The Alert List is a list of entities which have come to the attention of the SFC because they are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. You can either search by name or by type to check whether an entity is already on the list. This is not a comprehensive list and new names are coming to our attention all the time. We will add to the list as we hear of new names. If you have been contacted by an unlicensed firm, it would be of assistance to the SFC if you would provide information on your dealings with that firm by completing our online complaint form.
For further information on boiler rooms, scam websites and phishes, please follow the links.
Note: The information contained on the Alert List is provided as an early warning service to investors but is not a substitute for investors conducting their own due diligence by checking up on a particular entity.
Please view the list by selecting the first alphabet that starts off the name of each entry or the sub-group labelled “Chinese” for entities bearing only Chinese names:
Company name | Type | Add date |
---|---|---|
R J MacAllistor Ltd | Unlicensed entities | 30 Jun 2004 |
R2B | Suspicious websites | 27 Jun 2018 |
Rabo Strategies | Unlicensed entities | 24 Dec 2012 |
Ralph & Susan Limited | Unlicensed entities | 28 Feb 2018 |
Ramsey Investment Partners | Unlicensed entities | 5 Nov 2013 |
Rapid Exchange / Rapid Gold Inc. | Unlicensed entities | 23 Jul 2013 |
RBM International Limited | Unlicensed entities | 22 Feb 2012 |
RDJR | Unlicensed entities | 10 Jan 2020 |
Red Shield Financial | Unlicensed entities | 24 Oct 2016 |
Red Sun M&A | Unlicensed entities | 10 Jun 2014 |
Redford Securities International | Unlicensed entities | 29 Nov 2012 |
Redstone Capital Partners | Unlicensed entities | 18 May 2020 |
Redwood Bay Investors LLC / RBIFX | Unlicensed entities | 26 May 2020 |
Reef Capital Advisors | Unlicensed entities | 2 Dec 2014 |
Regal Asset Investment / Regal Asset Investment LLC | Unlicensed entities | 14 Jul 2017 |
Regal Group International | Unlicensed entities | 9 Sep 2010 |
Regal Investment / Regal Investment LLC | Unlicensed entities | 7 Dec 2017 |
Regency Associates | Unlicensed entities | 27 Jun 2016 |
Regency Limited | Unlicensed entities | 19 Mar 2020 |
RegiGlobe | Fake regulators and/or market operators | 12 May 2011 |
Regions Bank | Phishes | 8 Feb 2005 |
Regulatory Compliance and Oversight Department | Fake regulators and/or market operators | 22 Sep 2017 |
Reich Global Ltd | Unlicensed entities | 22 Mar 2010 |
Rely Group | Unlicensed entities | 31 May 2021 |
Rementon & Fitzgerald | Unlicensed entities | 10 Feb 2004 |
Renminbi Yuan Holdings China | Unlicensed entities | 31 Mar 2016 |
Resona Corporate Partners | Unlicensed entities | 5 Dec 2016 |
Resona International Management | Unlicensed entities | 27 Aug 2015 |
Reymount Investments Limited | Unlicensed entities | 5 May 2004 |
Reynolds Group Limited | Unlicensed entities | 13 Aug 2008 |
Rhino Asia | Unlicensed entities | 3 Aug 2016 |
Rich Fund Tech Group Limited | Unlicensed entities | 23 Jun 2021 |
Rich Futures (HK) Limited | Unlicensed entities | 8 Jan 2015 |
Richard-Blendmonde | Unlicensed entities | 13 Oct 2009 |
Richardson & Russell Holdings | Unlicensed entities | 13 Nov 2017 |
Richardson Resources | Unlicensed entities | 4 Aug 2004 |
Ridgestone Financial | Unlicensed entities | 29 Mar 2019 |
Rifa Technology Company Limited | Unlicensed entities | 23 Jun 2021 |
Ring Financial Limited | Unlicensed entities | 12 Nov 2021 |
Rising International Management Company Limited | Unlicensed entities | 22 Nov 2017 |
Rising Speed International Limited | Unlicensed entities | 24 Jun 2019 |
Rive Financial | Unlicensed entities | 20 Nov 2008 |
Riverbrook Capital | Unlicensed entities | 9 Nov 2012 |
Riverton Financial Group | Unlicensed entities | 1 Feb 2006 |
RNK Global | Unlicensed entities | 10 Nov 2017 |
Robinson Franklin | Unlicensed entities | 21 May 2015 |
Rocket Consultant Group | Unlicensed entities | 13 Dec 2018 |
Rockwell & Bond S A | Unlicensed entities | 28 Jan 2003 |
Rockwell Escrow Services | Others | 9 Dec 2015 |
Rockwood M & A | Unlicensed entities | 19 Oct 2009 |
Ronghui Securities (Hong Kong) Limited | Unlicensed entities | 1 Jun 2020 |
Rosan World Investment | Unlicensed entities | 11 Aug 2016 |
Rosenthal International | Unlicensed entities | 30 Jun 2004 |
Roxboro Capital Investment / Roxboro Capital Investment Strategies | Unlicensed entities | 3 Sep 2013 |
Royal Asia Stock Transfer Services | Unlicensed entities | 15 Jul 2015 |
Royce Equity Management | Unlicensed entities | 22 Jan 2018 |
Royce Stanford Management Inc | Unlicensed entities | 20 Dec 2001 |
RS Finance (AUST) Limited / RS Finance Limited/ RS Finance (Aust) PTY Limited | Unlicensed entities | 3 Feb 2021 |
RTFX Group Limited | Unlicensed entities | 17 Jul 2020 |
Rubin Dunn | Unlicensed entities | 20 Feb 2017 |
Rui Long International | Unlicensed entities | 12 Apr 2018 |
RUIXIN Finance | Unlicensed entities | 3 May 2022 |
Rusein International Investment Limited | Unlicensed entities | 3 Dec 2009 |
Russellville Limited | Unlicensed entities | 27 Sep 2016 |
Ryan & Roger Holdings | Unlicensed entities | 25 Aug 2016 |
Ryer Limited | Unlicensed entities | 1 Feb 2010 |
Last update: 3 Oct 2020