Securities & Futures Commission of Hong Kong

Alert List

The Alert List is a list of entities which have come to the attention of the SFC because they are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong. You can either search by name or by type to check whether an entity is already on the list. This is not a comprehensive list and new names are coming to our attention all the time. We will add to the list as we hear of new names. If you have been contacted by an unlicensed firm, it would be of assistance to the SFC if you would provide information on your dealings with that firm by completing our on-line reporting form.

For further information on boiler rooms, scam websites and phishes, please follow the links.

Note: The information contained on the Alert List is provided as an early warning service to investors but is not a substitute for investors conducting their own due diligence by checking up on a particular entity.

Please view the list by selecting the first alphabet that starts off the name of each entry or the sub-group labelled “Chinese” for entities bearing only Chinese names:

 

Company name Type Add date
5Decimals Limited Unlicensed entities 135875149321 Jan 2013
5Markets Limited Unlicensed entities 1462442743 5 May 2016
5markets Ltd Suspicious websites 142372938012 Feb 2015
72Option Unlicensed entities 150243924211 Aug 2017
A and L Partners Hong Kong Limited Unlicensed entities 149804585021 Jun 2017
A G Securities Limited Unlicensed entities 102424320017 Jun 2002
A&L Partners Limited Unlicensed entities 149804597121 Jun 2017
A.I.M. Corporation Limited Unlicensed entities 145084386023 Dec 2015
AAFX Trading Capital / AAFX Trading Company Ltd Unlicensed entities 149077488029 Mar 2017
Abacus Group Ltd Unlicensed entities 102424320017 Jun 2002
Abacus Marketing Services Unlicensed entities 125605440021 Oct 2009
Abberley Capital Unlicensed entities 130564800018 May 2011
Abbey House Acquisitions Unlicensed entities 1154966400 8 Aug 2006
Aberdeen Lyle Group Unlicensed entities 120533760013 Mar 2008
Able Will Development Unlicensed entities 137411925018 Jul 2013
ABN Assets Suspicious websites 112723200021 Sep 2005
Abney Associates Unlicensed entities 135046758917 Oct 2012
Abridge Enterprises Unlicensed entities 150053778020 Jul 2017
ABS Group Limited Unlicensed entities 148152756012 Dec 2016
ACE International Unlicensed entities 133286400028 Mar 2012
Ace Standard Holdings Limited Unlicensed entities 147211723625 Aug 2016
ACME Plan International Limited Unlicensed entities 144350857729 Sep 2015
ACT Transfer Services Unlicensed entities 1346774400 5 Sep 2012
Adderley Davis & Associates Ltd Unlicensed entities 138988800017 Jan 2014
Adlisberg Financial Inc – Adlisberg Retail Client Division Unlicensed entities 142768186730 Mar 2015
ADM Investor Services Limited Unlicensed entities 129052800024 Nov 2010
Admiral Finance Group Unlicensed entities 135045792017 Oct 2012
Admiral Global Private Equity Group Unlicensed entities 145818252017 Mar 2016
Advance Management Services (Asia) Limited Unlicensed entities 108679680010 Jun 2004
Advantage Asset Management Unlicensed entities 139761564316 Apr 2014
Advantage Offshore Clearing Limited Unlicensed entities 125864640020 Nov 2009
Advantage Securities Inc Unlicensed entities 121665600022 Jul 2008
AEG Financial Unlicensed entities 144524689719 Oct 2015
Aegis Corporation Ltd Unlicensed entities 148230678021 Dec 2016
AFC Management Limited Unlicensed entities 150823342417 Oct 2017
Affirmative Management Ltd Unlicensed entities 1312473600 5 Aug 2011
Agile Financial Unlicensed entities 135040320017 Oct 2012
AgroMicron Limited Unlicensed entities 125372160024 Sep 2009
AHLRATES Ltd Unlicensed entities 143798924927 Jul 2015
AIA Group Investment Guarantee Limited Unlicensed entities 136849850314 May 2013
Aichi BMO International Unlicensed entities 148911295010 Mar 2017
Alex & Hazel Limited Unlicensed entities 145932588030 Mar 2016
Alfort International Limited Unlicensed entities 127946880019 Jul 2010
Algo Capitals / Algo Capital (New) Unlicensed entities 1509936044 6 Nov 2017
Allen Baker (New) Unlicensed entities 150872415623 Oct 2017
Alliance and Dunbar Unlicensed entities 106839360010 Nov 2003
Alliance Capital Exchange Unlicensed entities 133286400028 Mar 2012
Alliance Capital Group Unlicensed entities 133822080029 May 2012
Alliance Consultants Unlicensed entities 1504601962 5 Sep 2017
Alliance Fund Managers Limited Unlicensed entities 148790096324 Feb 2017
Alliance Transfer Inc. Unlicensed entities 124024320021 Apr 2009
Allianz Financial Group (Hong Kong) Limited Unlicensed entities 129467520011 Jan 2011
Allied Global Holdings Unlicensed entities 138496320021 Nov 2013
Allied International Investment Limited Unlicensed entities 101067840011 Jan 2002
Allied Pacific Ventures Ltd Unlicensed entities 100272960011 Oct 2001
Allied Transfer Inc Others 142768201030 Mar 2015
Alma Forex Unlicensed entities 125830080016 Nov 2009
Alpha Group Suspicious websites 125562240016 Oct 2009
Alpha Trade Unlicensed entities 1312473600 5 Aug 2011
Alpinai Investments Unlicensed entities 1167753600 3 Jan 2007
Alta Technology Limited Suspicious websites 143701230016 Jul 2015
Alternative Investments Advisors Unlicensed entities 131359680018 Aug 2011
ALV Group Unlicensed entities 119505600015 Nov 2007
Amberfield Group Unlicensed entities 147220505626 Aug 2016
Ambros Group Unlicensed entities 1315238400 6 Sep 2011
AMC International (HK) Limited Unlicensed entities 147936788417 Nov 2016
Ameri-Tech Industries Ltd Unlicensed entities 106839360010 Nov 2003
American Energy Exchange (AMENX) Unlicensed entities 1152028800 5 Jul 2006
American International Securities Inc. Unlicensed entities 111090240016 Mar 2005
American Times Investment Group Unlicensed entities 1283788800 7 Sep 2010
Ametron Consultants Ltd Unlicensed entities 105647040025 Jun 2003
Anderson Munro Unlicensed entities 127946880019 Jul 2010
AngloAsia Capital Management Limited Unlicensed entities 125346240021 Sep 2009
Anne Markets Limited Unlicensed entities 128136960010 Aug 2010
Antek Global Consultants Limited Unlicensed entities 131713920028 Sep 2011
Antek International Unlicensed entities 130132800029 Mar 2011
Ao Global Investment (Hong Kong) Co Ltd Unlicensed entities 1454322078 1 Feb 2016
APAC Finance Ltd. Unlicensed entities 111634560018 May 2005
Apex Capital Partners Unlicensed entities 135045855417 Oct 2012
Apex Equities Unlicensed entities 146638944020 Jun 2016
Apex International Consulting Corporation Unlicensed entities 1459493483 1 Apr 2016
Apex International Development Group Limited Unlicensed entities 134314560025 Jul 2012
Apex Management Limited Unlicensed entities 118572480030 Jul 2007
Apex Trade Group Pte Ltd Unlicensed entities 117915840015 May 2007
API Mutual Fund LLC Suspicious websites 120274560012 Feb 2008
API Premiere Swiss Trust AG Unlicensed entities 142725756725 Mar 2015
