The Alert List is a list of entities which have come to the attention of the SFC because they are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. You can either search by name or by type to check whether an entity is already on the list. This is not a comprehensive list and new names are coming to our attention all the time. We will add to the list as we hear of new names. If you have been contacted by an unlicensed firm, it would be of assistance to the SFC if you would provide information on your dealings with that firm by completing our online complaint form.
For further information on boiler rooms, scam websites and phishes, please follow the links.
Note: The information contained on the Alert List is provided as an early warning service to investors but is not a substitute for investors conducting their own due diligence by checking up on a particular entity.
Please view the list by selecting the first alphabet that starts off the name of each entry or the sub-group labelled “Chinese” for entities bearing only Chinese names:
Company name | Type | Add date |
---|---|---|
D M Gray Consulting | Unlicensed entities | 15 Oct 2004 |
DA Corporation Partners | Unlicensed entities | 20 Feb 2017 |
DAB Asia Limited | Unlicensed entities | 7 Jan 2014 |
Dace Motor Company | Unlicensed entities | 24 Jul 2019 |
DAG Consultants Limited | Unlicensed entities | 11 May 2016 |
Daikyo Brokerage Limited | Unlicensed entities | 4 Jul 2016 |
Daishi Capital International Wealth Management | Unlicensed entities | 26 Oct 2015 |
Dakras Markets Limited | Unlicensed entities | 12 Mar 2021 |
Dashan International | Unlicensed entities | 4 Nov 2016 |
DaTong Global | Unlicensed entities | 5 Jul 2016 |
David & Maria Limited | Unlicensed entities | 7 Sep 2015 |
Davos Financial Investment Group / DFIG HK | Unlicensed entities | 17 May 2017 |
Dawn Light Asset Management | Unlicensed entities | 1 Feb 2019 |
Dawn Raid | Unlicensed entities | 2 Jan 2020 |
Dawson & Crane Incorporated | Unlicensed entities | 23 Jul 2012 |
Dawson and Raymond M & A | Unlicensed entities | 19 Oct 2009 |
Days of Gold Company Ltd | Unlicensed entities | 2 Nov 2012 |
DB Services Limited / DBS Ltd, HK | Unlicensed entities | 19 Nov 2018 |
DBKY Investment Holding Co. Limited | Unlicensed entities | 19 Oct 2018 |
DC Witter Group | Unlicensed entities | 30 May 2022 |
De Verre Lloyd & Co Ltd | Unlicensed entities | 22 Oct 2003 |
Decatur International, Inc. | Unlicensed entities | 21 Sep 2005 |
Deep Blue Group | Unlicensed entities | 8 Sep 2014 |
Delacorte Dubois and Company Limited | Unlicensed entities | 10 Sep 2015 |
Delacour Investments | Unlicensed entities | 7 Nov 2012 |
Delta Capital | Unlicensed entities | 11 Jun 2019 |
Delta Continental | Unlicensed entities | 18 Nov 2010 |
Denison Newbrook Reid | Unlicensed entities | 29 May 2013 |
Department of Foreign Securities | Fake regulators and/or market operators | 17 Jul 2015 |
DES Options | Unlicensed entities | 16 Jun 2009 |
Devlin Stern & Associates | Unlicensed entities | 21 Jul 2005 |
Devonshire & Douglas Capital Partners | Unlicensed entities | 27 Sep 2011 |
DFRF Enterprises LLC | Unlicensed entities | 23 Dec 2016 |
DFRF Enterprises, LLC | Unlicensed entities | 28 Dec 2016 |
Digits Financial Hong Kong Company | Unlicensed entities | 8 Mar 2010 |
Dingfeng International Corporation | Unlicensed entities | 6 Dec 2013 |
DingSheng International Co., Ltd | Unlicensed entities | 10 Feb 2021 |
Dinosaur Assets Management (HK) Limited | Unlicensed entities | 21 Aug 2013 |
Dinosaur Investor Services (UK) Limited / Dinosaur Investor Services | Unlicensed entities | 21 Aug 2013 |
Direct Asset Partners | Unlicensed entities | 21 Jul 2017 |
Diversified Assets Authority | Fake regulators and/or market operators | 26 Oct 2011 |
Diversified Capital | Unlicensed entities | 29 Nov 2010 |
Dividendcare Limited | Unlicensed entities | 15 Jan 2019 |
Dividium Asia Limited | Unlicensed entities | 3 Jan 2011 |
Dividium Capital Group International | Unlicensed entities | 9 Sep 2010 |
DKM Global Management, Inc | Unlicensed entities | 18 Aug 2004 |
DM INDEX | Suspicious websites | 19 Jul 2013 |
Dodson Norwood | Unlicensed entities | 10 Aug 2016 |
Donavan & Yung Partners | Unlicensed entities | 27 Feb 2006 |
DongXing Futures Limited | Suspicious websites | 18 May 2018 |
Dongyin Futures Brokerage Company Limited | Unlicensed entities | 17 Jul 2007 |
Douglas Baker & Co | Unlicensed entities | 22 Mar 2004 |
Doyle Hutton Associates | Unlicensed entities | 7 Mar 2014 |
DP Consulting Group | Unlicensed entities | 6 Jul 2016 |
Drexel Asset Management | Unlicensed entities | 30 Jul 2003 |
Dreyfus Capital | Unlicensed entities | 2 Nov 2000 |
Drukenmiller Investment Services | Unlicensed entities | 5 Jan 2017 |
DS Forex | Unlicensed entities | 12 Jul 2013 |
DSFFX | Unlicensed entities | 2 Sep 2019 |
DSW Enterprises L.L.P. / DSW Partners | Unlicensed entities | 8 Sep 2017 |
DTCM Capital Management Limited / DTCM Asset Management (HK) Limited / DTCM Consulting Limited | Unlicensed entities | 6 Sep 2017 |
Duke International Asset Management Company Limited | Unlicensed entities | 14 May 2013 |
Duke Valentine Limited | Unlicensed entities | 29 May 2019 |
Dukes Copy Limited | Unlicensed entities | 20 Oct 2016 |
Dunbar Consultants Limited | Unlicensed entities | 20 May 2021 |
DUP Capital Limited | Unlicensed entities | 7 Jan 2021 |
Dupont Securities | Unlicensed entities | 12 Jul 2013 |
Durham Capital Investments | Unlicensed entities | 21 Feb 2022 |
Dynamic Wealth Management | Unlicensed entities | 18 Nov 2010 |
Dynasty International Acquisitions | Unlicensed entities | 16 Dec 2003 |
Last update: 3 Oct 2020