Securities & Futures Commission of Hong Kong

Supervision of Markets

The division supervises key market operators and ensures that the regulation and the development of Hong Kong's securities and futures markets meet international standards.

What we do:

  • Formulate policies to facilitate the development of market infrastructure and boost links with Mainland and international markets
  • Foster the development of and encourage participation in Hong Kong markets by liaising with local and overseas participants
  • Supervise and monitor activities of the exchange controller, exchanges and clearing houses
  • Authorise automated trading services providers
  • Regulate approved share registrars
  • Coordinate market contingency planning
  • Supervise the Investor Compensation Company Limited and manage investor compensation funds
  • Conduct market-related research to assist in formulating policies
3.8742 s