Securities & Futures Commission of Hong Kong

Statement on responsible ownership

The SFC issued the Principles of Responsible Ownership on 7 March 2016 to assist investors to determine how best to meet their ownership responsibilities. Though the principles are non-binding and are voluntary, investors are encouraged to adopt them.

For management of the money of its Reserve Fund and the Investor Compensation Fund, the SFC has delegated responsibility for the selection, retention and management of investments to appointed external investment managers who have confirmed that they have adopted the Principles of Responsible Ownership in their undertakings to manage the SFC investments.

3.2319 s