Apollo International Wealth Investment Management Co., Ltd. / Apollo International Wealth Management Co., Ltd. Suspicious websites 119747520013 Dec 2007
APTFund Suspicious websites 114045120021 Feb 2006
Apuro Forex Unlicensed entities 1488790267 6 Mar 2017
Apuro Holdings Limited Unlicensed entities 1488789957 6 Mar 2017
Arendee Consulting Group Ltd Unlicensed entities 134539200020 Aug 2012
Argus International Limited Unlicensed entities 113742720017 Jan 2006
Armor Asia Limited Unlicensed entities 149207808013 Apr 2017
Aros Securities Unlicensed entities 134798400019 Sep 2012
Arrow Capital Partners Unlicensed entities 137647026014 Aug 2013
Art Max Technology Limited Unlicensed entities 117915840015 May 2007
Arthur-Sera Limited Unlicensed entities 1467770160 6 Jul 2016
Asakura Acquisitions Unlicensed entities 143712284117 Jul 2015
Ashford Financial Group Unlicensed entities 133286400028 Mar 2012
Ashton Cole Global / Ashton Cole Global Investments / AC Global Investments Unlicensed entities 148724052316 Feb 2017
Ashton Trading Worldwide Limited Unlicensed entities 117915840015 May 2007
Ashwood Finance Unlicensed entities 147096672012 Aug 2016
Asia & Pacific Holdings Japan Unlicensed entities 149743553414 Jun 2017
Asia Alliance Ltd Unlicensed entities 146917660822 Jul 2016
Asia Auction Inc. Unlicensed entities 126918720022 Mar 2010
Asia Century Investment Limited Unlicensed entities 149999682014 Jul 2017
Asia Dragon Capital Holdings Unlicensed entities 149320077526 Apr 2017
Asia Dragon Group Unlicensed entities 125856000019 Nov 2009
Asia Exchange Board Unlicensed entities 128214720019 Aug 2010
Asia Futures Exchange / ASIAFEX Fake regulators and/or market operators 150760254810 Oct 2017
Asia Pacific Asset Management Ltd Unlicensed entities 111323520012 Apr 2005
Asia Pacific Brokerage Unlicensed entities 146854704015 Jul 2016
Asia Pacific Fund Managers Ltd Unlicensed entities 111323520012 Apr 2005
Asia Pacific Group Unlicensed entities 111323520012 Apr 2005
Asia Pacific Group Investment Inc Unlicensed entities 111323520012 Apr 2005
Asia Pacific Holdings Ltd Unlicensed entities 111323520012 Apr 2005
Asia Pacific International Investment Trust Unlicensed entities 111323520012 Apr 2005
Asia Pacific Investment Management Ltd Unlicensed entities 111323520012 Apr 2005
Asia Pacific Limited Unlicensed entities 143556726029 Jun 2015
Asia United Capital & Partners, Co Ltd Unlicensed entities 101482560028 Feb 2002
Asia United International Ltd Unlicensed entities 100272960011 Oct 2001
Asia Ventures Limited Unlicensed entities 129242880016 Dec 2010
Asia World Capital Unlicensed entities 139256640017 Feb 2014
Asia Yard Investments Ltd Unlicensed entities 110157120028 Nov 2004
Asia-Pacific Finance and Investment Unlicensed entities 126434880025 Jan 2010
Asiaclear Trading Limited Unlicensed entities 117915840015 May 2007
Asian Futures Trading Group Unlicensed entities 140008320015 May 2014
Asian Investment Foundation Ltd Unlicensed entities 106839360010 Nov 2003
Asian Mercantile Exchange Unlicensed entities 1483948560 9 Jan 2017
Asiana FX Limited Unlicensed entities 133657920010 May 2012
Assets Brokerage Network Unlicensed entities 1183478400 4 Jul 2007
Assets International S.A DE C.V Unlicensed entities 129761280014 Feb 2011
Aston Hu & Associates Unlicensed entities 136979694529 May 2013
Atlantic Global Asset Management SA Unlicensed entities 1501552214 1 Aug 2017
Atlantis Financial Unlicensed entities 1243872000 2 Jun 2009
ATX Group Unlicensed entities 132793920031 Jan 2012
AUBC (Asia) Capital Unlicensed entities 1436251187 7 Jul 2015
Austral European Kft Unlicensed entities 104860800026 Mar 2003
Ava Capital Markets Unlicensed entities 138752028020 Dec 2013
Avid Investor, Inc Unlicensed entities 102268800030 May 2002
AWDH Trading Limited Unlicensed entities 148152732712 Dec 2016
AWI Financial Unlicensed entities 137362178112 Jul 2013
Axa St John Unlicensed entities 109630080028 Sep 2004
AXI Trader Unlicensed entities 1404703019 7 Jul 2014
Axis Investment Group Unlicensed entities 141835670512 Dec 2014
Baker and White Unlicensed entities 107928000015 Mar 2004
Baker Boyd Associates Unlicensed entities 137991672023 Sep 2013
Balesc Holdings Limited Unlicensed entities 117915840015 May 2007
Banc De Binary Unlicensed entities 141714412128 Nov 2014
Banc54 / B54 Technologies Limited Unlicensed entities 138409920011 Nov 2013
Bancde Options Unlicensed entities 142623222013 Mar 2015
Bancroft, Doyle & Page Global / BDP Global Unlicensed entities 149734096813 Jun 2017
Bank of Swisscredit Suspicious websites 107392320013 Jan 2004
Banner Commodities Unlicensed entities 1312473600 5 Aug 2011
Banque Gerrarde Limited Unlicensed entities 991324800 1 Jun 2001
Banquedenationale Bank Unlicensed entities 106113600018 Aug 2003
Bao Tai Commercial Bank Suspicious websites 110122560024 Nov 2004
Baocheng Investment Advisor Co., Ltd Suspicious websites 139023360021 Jan 2014
Bark Capital Partners Unlicensed entities 150820797917 Oct 2017
Baron-Moore Associates Unlicensed entities 141649920021 Nov 2014
Baros Corporation Unlicensed entities 109880640027 Oct 2004
Basic Venture Limited Unlicensed entities 1423128425 5 Feb 2015
Bass Creek Advisors Unlicensed entities 146728185130 Jun 2016
Bauer Associates Unlicensed entities 118157760012 Jun 2007
Bayhead Capital Unlicensed entities 1425545166 5 Mar 2015
Bayside Financial Services Unlicensed entities 144617021330 Oct 2015
Beacon Capital Management Unlicensed entities 112965120019 Oct 2005
Beacon Pointe Securities Unlicensed entities 131817600010 Oct 2011
Bedford Investments Inc. Unlicensed entities 1128441600 5 Oct 2005
Beijing Futures Exchange Fake regulators and/or market operators 131100480019 Jul 2011
Beijing Securities Unlicensed entities 126823680011 Mar 2010
Bell Capital Private Wealth Managers Unlicensed entities 143217768121 May 2015
Belmont Financial Group Unlicensed entities 145074923522 Dec 2015
Beltway M & A Unlicensed entities 125588160019 Oct 2009
Benelux Venture Partners Unlicensed entities 142171998020 Jan 2015
Benson & Raymond Acquisitions Inc. Unlicensed entities 110122560024 Nov 2004
Benson Dupont Capital Management Inc Unlicensed entities 97810560030 Dec 2000
Bentley International Management Ltd Unlicensed entities 1122912000 2 Aug 2005
Berenberg Private Banking Unlicensed entities 146121205921 Apr 2016
Bergmann & Co. International Unlicensed entities 131705280027 Sep 2011
Bergmannwhite Associates Unlicensed entities 137515542030 Jul 2013
Bergstein Financial Unlicensed entities 126823680011 Mar 2010
Bergues Invest Unlicensed entities 1260201600 8 Dec 2009
Berkeley Samson International Unlicensed entities 997200000 8 Aug 2001
Berkshire Stanley Unlicensed entities 129061440025 Nov 2010
Berlin Overseas Corporation Unlicensed entities 100609920019 Nov 2001
Bernard Rothschild Consultants Unlicensed entities 107504640026 Jan 2004
