The Alert List is a list of entities which have come to the attention of the SFC because they are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. You can either search by name or by type to check whether an entity is already on the list. This is not a comprehensive list and new names are coming to our attention all the time. We will add to the list as we hear of new names. If you have been contacted by an unlicensed firm, it would be of assistance to the SFC if you would provide information on your dealings with that firm by completing our online complaint form.
For further information on boiler rooms, scam websites and phishes, please follow the links.
Note: The information contained on the Alert List is provided as an early warning service to investors but is not a substitute for investors conducting their own due diligence by checking up on a particular entity.
Please view the list by selecting the first alphabet that starts off the name of each entry or the sub-group labelled “Chinese” for entities bearing only Chinese names:
Company name | Type | Add date |
---|---|---|
Zurich Capital Partners S.A. | Unlicensed entities | 13 May 2021 |
Zhongmin International Futures | Unlicensed entities | 10 Aug 2020 |
Zhong Tuo Futures (Hong Kong) Limited | Unlicensed entities | 6 Jun 2019 |
Zongang Group / Zhonguangcaifu / Zongangguoxin Group Co.,Ltd. | Unlicensed entities | 1 Feb 2019 |
Zhong Yuan Futures | Unlicensed entities | 14 Jan 2019 |
Zhong Yuan Futures / ZH Futures (HK) Limited | Unlicensed entities | 29 Aug 2018 |
Zhongtian Financial International Limited | Unlicensed entities | 29 Jun 2018 |
Zhonglian International Finance Group / Zhonglian Financial Group | Unlicensed entities | 30 Apr 2018 |
Zavori Financial Group (Asia) Limited | Unlicensed entities | 29 Dec 2017 |
ZYWealth | Unlicensed entities | 9 Nov 2017 |
Zenith Capital Ventures | Unlicensed entities | 3 Feb 2015 |
Zenton Ltd | Unlicensed entities | 19 Jul 2011 |
Zonit Enterprise Limited | Unlicensed entities | 22 Oct 2010 |
Zheng-Tai Finance and Investment Company Limited | Unlicensed entities | 3 Dec 2009 |
Zeus Enterprises | Unlicensed entities | 19 Dec 2005 |
zqgroups.com | Unlicensed entities | 25 Aug 2004 |
Zurich Investment Group Ltd | Unlicensed entities | 29 Jan 2003 |
Last update: 3 Oct 2020