The Alert List is a list of entities which have come to the attention of the SFC because they are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. You can either search by name or by type to check whether an entity is already on the list. This is not a comprehensive list and new names are coming to our attention all the time. We will add to the list as we hear of new names. If you have been contacted by an unlicensed firm, it would be of assistance to the SFC if you would provide information on your dealings with that firm by completing our online complaint form.
For further information on boiler rooms, scam websites and phishes, please follow the links.
Note: The information contained on the Alert List is provided as an early warning service to investors but is not a substitute for investors conducting their own due diligence by checking up on a particular entity.
Please view the list by selecting the first alphabet that starts off the name of each entry or the sub-group labelled “Chinese” for entities bearing only Chinese names:
Company name | Type | Add date |
---|---|---|
VNSMART | Unlicensed entities | 3 Nov 2022 |
Vision Quest International Furutes Co, Limited / HuiXin International Futures Co., Limited | Suspicious websites | 19 Sep 2022 |
Van Gordon Management | Unlicensed entities | 30 May 2022 |
Varot Financial Limited | Unlicensed entities | 20 Oct 2021 |
Valcapital Ltd. | Unlicensed entities | 5 Nov 2018 |
Valbury Global Financial Limited | Unlicensed entities | 27 Feb 2018 |
VISA Bank / VISA Fund Management / visabanking | Unlicensed entities | 21 Nov 2017 |
Vortex Assets Limited | Unlicensed entities | 10 Nov 2017 |
Venture Pro Trader | Unlicensed entities | 19 Jun 2017 |
Verent Capital | Unlicensed entities | 12 Jun 2017 |
Vhtrade International Financial Group | Unlicensed entities | 8 May 2017 |
V.T. Robinsons | Unlicensed entities | 12 Dec 2016 |
Ventures GP | Unlicensed entities | 10 Aug 2016 |
vip.yzfyy.com | Suspicious websites | 25 Jul 2016 |
Value Management Inc | Unlicensed entities | 27 Jun 2016 |
Voth Nixon Group | Unlicensed entities | 10 Mar 2016 |
vip.cnrqet.com | Suspicious websites | 2 Feb 2016 |
Vantage Holdings Group Limited | Unlicensed entities | 24 Dec 2014 |
Vantage Capital Research | Unlicensed entities | 24 Mar 2014 |
VCC International Group Ltd | Unlicensed entities | 6 Aug 2013 |
Vista Capital Management | Unlicensed entities | 17 Apr 2012 |
Vanquish Capital Associates | Unlicensed entities | 22 Feb 2012 |
Value Capital Partners Management Limited | Suspicious websites | 2 Jun 2011 |
Vantage Capital International | Unlicensed entities | 12 Apr 2011 |
Vast Dragon Corporation Limited | Unlicensed entities | 30 Aug 2010 |
Vantage Equity | Unlicensed entities | 26 Jul 2010 |
Valesc Holdings Limited | Unlicensed entities | 15 May 2007 |
Vannex Corporation | Unlicensed entities | 14 Oct 2004 |
Vantage International Management Group Inc | Unlicensed entities | 1 Mar 2002 |
Vantage International Management Inc | Unlicensed entities | 1 Mar 2002 |
Last update: 3 Oct 2020