Organisational chart

CEO's office

Commission Secretariat 

What we do:

Support the board and senior management and assist them in dealing with a wide variety of SFC-wide policies and initiatives. Specifically, we:

  • Liaise with members of the board and of other SFC committees and organise their meetings;
  • Handle communications with the HKSAR Government, the Legislative Council, the Ombudsman, regulators and other public bodies; and
  • Process complaints against the SFC and our staff.


What we do:

Promote awareness of the SFC’s work and ensure that our messages are disseminated effectively by:

  • Enhancing communication with the public and other stakeholders through a wide range of channels;
  • Engaging the media, organising news briefings, issuing press releases and producing corporate publications; and
  • Developing and implementing strategic communications initiatives.

International Affairs and Sustainable Finance

What we do:

Support the board and senior management in its participation in the international regulatory community, including:

  • Advising on strategies in relation to international securities regulatory developments and sustainable finance initiatives;
  • Enhancing cooperation between the SFC and overseas regulatory authorities, both bilaterally and through multilateral organisations, such as IOSCO and the FSB; and
  • Coordinating with the HKSAR Government, other regulatory agencies and industry bodies on international developments, sustainable finance, and on formulating and implementing initiatives.

Mainland Affairs

What we do:

  • Monitor and research developments and regulatory trends in Mainland capital markets and provide advice on relevant strategies and cooperation initiatives;
  • Maintain close communication with the China Securities Regulatory Commission and other Mainland authorities to facilitate cross-boundary cooperation, and coordinate communication and cooperation between the SFC and Mainland regulatory authorities; and
  • Support initiatives led by the HKSAR Government on Mainland-Hong Kong financial cooperation.

Last update: 8 Apr 2021

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