Bernard Simpson Consultants Unlicensed entities 106986240027 Nov 2003
Bernburg Investment Bankers Unlicensed entities 121968000026 Aug 2008
Best Leader Global Market NZ Limited Unlicensed entities 1488789727 6 Mar 2017
Bidvsask Investment Limited Unlicensed entities 114796800019 May 2006
Birchall McCallen Unlicensed entities 130374720026 Apr 2011
Birchmore Group Unlicensed entities 124318080025 May 2009
Blackrock Financial Co Ltd Unlicensed entities 145397058028 Jan 2016
Blackstone Asset Management Unlicensed entities 133459200017 Apr 2012
Blackstone Financial Investment Co Ltd Unlicensed entities 145560679116 Feb 2016
Blackstone, Nelson, Newhouse Unlicensed entities 119782080017 Dec 2007
Blackstoneh / BlacKstone Suspicious websites 149335222128 Apr 2017
Blaine & Thompson, S.A. Unlicensed entities 106752960031 Oct 2003
Blake Capital Partners Unlicensed entities 1351827012 2 Nov 2012
Blanc & Baumar Unlicensed entities 126633600017 Feb 2010
Bloomberg & Associates Unlicensed entities 112662720014 Sep 2005
Blue Dome Partners Unlicensed entities 137515587630 Jul 2013
BlueCrest Capital Management Unlicensed entities 134210880013 Jul 2012
Bluefield Partners Unlicensed entities 146094848818 Apr 2016
Blumkin Global Unlicensed entities 1352280539 7 Nov 2012
BNP Capital Partners LLC Suspicious websites 149576244726 May 2017
BNP Forex Limited Unlicensed entities 1504691220 6 Sep 2017
BOC Mutual Fund Management Co., Ltd Suspicious websites 107150400016 Dec 2003
Bond Asset Management Unlicensed entities 133035840028 Feb 2012
Bowen Reece Unlicensed entities 104999040011 Apr 2003
Bowman Offshore Transfer Unlicensed entities 1412733268 8 Oct 2014
BP Holdings Unlicensed entities 135840534017 Jan 2013
Bradley Chen & Associates Unlicensed entities 109094400028 Jul 2004
Bradley Hill Holdings Limited Unlicensed entities 1246809600 6 Jul 2009
Bradstone Healy & Pratt Unlicensed entities 119332800026 Oct 2007
Braemar Capital of Hong Kong Unlicensed entities 148245865523 Dec 2016
Brandywine (HK) Global Investment Management Limited / Brandywine HK Financial Management Company Limited Suspicious websites 148973712017 Mar 2017
Brassel Capital Asset Management Limited Unlicensed entities 132439680021 Dec 2011
Breakthrough Incorporated Unlicensed entities 109275840018 Aug 2004
Brentwood Group Limited Unlicensed entities 118296000028 Jun 2007
Brett Commodities GmbH Unlicensed entities 1283961600 9 Sep 2010
Brevan Howard Asset Management Limited Unlicensed entities 1393839605 3 Mar 2014
BridgeWay Corporate Management Unlicensed entities 134798400019 Sep 2012
Brien Group Limited Unlicensed entities 137877912910 Sep 2013
Bright Accord Investments Limited Unlicensed entities 129242880016 Dec 2010
Brinks Holdings Limited Unlicensed entities 1133971200 8 Dec 2005
Broadspan Securities Unlicensed entities 1420683853 8 Jan 2015
Broche Capital Advisors Unlicensed entities 131955840026 Oct 2011
Bronte Financial Unlicensed entities 139282560020 Feb 2014
Brookes & Associates Unlicensed entities 1306944000 2 Jun 2011
Brookstone Group Transfer Agents Unlicensed entities 128551680027 Sep 2010
Bryant Shaw LLC Unlicensed entities 129761280014 Feb 2011
Burton Financial Partners Unlicensed entities 142189231422 Jan 2015
Butler Investment Managers Unlicensed entities 131359680018 Aug 2011
Cabrini Green & Ross, Inc Unlicensed entities 1013097600 8 Feb 2002
Cadell Acton Group International Unlicensed entities 137646876314 Aug 2013
Cadman Mergers and Acquisition Unlicensed entities 131947200025 Oct 2011
Cahill & Audleman Unlicensed entities 1128528000 6 Oct 2005
Caledrane Group Inc Unlicensed entities 105897600024 Jul 2003
Calvin & Gates Holdings Unlicensed entities 150391093728 Aug 2017
Camden Financial Services Unlicensed entities 146595843115 Jun 2016
Campbell Alexander Financial Services Group/Campbell Alexander Limited Unlicensed entities 132923520015 Feb 2012
Capital Action Limited Unlicensed entities 139331839925 Feb 2014
Capital Alliance International Unlicensed entities 137231917027 Jun 2013
Capital Asset Management Limited Unlicensed entities 108541440025 May 2004
Capital Eurasia Unlicensed entities 138548160027 Nov 2013
Capital Ever Limited Unlicensed entities 143556889329 Jun 2015
Capital Finance Group Hong Kong Limited Unlicensed entities 137705248921 Aug 2013
Capital Futures Limited Unlicensed entities 107928000015 Mar 2004
Capital Group Finance Unlicensed entities 1407209914 5 Aug 2014
Capital Investment Global Ltd Unlicensed entities 143556875229 Jun 2015
Capital Management Group Unlicensed entities 110649600024 Jan 2005
Capital Trust Management Unlicensed entities 148911282010 Mar 2017
Capstone Alliance Group Unlicensed entities 143937025712 Aug 2015
Capstone Currency Group Unlicensed entities 143937038612 Aug 2015
Capstone Securities Unlicensed entities 143937050112 Aug 2015
Cardell Limited / Cardell Company Limited Unlicensed entities 141100950018 Sep 2014
Carghill Wright and Associates Unlicensed entities 1265040000 2 Feb 2010
Carl & Tony Limited Unlicensed entities 150034366318 Jul 2017
Carlson-Schmidt Securities Unlicensed entities 148418507312 Jan 2017
Cartel Group Unlicensed entities 136858440015 May 2013
Carter Flanagan Private Asset Management Unlicensed entities 1504691304 6 Sep 2017
Carter Sinclair Ltd Unlicensed entities 124508160016 Jun 2009
Carver Brooks and Associates Limited Unlicensed entities 117915840015 May 2007
Casper Holdings Co Ltd Unlicensed entities 136988069530 May 2013
Castle Holdings Limited Unlicensed entities 1486433940 7 Feb 2017
Cathedral Core Service Limited Partnership Unlicensed entities 147910778214 Nov 2016
CCN Holdings Limited Unlicensed entities 144193560911 Sep 2015
Cedrus Investments (HK) Limited Unlicensed entities 1286121600 4 Oct 2010
Center Capital Trading Unlicensed entities 1275840000 7 Jun 2010
Centillion Consultant Limited Unlicensed entities 150121246928 Jul 2017
Central Capital Inc Unlicensed entities 1023465600 8 Jun 2002
Central Option / Central Provider Ltd Unlicensed entities 146595818415 Jun 2016
Century Commodities Unlicensed entities 1314806400 1 Sep 2011
Century Holdings Ltd Unlicensed entities 149000208020 Mar 2017
CES Futures Brokerage Co. Ltd. Unlicensed entities 122719680021 Nov 2008
CFDStocks Unlicensed entities 149723886012 Jun 2017
Champion Token Limited Unlicensed entities 145397028228 Jan 2016
Champion Trust Fund Unlicensed entities 145396134028 Jan 2016
Chan Ching Yi Unlicensed entities 118054080031 May 2007
Chancellor Capital LLC Unlicensed entities 1499421780 7 Jul 2017
Chang Sha Quantum Enterprise Management Consulting Co., Ltd. Unlicensed entities 1425630934 6 Mar 2015
Changsheng Associates Unlicensed entities 136688322025 Apr 2013
Charles Fleming Co Ltd Unlicensed entities 114770880016 May 2006
Charter One Bank Phishes 111392640020 Apr 2005
Chartered Asset Management Unlicensed entities 102968640019 Aug 2002
