CEO's office

Commission Secretariat

Support the board and senior management and assist them in dealing with a wide variety of SFC-wide policies and initiatives. Specifically, we:

Liaise with members of the board and of other SFC committees and organise their meetings;
Handle communications with the HKSAR Government, the Legislative Council, the Ombudsman, regulators and other public bodies; and
Process complaints against the SFC and our staff.

Communications

Promote awareness of the SFC’s work and ensure that our messages are disseminated effectively by:

Enhancing communication with the public and other stakeholders through a wide range of channels;
Engaging the media, organising news briefings, issuing press releases and producing corporate publications; and
Developing and implementing strategic communications initiatives.

Support the board and senior management in its participation in the international regulatory community, including:

Advising on strategies in relation to international securities regulatory developments and sustainable finance initiatives;
Enhancing cooperation between the SFC and overseas regulatory authorities, both bilaterally and through multilateral organisations, such as IOSCO and the FSB; and
Coordinating with the HKSAR Government, other regulatory agencies and industry bodies on international developments, sustainable finance, and on formulating and implementing initiatives.

Monitor and research developments and regulatory trends in Mainland capital markets and provide advice on relevant strategies and cooperation initiatives;
Maintain close communication with the China Securities Regulatory Commission and other Mainland authorities to facilitate cross-boundary cooperation, and coordinate communication and cooperation between the SFC and Mainland regulatory authorities; and
Support initiatives led by the HKSAR Government on Mainland-Hong Kong financial cooperation.

Last update: 8 Apr 2021