The Alert List is a list of entities which have come to the attention of the SFC because they are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. You can either search by name or by type to check whether an entity is already on the list. This is not a comprehensive list and new names are coming to our attention all the time. We will add to the list as we hear of new names. If you have been contacted by an unlicensed firm, it would be of assistance to the SFC if you would provide information on your dealings with that firm by completing our online complaint form.
To see the names of suspicious virtual asset trading platforms added to the Alert List since January 2020, please search by type and choose “Suspicious virtual asset trading platforms”.
For further information on boiler rooms, scam websites and phishes, please follow the links.
Note: The information contained on the Alert List is provided as an early warning service to investors but is not a substitute for investors conducting their own due diligence by checking up on a particular entity.
Please view the list by selecting the first alphabet that starts off the name of each entry or the sub-group labelled “Chinese” for entities bearing only Chinese names:
Company name | Type | Add date |
---|---|---|
城堡私募基金管理(上海)有限公司 / 券聯互匯 (Chinese name only) | Unlicensed entities | 20 Feb 2024 |
周生生黃金APP (Chinese name only) | Suspicious websites | 12 Jan 2024 |
德誠金融 DSG / 德誠資本 (Chinese name only) | Unlicensed entities | 20 Nov 2023 |
香港恒齊財富有限公司 (Chinese name only) | Unlicensed entities | 9 Nov 2023 |
方瀛資本 (Chinese name only) | Suspicious websites | 22 Sep 2023 |
深圳市方瀛科技發展有限公司 (Chinese name only) | Suspicious websites | 22 Sep 2023 |
隆源金控經紀(香港)有限公司 (隆源金控財富管理(香港)) (Chinese name only) | Unlicensed entities | 4 Aug 2023 |
宏達資訊期貨直播室 (Chinese name only) | Unlicensed entities | 22 May 2023 |
新美銀行 (Chinese name only) | Unlicensed entities | 16 Feb 2023 |
瀚濤基金有限公司 (Chinese name only) | Unlicensed entities | 12 Dec 2022 |
香港耀才彩票有限公司 (Chinese name only) | Suspicious websites | 12 Apr 2022 |
香港富利嘉寶基金管理有限公司 (只有中文名字) | Unlicensed entities | 6 Jul 2021 |
凱飛財富 (Chinese name only) | Unlicensed entities | 24 May 2021 |
豐收證券期貨(香港)有限公司 (Chinese name only) | Unlicensed entities | 24 Feb 2021 |
香港國際期貨有限公司 (Chinese name only) | Suspicious websites | 22 Sep 2020 |
亞思科財富 (Chinese name only) | Unlicensed entities | 6 Aug 2020 |
源泰國際金控股份有限公司 (Chinese name only) | Suspicious websites | 30 Jun 2020 |
智誠財經 (Chinese name only) | Unlicensed entities | 23 Jun 2020 |
海拓國際金融有限公司 (Chinese name only) | Unlicensed entities | 23 Jun 2020 |
美港交易中心 (Chinese name only) | Unlicensed entities | 16 Mar 2020 |
欣鴻國際金控 (Chinese name only) | Unlicensed entities | 21 Feb 2020 |
瀚泰國際 (Chinese name only) | Suspicious websites | 2 Jan 2020 |
領先資本 (Chinese name only) | Unlicensed entities | 2 Jan 2020 |
豐杰資本集團有限公司 (Chinese name only) | Unlicensed entities | 12 Dec 2019 |
日返佣網 (Chinese name only) | Suspicious websites | 21 Oct 2019 |
匯金國際金融有限公司 (Chinese name only) | Unlicensed entities | 3 Oct 2019 |
亞斯科國際 (Chinese name only) | Suspicious websites | 25 Sep 2019 |
恆潤財富有限公司 (Chinese name only) | Unlicensed entities | 23 Aug 2019 |
香港鑫瑞期貨資產管理有限公司 (Chinese name only) | Unlicensed entities | 30 Jul 2019 |
智慧之王 (Chinese name only) | Unlicensed entities | 19 Jun 2019 |
輝煌國際金融有限公司 (Chinese name only) | Unlicensed entities | 13 Jun 2019 |
玖富財富資產管理有限公司 (Chinese name only) | Unlicensed entities | 6 Jun 2019 |
中信之星 (Chinese name only) | Unlicensed entities | 31 May 2019 |
融慧通 / 融慧通融資融券 / 融通國際(香港) (Chinese name only) | Suspicious websites | 24 May 2019 |
華益財富有限公司 (Chinese name only) | Unlicensed entities | 14 Mar 2019 |
益華國際 (Chinese name only) | Unlicensed entities | 6 Mar 2019 |
天發證券 (Chinese name only) | Suspicious websites | 4 Feb 2019 |