Charterhouse Wealth Management Unlicensed entities 138269249225 Oct 2013
Chartmore International Unlicensed entities 126434880025 Jan 2010
Chase Boston Limited Unlicensed entities 133657920010 May 2012
Chase Franklin International Unlicensed entities 1381202760 8 Oct 2013
Chatex Ltd Unlicensed entities 127229760027 Apr 2010
Cheer Fortune International Investment Management Company Limited Unlicensed entities 126832320012 Mar 2010
Chen Parker Transfer Agency Others 142742997427 Mar 2015
Chengdu Wang Hong Information Consultation Company Limited Unlicensed entities 128136960010 Aug 2010
Cheoy Lee Asset Management Asia Unlicensed entities 1128528000 6 Oct 2005
Cherryshares Unlicensed entities 125856000019 Nov 2009
China Asia Pacific Assets & Property Rights Exchange Limited Unlicensed entities 148963528016 Mar 2017
China Cosmos Investments Limited Unlicensed entities 114796800019 May 2006
China DengShilei Care Association Company Limited Unlicensed entities 141101164618 Sep 2014
China Emerald Consulting Unlicensed entities 146293901611 May 2016
China Gloay Cultural Artwork Property Exchange Co., Ltd / China Yanhuang Culture and Artwork Property Exchange Co., Ltd Unlicensed entities 141585217113 Nov 2014
China International Art Property Exchange Unlicensed entities 147728320124 Oct 2016
China Mercantile Exchange Unlicensed entities 126832320012 Mar 2010
China Merchants International Corporation Unlicensed entities 147263789531 Aug 2016
China Mineral Company Limited Unlicensed entities 132785280030 Jan 2012
China Union Group Limited Unlicensed entities 1133971200 8 Dec 2005
chinablackrock.com Suspicious websites 1457059025 4 Mar 2016
ChosunFund Limited Unlicensed entities 125346240021 Sep 2009
Churchills Mergers and Acquisitions Unlicensed entities 1346774400 5 Sep 2012
Citi Express Banks Inc Unlicensed entities 106113600018 Aug 2003
Citibank Online Phishes 1091548800 4 Aug 2004
Citibank Online! Phishes 108480960018 May 2004
Citibank's Citi Identity Theft Solutions Phishes 1093968000 1 Sep 2004
CITIC Tokyo International Unlicensed entities 149207338913 Apr 2017
Citichamp Investment Limited Unlicensed entities 136858500015 May 2013
Citiexpress Finance & Security Co Ltd Suspicious websites 1081267200 7 Apr 2004
City Index Suspicious websites 131428800026 Aug 2011
Clanvale Securities Unlicensed entities 103530240023 Oct 2002
Clarity Capital Markets Unlicensed entities 136334158815 Mar 2013
Claybourne Group Unlicensed entities 135355769222 Nov 2012
Clearwater Commodities Unlicensed entities 128041920030 Jul 2010
Clearwater Offshore Limited Unlicensed entities 141835682012 Dec 2014
Clewis Financial Unlicensed entities 1462788933 9 May 2016
CMC Gao Hua (New) Unlicensed entities 150883564924 Oct 2017
CMIS Global Limited / CMIS Trader Unlicensed entities 144524679919 Oct 2015
CNB Acquisitions Inc Unlicensed entities 1394174301 7 Mar 2014
CNG Advisors / CNG Capital Holdings Limited Unlicensed entities 150399457729 Aug 2017
Cogan Davis Associates Limited Unlicensed entities 1013097600 8 Feb 2002
COLLINGBOURNE GROUP Unlicensed entities 1362641425 7 Mar 2013
Comlife Investments Limited Unlicensed entities 142655604017 Mar 2015
Commodity and Currency Global Co Ltd Unlicensed entities 102450240020 Jun 2002
Commodity Options Security Exchange Fake regulators and/or market operators 1375759652 6 Aug 2013
Commonwealth Capital Corporation Limited Unlicensed entities 108480960018 May 2004
Commonwealth Monetary Group Unlicensed entities 1078675200 8 Mar 2004
Complastem Trading Limited Unlicensed entities 147211745625 Aug 2016
Complete Commodities Trading Unlicensed entities 127160640019 Apr 2010
Concord Financial Partners Unlicensed entities 147497190027 Sep 2016
Concordant Group Ltd. Unlicensed entities 114304320023 Mar 2006
Continental Allied Incorporated Unlicensed entities 1112716800 6 Apr 2005
Continental Trade Unlicensed entities 129761280014 Feb 2011
Conversation Central Network Pty Limited Unlicensed entities 144193537811 Sep 2015
Cooper Chung International Unlicensed entities 135040320017 Oct 2012
Cooper Company Management Unlicensed entities 130253760012 Apr 2011
Cooper&Price Unlicensed entities 115254720011 Jul 2006
Cornerstone Capital Advisers Unlicensed entities 1367979000 8 May 2013
Cornerstone Worldwide Ltd Unlicensed entities 123531840023 Feb 2009
Cosmo Swiss Management S.A. Unlicensed entities 132431040020 Dec 2011
Covast Limited Unlicensed entities 126832320012 Mar 2010
Crawford Peale Inc Unlicensed entities 102009600030 Apr 2002
Credit Pacific (Asia) Asset Management Limited Unlicensed entities 1357635240 8 Jan 2013
Credit Pacific (Asia) Holdings Limited Unlicensed entities 1357635000 8 Jan 2013
Credit Pacific Bank Limited Unlicensed entities 1357635120 8 Jan 2013
Credit Pacific Group Unlicensed entities 1357634760 8 Jan 2013
Credit Suisse Financial (New) Unlicensed entities 151082655716 Nov 2017
Cressida Limited Unlicensed entities 147762384028 Oct 2016
Cressman Financial Group Unlicensed entities 149077872029 Mar 2017
Creston Financial Group GmbH Unlicensed entities 124741440013 Jul 2009
Crestwell Resources Ltd Suspicious websites 1196697600 4 Dec 2007
Cromwell Associates Pte Ltd Unlicensed entities 117915840015 May 2007
Crossbridge Partners Unlicensed entities 135087312022 Oct 2012
Crossino Holdings Limited Unlicensed entities 1128441600 5 Oct 2005
Crown Alpha Limited Unlicensed entities 1264953600 1 Feb 2010
Crown Choice International Limited Unlicensed entities 111634560018 May 2005
Crown Lane Limited Unlicensed entities 117915840015 May 2007
Crown Sense Ltd. Unlicensed entities 111634560018 May 2005
Crown Star Investment Limited Unlicensed entities 1459493604 1 Apr 2016
Crown Wealth International Unlicensed entities 127160640019 Apr 2010
Crown Will Securities Unlicensed entities 130875840023 Jun 2011
CrownWell International Holdings Limited Unlicensed entities 131826240011 Oct 2011
CTC Holdings Co Unlicensed entities 136194994427 Feb 2013
CTFOREX Unlicensed entities 131592960014 Sep 2011
CTI China Renaissance Unlicensed entities 150760117610 Oct 2017
CTI Limited Unlicensed entities 148152752512 Dec 2016
Cunningham Mutual Unlicensed entities 146854756315 Jul 2016
CVC Groups Private Capital / CVC Ltd Unlicensed entities 1467797682 6 Jul 2016
cvc.cvchy.com Suspicious websites 146191357529 Apr 2016
CW Associates Unlicensed entities 1475717020 6 Oct 2016
CyberSL Suspicious websites 1275840000 7 Jun 2010
D M Gray Consulting Unlicensed entities 109776960015 Oct 2004
DA Corporation Partners Unlicensed entities 148755581420 Feb 2017
DAB Asia Limited Unlicensed entities 1389073019 7 Jan 2014
DAG Consultants Limited Unlicensed entities 146293237411 May 2016
Daikyo Brokerage Limited Unlicensed entities 1467624550 4 Jul 2016
Daishi Capital International Wealth Management Unlicensed entities 144584449226 Oct 2015
Dashan International Unlicensed entities 1478227519 4 Nov 2016
DaTong Global Unlicensed entities 1467692219 5 Jul 2016
