Securities & Futures Commission of Hong Kong

Recent Publications

The links below give you quick access to our latest publications.

Date Publication

14 Jun 2017

Annual Report 2016-17

24 May 2017

Enforcement Reporter (May 2017)

28 Apr 2017

Report on the fact-finding exercise on retail futures brokers

31 Mar 2017

Takeovers Bulletin (Mar 2017)

31 Mar 2017

Financial Review of the Securities Industry for the year ended 31 December 2016

10 Feb 2017

Quarterly Report (Oct - Dec 2016)

20 Jan 2017

A Review of the Global and Local Securities Markets in 2016 – Research Paper No.60

29 Dec 2016

Takeovers Bulletin (Dec 2016)

14 Dec 2016

Corporate Regulation Newsletter

8 Dec 2016

Enforcement Reporter (Dec 2016)

8 Dec 2016

Quarterly Report (Jul - Sep 2016)

5 Oct 2016

Financial Review of the Securities Industry for the half year ended 30 June 2016

15 Sep 2016

Takeovers Bulletin (Sep 2016)

15 Aug 2016

Quarterly Report (Apr - Jun 2016)

22 Jul 2016

Fund Management Activities Survey 2015

15 Jul 2016

Half-yearly Review of the Global and Local Securities Markets - Research Paper No. 59

4 Jul 2016

Takeovers Bulletin (Jun 2016)

24 Jun 2016

Report on the Securities and Futures Commission's 2015 annual review of the Exchange's performance in its regulation of listing matters

22 Jun 2016

Annual Report 2015-16

31 Mar 2016

Financial Review of the Securities Industry for the year ended 31 December 2015

31 Mar 2016

Takeovers Bulletin (Mar 2016)

3 Mar 2016

Corporate Regulation Newsletter

18 Feb 2016

Quarterly Report (Oct - Dec 2015)

22 Jan 2016

A Review of the Global and Local Securities Markets in 2015 - Research Paper No. 58

30 Dec 2015

Takeovers Bulletin (Dec 2015)

7 Dec 2015

Quarterly Report (Jul - Sep 2015)

30 Sep 2015

Takeovers Bulletin (Sep 2015)

18 Sep 2015

Financial Review of the Securities Industry for the half year ended 30 June 2015

17 Aug 2015

Quarterly Report (Apr - Jun 2015)

21 Jul 2015

Fund Management Activities Survey 2014

17 Jul 2015

Half Yearly Review of the Global and Local Securities Markets - Research Paper No. 57

29 Jun 2015

Takeovers Bulletin (Jun 2015)

17 Jun 2015

Annual Report 2014-15

29 Apr 2015

Corporate Regulation Newsletter

31 Mar 2015

Takeovers Bulletin (Mar 2015)

30 Mar 2015

Report of the Survey on Hedge Fund Activities of SFC-licensed Managers/Advisers (Mar 2015)

20 Mar 2015

Financial Review of the Securities Industry for the year ended 31 December 2014

17 Feb 2015

Quarterly Report (Oct - Dec 2014)

21 Jan 2015

Risk-focused Industry Meeting Series: Asset Management: Looking Forward

16 Jan 2015

A Review of the Global and Local Securities Markets in 2014 - Research Paper No. 56

30 Dec 2014

Takeovers Bulletin (Dec 2014)

18 Dec 2014

Mystery Shopping Programme Findings

15 Dec 2014

Quarterly Report (Jul - Sep 2014)

30 Sep 2014

Takeovers Bulletin (Sep 2014) 

19 Sep 2014

Financial Review of the Securities Industry for the half year ended 30 June 2014

19 Sep 2014

SFC publishes annual review of SEHK’s performance in regulating listing matters

20 Aug 2014

Quarterly Report (Apr - Jun 2014)

18 Jul 2014

Half Yearly Review of the Global and Local Securities Markets - Research Paper No. 55

9 Jul 2014

Corporate Regulation Newsletter

8 Jul 2014

Fund Management Activities Survey 2013

2 Jul 2014

Takeovers Bulletin (Jun 2014 supplemental issue)

25 Jun 2014

Annual Report 2013 - 2014

24 Jun 2014

Takeovers Bulletin (Jun 2014)

31 Mar 2014

Takeovers Bulletin (Mar 2014)

20 Mar 2014

Financial Review of the Securities Industry for the year ended 31 Dec 2013

27 Feb 2014 

Quarterly Report (Oct - Dec 2013)

17 Jan 2014

A review of the global and local securities markets in 2013 - Research Paper No. 54

30 Dec 2013 

Takeovers Bulletin (Dec 2013)

18 Dec 2013 

Risk-focused Industry Meeting Series: G-SIFI Trends in Risk and Risk Mitigation 

2 Dec 2013

SFC publishes annual review of SEHK’s performance in regulating listing matters

25 July 2013

Fund Management Activities Survey 2012

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