CEO's office
Commission Secretariat
What we do:
Support the board and senior management and assist them in dealing with a wide variety of SFC-wide policies and initiatives. Specifically, we:
- Liaise with members of the board and of other SFC committees and organise their meetings;
- Handle communications with the HKSAR Government, the Legislative Council, the Ombudsman, regulators and other public bodies; and
- Process complaints against the SFC and our staff.
Communications
What we do:
Promote awareness of the SFC’s work and ensure that our messages are disseminated effectively by:
- Enhancing communication with the public and other stakeholders through a wide range of channels;
- Engaging the media, organising news briefings, issuing press releases and producing corporate publications; and
- Developing and implementing strategic communications initiatives.
International Affairs and Sustainable Finance
What we do:
Support the board and senior management in its participation in the international regulatory community, including:
- Advising on strategies in relation to international securities regulatory developments and sustainable finance initiatives;
- Enhancing cooperation between the SFC and overseas regulatory authorities, both bilaterally and through multilateral organisations, such as IOSCO and the FSB; and
- Coordinating with the HKSAR Government, other regulatory agencies and industry bodies on international developments, sustainable finance, and on formulating and implementing initiatives.
Mainland Affairs
What we do:
- Monitor and research developments and regulatory trends in Mainland capital markets and provide advice on relevant strategies and cooperation initiatives;
- Maintain close communication with the China Securities Regulatory Commission and other Mainland authorities to facilitate cross-boundary cooperation, and coordinate communication and cooperation between the SFC and Mainland regulatory authorities; and
- Support initiatives led by the HKSAR Government on Mainland-Hong Kong financial cooperation.
Last update: 8 Apr 2021