David & Maria Limited Unlicensed entities 1441591630 7 Sep 2015
Davos Financial Investment Group / DFIG HK Unlicensed entities 149498664517 May 2017
Dawson & Crane Incorporated Unlicensed entities 134297280023 Jul 2012
Dawson and Raymond M & A Unlicensed entities 125588160019 Oct 2009
Days of Gold Company Ltd Unlicensed entities 1351837976 2 Nov 2012
De Verre Lloyd & Co Ltd Unlicensed entities 106675200022 Oct 2003
Decatur International, Inc. Unlicensed entities 112723200021 Sep 2005
Deep Blue Group Unlicensed entities 1410162240 8 Sep 2014
Delacorte Dubois and Company Limited Unlicensed entities 144185125210 Sep 2015
Delacour Investments Unlicensed entities 1352252744 7 Nov 2012
Delta Continental Unlicensed entities 129000960018 Nov 2010
Denison Newbrook Reid Unlicensed entities 136979724029 May 2013
Department of Foreign Securities Fake regulators and/or market operators 143712294317 Jul 2015
DES Options Unlicensed entities 124508160016 Jun 2009
Devlin Stern & Associates Unlicensed entities 112187520021 Jul 2005
Devonshire & Douglas Capital Partners Unlicensed entities 131705280027 Sep 2011
DFRF Enterprises LLC Unlicensed entities 148248637323 Dec 2016
DFRF Enterprises, LLC Unlicensed entities 148289257728 Dec 2016
Digits Financial Hong Kong Company Unlicensed entities 1267977600 8 Mar 2010
Dingfeng International Corporation Unlicensed entities 1386320351 6 Dec 2013
Dinosaur Assets Management (HK) Limited Unlicensed entities 137705238021 Aug 2013
Dinosaur Investor Services (UK) Limited / Dinosaur Investor Services Unlicensed entities 137705232021 Aug 2013
Direct Asset Partners Unlicensed entities 150062983721 Jul 2017
Diversified Assets Authority Fake regulators and/or market operators 131955840026 Oct 2011
Diversified Capital Unlicensed entities 129096000029 Nov 2010
Dividium Asia Limited Unlicensed entities 1293984000 3 Jan 2011
Dividium Capital Group International Unlicensed entities 1283961600 9 Sep 2010
DKM Global Management, Inc Unlicensed entities 109275840018 Aug 2004
DM INDEX Suspicious websites 137420204519 Jul 2013
Dodson Norwood Unlicensed entities 147079458010 Aug 2016
Donavan & Yung Partners Unlicensed entities 114096960027 Feb 2006
Dongyin Futures Brokerage Company Limited Unlicensed entities 118460160017 Jul 2007
Douglas Baker & Co Unlicensed entities 107988480022 Mar 2004
Doyle Hutton Associates Unlicensed entities 1394162220 7 Mar 2014
DP Consulting Group Unlicensed entities 1467770280 6 Jul 2016
Drexel Asset Management Unlicensed entities 105949440030 Jul 2003
Dreyfus Capital Unlicensed entities 973094400 2 Nov 2000
Drukenmiller Investment Services Unlicensed entities 1483604100 5 Jan 2017
DS Forex Unlicensed entities 137361877012 Jul 2013
DSW Enterprises L.L.P. / DSW Partners Unlicensed entities 1504863855 8 Sep 2017
DTCM Capital Management Limited / DTCM Asset Management (HK) Limited / DTCM Consulting Limited Unlicensed entities 1504691400 6 Sep 2017
Duke International Asset Management Company Limited Unlicensed entities 136849858714 May 2013
Dukes Copy Limited Unlicensed entities 147693456120 Oct 2016
Dupont Securities Unlicensed entities 137362122012 Jul 2013
Dynamic Wealth Management Unlicensed entities 129000960018 Nov 2010
Dynasty International Acquisitions Unlicensed entities 107150400016 Dec 2003
E Ming Inc. Limited Unlicensed entities 130875840023 Jun 2011
E-Money Balance Trustworthy Group Inc. Unlicensed entities 1196697600 4 Dec 2007
E-Trader Limited Unlicensed entities 126823680011 Mar 2010
e.go Trade Incorporated Unlicensed entities 100877760020 Dec 2001
e.gotrade Unlicensed entities 114045120021 Feb 2006
Eagle Faith Corporation Limited Unlicensed entities 117915840015 May 2007
Earnest & Medwell International Unlicensed entities 144058368626 Aug 2015
East Cape Mining Corporation Unlicensed entities 137647208214 Aug 2013
East-Tech Trading Unlicensed entities 1293984000 3 Jan 2011
Eastern Land Capital Partners Limited (New) Unlicensed entities 151123141121 Nov 2017
Eastleigh International Limited Unlicensed entities 973094400 2 Nov 2000
Eastridge Associates Unlicensed entities 132206400024 Nov 2011
Easylink Management Ltd Unlicensed entities 144185075610 Sep 2015
Easystar Forex Investment Limited Unlicensed entities 110062080017 Nov 2004
Easystar Int'l Holdings Limited Unlicensed entities 110062080017 Nov 2004
Easystar Securities Limited Unlicensed entities 110062080017 Nov 2004
Eaton Capital Americas Unlicensed entities 118028160028 May 2007
eBay Phishes 111936960022 Jun 2005
Ebond Securities LLC Unlicensed entities 150331002021 Aug 2017
Eclipse Finance Unlicensed entities 147520577130 Sep 2016
Eden Financial Group Unlicensed entities 119488320013 Nov 2007
Edenbridge International Limited Unlicensed entities 1265126400 3 Feb 2010
Edenville Consultancy Limited Unlicensed entities 113742720017 Jan 2006
Edgar International Company Limited Unlicensed entities 130789440013 Jun 2011
Edge Capital Markets Unlicensed entities 138682945912 Dec 2013
Edward Jones Group Unlicensed entities 130875840023 Jun 2011
EFD Financial Group Company Limited Unlicensed entities 1307548800 9 Jun 2011
EFG Associates Unlicensed entities 1360037783 5 Feb 2013
Ehrman-Loeb Unlicensed entities 129000960018 Nov 2010
Elan Financial Group Limited Unlicensed entities 145026125816 Dec 2015
Electronic Capital Markets Limited Unlicensed entities 1204819200 7 Mar 2008
Electronic Money Inc. Unlicensed entities 1343836800 2 Aug 2012
Elliott & Partners Advisory (HK) Limited Unlicensed entities 119574720023 Nov 2007
Ellis Stanley Alden Unlicensed entities 132984000022 Feb 2012
Elon Global Strategy Co., Limited (New) Unlicensed entities 151030570210 Nov 2017
Emerald Worldwide Holdings Inc. Unlicensed entities 109630080028 Sep 2004
Emma & Ethan Limited Unlicensed entities 1462527502 6 May 2016
Emmerson Bennett Unlicensed entities 106735680029 Oct 2003
Empire Asset Investments Ltd Unlicensed entities 149000230420 Mar 2017
Endeavor International Limited Unlicensed entities 121415040023 Jun 2008
Endeavour Fund Unlicensed entities 1410160401 8 Sep 2014
Energy Development Global Limited Unlicensed entities 128491200020 Sep 2010
ENOI Europe Limited Unlicensed entities 1493868083 4 May 2017
Entrada Capital Unlicensed entities 149207300013 Apr 2017
Ephraim Global Unlicensed entities 147157549519 Aug 2016
EquiAsia Group Limited Unlicensed entities 126823680011 Mar 2010
Equity-1 Limited Unlicensed entities 1010505600 9 Jan 2002
Escuela Trades Unlicensed entities 150520276312 Sep 2017
etoile Consulting Group Unlicensed entities 133571520030 Apr 2012
Eurasia Capital Management Unlicensed entities 142105486412 Jan 2015
Eurasia Trade Unlicensed entities 129000960018 Nov 2010
Euro Pacific Trade Unlicensed entities 1264953600 1 Feb 2010
Euro Yen Usd Suspicious websites 1109865600 4 Mar 2005
Eurocentral Union Unlicensed entities 106113600018 Aug 2003