易升金融 (Chinese name only) | Unlicensed entities | 11 Jan 2019 |
融股通國際(香港)有限公司 (Chinese name only) | Unlicensed entities | 20 Dec 2018 |
榮滙(香港)資本管理有限公司 (Chinese name only) | Unlicensed entities | 4 Dec 2018 |
博林國際 (Chinese name only) | Unlicensed entities | 5 Oct 2018 |
致遠金融 (Chinese name only) | Suspicious websites | 29 Aug 2018 |
廣匯國際金融有限公司 (Chinese name only) | Unlicensed entities | 23 Aug 2018 |
榮欣財富 (Chinese name only) | Unlicensed entities | 15 Aug 2018 |
伯克國際 (Chinese name only) | Unlicensed entities | 20 Jun 2018 |
柏富諾互聯網劵商服務平台 (Chinese name only) | Unlicensed entities | 19 Jun 2018 |
鴻運財富 (Chinese name only) | Unlicensed entities | 15 Jun 2018 |
香港艾伯森集團 (Chinese name only) | Unlicensed entities | 14 Jun 2018 |
中宜期指有限公司 (Chinese name only) | Unlicensed entities | 15 May 2018 |
信合國際投資有限公司 [Chinese name only] | Unlicensed entities | 12 Feb 2018 |
香港民眾國際期貨交易中心 (Chinese name only) | Suspicious websites | 24 Jan 2018 |
中融國際期貨服務有限公司 (Chinese name only) | Suspicious websites | 15 Jan 2018 |
上海趣耍投資管理有限公司 (Chinese name only) | Suspicious websites | 11 Aug 2017 |
富騰有限公司 (Chinese name only) | Unlicensed entities | 1 Aug 2017 |
凱基投資理財有限公司 (Chinese name only) | Suspicious websites | 21 Jul 2017 |
香港群益期貨(Chinese name only) | Unlicensed entities | 16 Jun 2017 |
香港亞通金融集團 (Chinese name only) | Unlicensed entities | 17 May 2017 |
卓益財富集團 (Chinese name only) | Unlicensed entities | 9 Jan 2017 |
長江創投基金—興盛1號 (Chinese name only) | Others | 10 Nov 2016 |
深圳市中信達資產管理有限公司 (Chinese name only) | Unlicensed entities | 26 May 2016 |
香港東融金融集團有限公司 (Chinese name only) | Unlicensed entities | 5 Feb 2016 |
豐業金融 | Unlicensed entities | 5 Jan 2016 |
宏利資本 | Unlicensed entities | 5 Jan 2016 |
富兰克林邓普顿财富基金管理公司 (in simplified Chinese characters only) | Suspicious websites | 4 Jan 2016 |
津元國際 (Chinese name only) | Suspicious websites | 7 Dec 2015 |
信達國際 / 信達國際環球投資 (Chinese name only) | Suspicious websites | 27 Oct 2015 |
富國國際金融集團 | Suspicious websites | 10 Sep 2015 |
摩根金融 (Chinese name only) | Suspicious websites | 21 Jul 2015 |
道富投資 (香港) 有限公司 (Chinese name only) | Suspicious websites | 27 May 2014 |
深圳盈富寶股權基金管理有限公司 (Chinese name only) | Suspicious websites | 14 May 2014 |
財華國際投資 (Chinese name only) | Suspicious websites | 19 Jul 2013 |
富泰金融網 (Chinese name only) | Suspicious websites | 19 Jul 2013 |
時富金融網 | Suspicious websites | 12 Jul 2013 |
博滙通 | Unlicensed entities | 27 Jun 2013 |
高銀金融 | Suspicious websites | 25 Jan 2013 |
富時金融 | Suspicious websites | 2 Jan 2013 |
德國LGT投資有限公司北京代表處 | Unlicensed entities | 7 Aug 2012 |
富克林投資有限公司 | Suspicious websites | 29 Jun 2011 |
華鑫國際投資理財有限公司 | Unlicensed entities | 31 Aug 2010 |
環球指數 | Suspicious websites | 12 Apr 2010 |
Do not respond to suspicious virtual asset trading platform (VATP) offers if its operator is not licensed. To check whether a VATP is licensed by the SFC, please visit our List of licensed virtual asset trading platforms.
Some VATPs that appear to operate in Hong Kong or target Hong Kong investors may not have a licence to provide virtual asset service or carry out regulated activities in the city. They may lure investors with too-good-to-be-true investment offers, falsely claim to be or soon to be licensed in Hong Kong and/or overseas, or promote themselves aggressively through social media, instant messages, so-called “key opinion leaders” (KOLs) or any other forms of advertisements.
If you deal with a VATP which is not licensed by the SFC, please note that it is unregulated and not supervised by the SFC. You may lose your entire investment held on the VATP if it ceases operation, collapses, is hacked or otherwise suffers from any misappropriation of assets. Seeking recourse against those VATPs without a nexus with Hong Kong can be very difficult and legal remedies may not be available.
Last update: 3 Oct 2020