognition of Funds: France-Hong Kong | 17 Dec 2018 |
| Mutual Recognition of Funds: Luxembourg-Hong Kong | 7 Oct 2020 |
| Mutual Recognition of Funds: Mainland-Hong Kong | 22 Dec 2023 |
| Mutual Recognition of Funds: Netherlands-Hong Kong | 7 Oct 2020 |
| Mutual Recognition of Funds: Switzerland-Hong Kong | 7 Oct 2020 |
|
Mutual Recognition of Funds: Thailand-Hong Kong Hong Kong Feeder Fund Investing in Thai Master Fund |
16 Jun 2021 |
| Mutual Recognition of Funds: United Kingdom-Hong Kong | 7 Oct 2020 |
| "Offers of Investments" under the Securities and Futures Ordinance | 1 Apr 2022 |
| Open-ended Fund Companies | 5 Apr 2024 |
| Paper Gold Schemes | 22 Dec 2023 |
| Post Authorization Compliance Issues of SFC-authorized Unit Trusts and Mutual Funds | 22 Dec 2023 |
| Pooled Retirement Funds | 22 Dec 2023 |
| Real Estate Investment Trusts | 23 Aug 2022 |
| Revamped Post Authorization Process of SFC-authorized Unit Trusts and Mutual Funds | 22 Dec 2023 |
| SFC Authorization of UCITS Funds | 1 Apr 2022 |
| Structured Investment Products under the Code on Unlisted Structured Investment Products | 22 Oct 2021 |
| Other materials | |
| Guide on Practices and Procedures for Application for Authorization of Unit Trusts and Mutual Funds | 22 Dec 2023 |
| Guide on the Use of Financial Derivative Instruments for Unit Trusts and Mutual Funds | 22 Dec 2023 |
| Application of the Code on Unit Trusts and Mutual Funds on UCITS funds | 6 Feb 2020 |
| Sharing of some recent topical issues relating to SFC-authorized funds | 15 Dec 2014 |
| Presentation Materials on the Revamped Fund Authorization Process | 13 Oct 2015 |
| Presentation Materials on the Revamped Post Authorization Process | 17 Jul 2017 |
| Presentation Materials on the Launch of Enhanced Fund Data Reporting | 12 Jul 2018 |
| Presentation Materials on Open-ended Fund Companies | 15 Feb 2024 |
| Open-ended Fund Company: The corporate investment fund vehicle in Hong Kong (pamphlet) | 26 Jul 2019 |
| Presentation Materials on Hong Kong REITs regime | 30 Nov 2022 |
| Guidance to the ETF Industry | 15 Dec 2020 |
| Presentation Materials on Consultation Conclusions on Proposed Amendments to the Code on Unit Trusts and Mutual Funds | 18 Jan 2019 |
| Presentation Materials on ESG funds circular | 19 Jul 2021 |
| Presentation Materials on industry workshops for ESG funds | 14 Mar 2023 |
| Presentation Materials on tokenisation of SFC-authorised investment products | 10 Jan 2024 |
| Information Sheet on Offering of Hong Kong Domiciled Funds in Dubai International Financial Centre | 5 Apr 2024 |