Europe Trade Limited / Europe Trade FX Unlicensed entities 1493868002 4 May 2017
European Private Equity Consultants Unlicensed entities 1078675200 8 Mar 2004
Evan Thompson Advisory Unlicensed entities 143269310127 May 2015
Evans and Stern Corporation Unlicensed entities 1283961600 9 Sep 2010
Evanson Asset Management Unlicensed entities 144525069819 Oct 2015
Everchamp (Group) Investment Co., Ltd. Unlicensed entities 1425631190 6 Mar 2015
Excon Fuji Securities Unlicensed entities 149999706014 Jul 2017
Experia Management Group/ Experia Management Group (HK) Unlicensed entities 144299628023 Sep 2015
F-Easy Investments Co Unlicensed entities 1149091200 1 Jun 2006
Factor Ten Financial Unlicensed entities 1130774400 1 Nov 2005
Faithway Limited Unlicensed entities 127186560022 Apr 2010
Famex Financial Unlicensed entities 126892800019 Mar 2010
Farber Pakenham and Associates Unlicensed entities 1086105600 2 Jun 2004
Fast Gold Exchange Fake regulators and/or market operators 1343836800 2 Aug 2012
Fast Gold Inc. Unlicensed entities 1343836800 2 Aug 2012
Featherstone Pte Limited Unlicensed entities 148152711412 Dec 2016
Federal Capital Inc. Unlicensed entities 131955840026 Oct 2011
Feldman, Mackie & Chan LLC Unlicensed entities 122987520022 Dec 2008
FengSheng Stock Invest / FengSheng Capital Limited / Hongkong Fengsheng Stock Investment Company Ltd Unlicensed entities 148421418412 Jan 2017
Fibonacci International Hong Kong Limited Unlicensed entities 1336060800 4 May 2012
FIL Investment Management Unlicensed entities 138137172310 Oct 2013
FIN Alliance Ltd Unlicensed entities 143701206016 Jul 2015
Final Hurdle Ltd Unlicensed entities 131472000031 Aug 2011
Finance & Investment Association (Asia) / Finance & Investment Association Hong Kong Unlicensed entities 148421428412 Jan 2017
Finance Your Dream Limited trading as Royalty7 Unlicensed entities 134798400019 Sep 2012
Financial Access Asia Limited Unlicensed entities 150520284512 Sep 2017
Financial Center Partners Unlicensed entities 137991758923 Sep 2013
Financial Concept Limited Hong Kong Unlicensed entities 1494224580 8 May 2017
Financial Market Authority of Hong Kong Fake regulators and/or market operators 126642240018 Feb 2010
Financial Markets Supervisory Authority of Hong Kong Fake regulators and/or market operators 130253760012 Apr 2011
Financial Securities International Ltd Unlicensed entities 101223360029 Jan 2002
Financial Services Association Unlicensed entities 141826675811 Dec 2014
Financial Services Regulator of Hong Kong Fake regulators and/or market operators 125406720028 Sep 2009
FIndex9.com Limited Unlicensed entities 139524480020 Mar 2014
Finnciti/ SMI Global Capital Ltd Unlicensed entities 142891961613 Apr 2015
First Chartered Capital Unlicensed entities 1015171200 4 Mar 2002
First Colonial Management Unlicensed entities 111453120027 Apr 2005
First Federal Banking Corporation Unlicensed entities 108792000023 Jun 2004
First Inc Limited Unlicensed entities 130875840023 Jun 2011
First Laurel Capital Unlicensed entities 137231886927 Jun 2013
First Prime Group Ltd Unlicensed entities 124257600018 May 2009
First Prime International Ltd Unlicensed entities 124257600018 May 2009
First Standard Management Unlicensed entities 132240960028 Nov 2011
First Swiss Financial Management AG Unlicensed entities 1120579200 6 Jul 2005
First Trade Europe Unlicensed entities 138712320016 Dec 2013
First Venture Capital Group Unlicensed entities 147943224018 Nov 2016
Firstmax Trading Limited Unlicensed entities 1133971200 8 Dec 2005
Fisher Sterling International Limited Unlicensed entities 97655040012 Dec 2000
Five Winds Asset Management (New) Unlicensed entities 1509951919 6 Nov 2017
FKL Investments Unlicensed entities 126892800019 Mar 2010
Flagship Consolidated Unlicensed entities 123842880031 Mar 2009
Flex Capital Partners Unlicensed entities 137232148027 Jun 2013
Florin Investment Limited Unlicensed entities 148168170014 Dec 2016
Floyd & Gordon Holdings / Floyd & Gordon Holdings Asia Limited MCIAL Unlicensed entities 1488451560 2 Mar 2017
FMA Global Ltd Unlicensed entities 1493707274 2 May 2017
Focus (AIM) Limited Unlicensed entities 119203200011 Oct 2007
Foland Hampton International Finance Co Ltd Unlicensed entities 145397048428 Jan 2016
Fong & Marcus Mergers and Acquisitions Unlicensed entities 1133452800 2 Dec 2005
Forbes Private Capital Group (HK) Unlicensed entities 145871412023 Mar 2016
Foreign Currency International Unlicensed entities 101232000030 Jan 2002
Foreign Trade International Unlicensed entities 102450240020 Jun 2002
Forex & Futures International Limited Unlicensed entities 113794560023 Jan 2006
Forex Capital Markets Club Limited / FXCM Club / FX Capital Club Limited Unlicensed entities 119237760015 Oct 2007
Forex Paradise Limited Unlicensed entities 1488420420 2 Mar 2017
Forexoma Ltd Unlicensed entities 137654892015 Aug 2013
Fortune Bullion Co., Ltd. Unlicensed entities 1425631045 6 Mar 2015
Fortune International Limited Unlicensed entities 981302400 5 Feb 2001
Foster Elliot Ltd Unlicensed entities 150123630728 Jul 2017
Fox Capital Partners Unlicensed entities 147079441210 Aug 2016
Fox Global Unlicensed entities 127782720030 Jun 2010
Frank Goldenberg Yoshi Unlicensed entities 136435049127 Mar 2013
Franklin Transfer Services Others 1480928702 5 Dec 2016
Fraser Mackenzie Transfer Company Unlicensed entities 1410165240 8 Sep 2014
Friedman Global Unlicensed entities 133459200017 Apr 2012
Front Futures Unlicensed entities 126702720025 Feb 2010
FSHG Capital Investments Limited Unlicensed entities 150354804024 Aug 2017
FTP Futures (also known as Fukumoto, Toshihiro and Partners Futures Trading) Unlicensed entities 125657280027 Oct 2009
Fubon (HK) Insurance Investment Fund Company Limited / Fubang (HK) Insurance Investment Fund Limited Unlicensed entities 1375683861 5 Aug 2013
Fuji Credit Asset Management Unlicensed entities 1467941787 8 Jul 2016
Fujitsu Global Unlicensed entities 1483948484 9 Jan 2017
Fulford Limited Unlicensed entities 1425279631 2 Mar 2015
Fund Access Limited Unlicensed entities 144738573013 Nov 2015
Furlow Capital Unlicensed entities 1396368000 2 Apr 2014
Fusion Financial Marketing Unlicensed entities 128456640016 Sep 2010
Future Index Suspicious websites 127100160012 Apr 2010
Future Trend Investment Holding Limited Unlicensed entities 137647214914 Aug 2013
Futures Trading Commission Fake regulators and/or market operators 133657920010 May 2012
FX Bache Suspicious websites 142891976713 Apr 2015
FX Millenia Limited Unlicensed entities 1133798400 6 Dec 2005
FX Protrade Unlicensed entities 1462442672 5 May 2016
FXBTG Financial Limited (New) Unlicensed entities 151056200013 Nov 2017
fxdeposit.com Suspicious websites 120101760023 Jan 2008
FXGlobal1 / EXPERT CAPITAL VENTURES LIMITED Unlicensed entities 146702020427 Jun 2016
FXMETATRADER Japan Company Limited Unlicensed entities 126953280026 Mar 2010
