Securities & Futures Commission of Hong Kong

Licensing

We act as the gatekeeper to ensure that corporations and individuals seeking to enter Hong Kong's securities and futures industry meet prescribed standards.

What we do:

  • License corporations and individuals seeking to conduct regulated activities in Hong Kong as defined under the Securities and Futures Ordinance
  • Issue codes and guidelines concerning the competence and suitability of corporations and individuals to be licensed
  • Monitor on-going compliance with licensing requirements by licensees and related parties 

Details of regulatory functions

3.7593 s