FXZN Investment Limited / FZ Zenith Management Limited / FX Zenith Limited Suspicious websites 1407147152 4 Aug 2014
Gainall International Limited Unlicensed entities 142914845716 Apr 2015
Galaad Capital Group Unlicensed entities 1457055592 4 Mar 2016
Galaxy Brokers Limited Unlicensed entities 137421357919 Jul 2013
Garant Partners Unlicensed entities 124214400013 May 2009
Gartlett Investments Limited Unlicensed entities 122356800010 Oct 2008
Gateway Corporate Services Limited Unlicensed entities 1163001600 9 Nov 2006
Gather Business Forex Investments Limited Unlicensed entities 1133798400 6 Dec 2005
GBTRADE International Worldwide Limited Unlicensed entities 135288541814 Nov 2012
GCI Bank Corp Suspicious websites 1080835200 2 Apr 2004
General Mercantile Advisors Ltd Unlicensed entities 109275840018 Aug 2004
General Traders Unlicensed entities 113742720017 Jan 2006
Genkai Securities Unlicensed entities 136446024028 Mar 2013
Gerrarde Financial Group Limited Unlicensed entities 1014998400 2 Mar 2002
Giant Management Corporation Limited (New) Unlicensed entities 1509603336 2 Nov 2017
GIGA Asia Limited Unlicensed entities 136189440027 Feb 2013
GIGA Invest (Asia) Unlicensed entities 1328457600 6 Feb 2012
Gimbel Rothschild Unlicensed entities 100126080024 Sep 2001
Glebe Investment Holdings Unlicensed entities 109275840018 Aug 2004
Global Ace Investment Limited Unlicensed entities 149069095128 Mar 2017
Global Acquisitions Regulators Fake regulators and/or market operators 133035840028 Feb 2012
Global Ark Group Unlicensed entities 146460221230 May 2016
Global Banking Corp Unlicensed entities 106113600018 Aug 2003
Global Brokers Asia Unlicensed entities 138962880014 Jan 2014
Global Cap. Equity Group Unlicensed entities 136435072127 Mar 2013
Global Capital Management Unlicensed entities 107746560023 Feb 2004
Global Commerce International Limited Unlicensed entities 118226880020 Jun 2007
Global Commodities Inc. Unlicensed entities 113016960025 Oct 2005
Global e-Finance Investment Group Unlicensed entities 130020480016 Mar 2011
Global Fiduciary Solutions Limited Unlicensed entities 146854719715 Jul 2016
Global Finance Authority Unlicensed entities 131912640021 Oct 2011
Global Financial Services Regulatory Committee Fake regulators and/or market operators 1306944000 2 Jun 2011
Global Financial Standards Union Unlicensed entities 1080835200 2 Apr 2004
Global Future City Holding Inc. Unlicensed entities 1481012491 6 Dec 2016
Global Future City Holdings (Hong Kong) Company Limited Unlicensed entities 1481015978 6 Dec 2016
Global Futures Transaction Investment Limited Unlicensed entities 124076160027 Apr 2009
Global Investments (Far East) Limited Unlicensed entities 143744748021 Jul 2015
Global Investments International Limited Unlicensed entities 143744724021 Jul 2015
Global Investor Commission Fake regulators and/or market operators 131817600010 Oct 2011
Global Investor's Network System Unlicensed entities 1117555200 1 Jun 2005
Global Market Group Limited Unlicensed entities 115401600028 Jul 2006
Global Market Group LLC Unlicensed entities 115401600028 Jul 2006
Global Mercantile Advisors Ltd Unlicensed entities 109232640013 Aug 2004
Global One Foundation, Inc Unlicensed entities 1083686400 5 May 2004
Global Option Solutions Unlicensed entities 127376640014 May 2010
Global Option Trading Co Ltd Unlicensed entities 101232000030 Jan 2002
Global Options Group Unlicensed entities 110304000015 Dec 2004
Global Oriental Unlicensed entities 975945600 5 Dec 2000
Global Reach Asset Management Unlicensed entities 137992221123 Sep 2013
Global Span Asia Unlicensed entities 133485120020 Apr 2012
Global Strategy Capital Markets Limited Unlicensed entities 1436148316 6 Jul 2015
Global Strategy Management Unlicensed entities 112965120019 Oct 2005
Global Sun Solutions Unlicensed entities 144973323710 Dec 2015
Global Surveys Unlicensed entities 100877760020 Dec 2001
Global Transfer Corporation Unlicensed entities 1283961600 9 Sep 2010
Global Wealth Center Unlicensed entities 1504518600 4 Sep 2017
Global Wealth Corporation Limited Unlicensed entities 117915840015 May 2007
Global World Acquisitions Unlicensed entities 130098240025 Mar 2011
Global-FX / Global Partner HK Limited Unlicensed entities 148911275910 Mar 2017
Globalview Consulting Co., Ltd. Unlicensed entities 1425630691 6 Mar 2015
GMO Global Unlicensed entities 137647051214 Aug 2013
Godwynn International Unlicensed entities 105586560018 Jun 2003
Gold Bull Capital Limited Unlicensed entities 147200270924 Aug 2016
Golden Bridge Merchant Bank Unlicensed entities 128551680027 Sep 2010
Golden Global Investment Limited Unlicensed entities 126097920017 Dec 2009
Golden Palace Global Limited / Jin Dian Global / Golden Mansion Limited Unlicensed entities 1494297240 9 May 2017
Golden Wealth Group Unlicensed entities 132984000022 Feb 2012
Goldenberg Limited Unlicensed entities 124758720015 Jul 2009
Goldenway Investments Unlicensed entities 128136960010 Aug 2010
Goldex Asia Company Limited Unlicensed entities 1425631322 6 Mar 2015
Goldman Sachs Asia Investment Management (Hong Kong) Limited Unlicensed entities 122235840026 Sep 2008
Goldmany (Hong Kong) Unlicensed entities 1094572800 8 Sep 2004
Goldmill Wagner Associates Unlicensed entities 1102435200 8 Dec 2004
Good Credit Assets Management Consultant Co. Unlicensed entities 1173024000 5 Mar 2007
Gordon Group Services Unlicensed entities 1309708800 4 Jul 2011
Gordon Stanford Acquisitions Unlicensed entities 1152028800 5 Jul 2006
Gould Ventures Group Unlicensed entities 137877779110 Sep 2013
GR Markets Limited Unlicensed entities 142381350013 Feb 2015
Grace Investment / Grace Investment L.L.C. Unlicensed entities 149748942015 Jun 2017
Gramax Investment Club Limited Suspicious websites 114736320012 May 2006
Granada Capital Unlicensed entities 145871586023 Mar 2016
Grand Capital Incorporated Unlicensed entities 1178553600 8 May 2007
Grand Pacific Equity Limited Unlicensed entities 144835525724 Nov 2015
Grandeur International Group Limited Unlicensed entities 1425630503 6 Mar 2015
Grandtag FBI (China) Wealth Management Group Ltd Unlicensed entities 149576221426 May 2017
Granite Consolidated Unlicensed entities 120274560012 Feb 2008
Gravitas Enterprises Limited Unlicensed entities 147453046622 Sep 2016
Great Wall Asset Management Corp Unlicensed entities 139040640023 Jan 2014
Green Seed Capital Limited Unlicensed entities 144047562825 Aug 2015
Greenberg International Law & Tax Advisory Unlicensed entities 143695168915 Jul 2015
Greenwich Trust Unlicensed entities 1207065600 2 Apr 2008
Greenwyn M&A Unlicensed entities 1288627200 2 Nov 2010
Guangcai Fund Management Limited/Guangcai Fund Managemeng Limited Unlicensed entities 1406876545 1 Aug 2014
Guangzhou Commodity Exchange / Guangzhou COM / GZ COM Unlicensed entities 1368090210 9 May 2013
Guardex Holdings Unlicensed entities 1120579200 6 Jul 2005
Guardian Trust Company (Asia) Limited Unlicensed entities 1306944000 2 Jun 2011
Guidepost Investments Limited Unlicensed entities 1462788538 9 May 2016
H-Fund Finance Management Consultant Limited Unlicensed entities 119790720018 Dec 2007
H-T-I Corporation/Hongkong Trading International Corp Ltd Unlicensed entities 1470118260 2 Aug 2016
Hallmark Financial Solutions / Hallmark Finance Solutions Unlicensed entities 137232267827 Jun 2013
Hamilton Financial Services Unlicensed entities 137231849727 Jun 2013
Hamilton Frasier Group Unlicensed entities 107651520012 Feb 2004
Hamilton, Gardiner & Associates Unlicensed entities 113742720017 Jan 2006
Hammond Capital Unlicensed entities 144731362312 Nov 2015
Hang International Unlicensed entities 1375759569 6 Aug 2013
Hang Seng Financial Unlicensed entities 128136960010 Aug 2010
Hans Bernauer Unlicensed entities 145282996115 Jan 2016
Hantec Group Asset Management Limited Unlicensed entities 110364480022 Dec 2004
Harper Mills and Paige Inc Unlicensed entities 1042041600 9 Jan 2003
Harris & James Company Ltd Unlicensed entities 133692480014 May 2012
Harris James Associates Unlicensed entities 130253760012 Apr 2011
Harrison Lee Partners Unlicensed entities 1107792000 8 Feb 2005
Hartford Group International Unlicensed entities 139995457213 May 2014
Hartford Partners Unlicensed entities 142743012827 Mar 2015
Hartix Limited Unlicensed entities 128931840010 Nov 2010
Hartmann and Partners Unlicensed entities 129761280014 Feb 2011
Harvard Moore Pte Ltd Unlicensed entities 117915840015 May 2007
Harver Group Unlicensed entities 1470118490 2 Aug 2016
Harvest Asset Holdings Ltd Unlicensed entities 150847164920 Oct 2017
Harvest International Consortiums Ltd Unlicensed entities 1391738392 7 Feb 2014
Hasegawa Financial Holdings Unlicensed entities 1456995102 3 Mar 2016
HC Capital Asia Unlicensed entities 1481101677 7 Dec 2016
HC Capital Trust Unlicensed entities 147874603110 Nov 2016
HCF Financial Service Limited Unlicensed entities 146967901428 Jul 2016
He-Xin Finance and Investment Unlicensed entities 124827840023 Jul 2009
Heathway Limited Unlicensed entities 124266240019 May 2009
Hemmington Capital Markets Unlicensed entities 1368089888 9 May 2013
HenryFX Unlicensed entities 1375756284 6 Aug 2013
Hentsch & Muller Unlicensed entities 125415360029 Sep 2009
Herise Invest Limited Suspicious websites 108256320022 Apr 2004
Heritage Provident Unlicensed entities 1441592549 7 Sep 2015
Hero Elegant Global Services Limited Unlicensed entities 1163001600 9 Nov 2006
Herrington Global Unlicensed entities 139559040024 Mar 2014
Hersh Edelman Unlicensed entities 130512960012 May 2011
Hesketh Leihner Unlicensed entities 131100480019 Jul 2011
HF JR Finance (Asia) Limited Suspicious websites 137420192319 Jul 2013
HFJR Financal Investment Inc Suspicious websites 1412838434 9 Oct 2014
HFJR Financal Investment Inc Suspicious websites 1412838712 9 Oct 2014
Hillgrand Limited Unlicensed entities 146728173130 Jun 2016
Hilton & Frank Holdings Unlicensed entities 149498671517 May 2017
Hirsche Private Asset Management Limited Unlicensed entities 1425545398 5 Mar 2015
HIS Commodities Unlicensed entities 123791040025 Mar 2009
Hk Baoma Avenue International Group Company Limited Unlicensed entities 141101196018 Sep 2014
HK Eastern Culture Property Exchange Co., Limited Unlicensed entities 144834741124 Nov 2015
HK Equity Fund Limited Unlicensed entities 147081303910 Aug 2016
HK Financial Fiduciary Services Unlicensed entities 148488084020 Jan 2017
HK Jin Yu Heng Tong Investment Co Limited / HK Jin Yu Heng Tong Investment Management Limited Unlicensed entities 137362140012 Jul 2013
HK Kova Capital Management Limited Unlicensed entities 145345653122 Jan 2016
HK Pacific Unlicensed entities 1312387200 4 Aug 2011
HK Private Capital Limited Unlicensed entities 142408184116 Feb 2015
HKForex (H.K.) Co. Ltd. Unlicensed entities 120827520016 Apr 2008
HKI Consultants Unlicensed entities 1320595200 7 Nov 2011
HKIC Group Unlicensed entities 145871606323 Mar 2016
HKIC Systems Limited Unlicensed entities 145871796023 Mar 2016
HKOTC Fake regulators and/or market operators 139467613713 Mar 2014
HMG Holdings Ltd Unlicensed entities 123419520010 Feb 2009
Hoden International Clearing Unlicensed entities 1383667200 6 Nov 2013
Hodyer Asia / Hodyer Asia Assets Management Inc / Hoyder Investment Group Unlicensed entities 1381199240 8 Oct 2013
Holdings Universal Unlicensed entities 1133971200 8 Dec 2005
Holland Financial Fiduciary Services, Netherlands Unlicensed entities 148489392720 Jan 2017
Hollerman & Company LLC Unlicensed entities 136374927620 Mar 2013
Honesty International Holdings Limited Unlicensed entities 1162742400 6 Nov 2006
Hong Kong & New Territories Futures Board Fake regulators and/or market operators 127169280020 Apr 2010
Hong Kong and Shanghai Securities Ltd Suspicious websites 1130774400 1 Nov 2005
Hong Kong Business Information Registry Suspicious websites 1381199329 8 Oct 2013
Hong Kong Commodities and Mercantile Exchange Suspicious websites 132517440030 Dec 2011
Hong Kong Commodity Trading Board Fake regulators and/or market operators 125605440021 Oct 2009
Hong Kong Enterprise Equity Transfer Market Limited/ Hong Kong Enterprises Takeover Market Limited/HKOTC Fake regulators and/or market operators 150597756021 Sep 2017
Hong Kong Eshirong Financial Investment Unlicensed entities 138409920011 Nov 2013
Hong Kong Finance Unlicensed entities 129968640010 Mar 2011
Hong Kong Finance Authority Unlicensed entities 1315324800 7 Sep 2011
Hong Kong Financial Securities Board Fake regulators and/or market operators 123842880031 Mar 2009
Hong Kong Financial Services Authority Fake regulators and/or market operators 123842880031 Mar 2009
Hong Kong Financial Trading Authority Fake regulators and/or market operators 124758720015 Jul 2009
Hong Kong Foreign Financial Fund Company Unlicensed entities 1251734400 1 Sep 2009
Hong Kong Foreign Investments Trade Authority Fake regulators and/or market operators 145516233411 Feb 2016
Hong Kong Franklin International Financial Investment Limited Unlicensed entities 1283270400 1 Sep 2010
Hong Kong Futures Market Commission Fake regulators and/or market operators 128136960010 Aug 2010
Hong Kong Global Exchange Co. Ltd. Suspicious websites 139458918712 Mar 2014
Hong Kong Gold Exchange Fake regulators and/or market operators 1276012800 9 Jun 2010
Hong Kong Goldman Sachs Financial Investment Ltd Unlicensed entities 145066803121 Dec 2015
Hong Kong International Asset Management Limited Unlicensed entities 140781514212 Aug 2014
Hong Kong International Board Financial Investment Group Company Limited Fake regulators and/or market operators 150597756021 Sep 2017
Hong Kong International Board Group Limited Fake regulators and/or market operators 150597768021 Sep 2017
Hong Kong International Million Abundant Cultural Art Limited Unlicensed entities 145939264931 Mar 2016
Hong Kong International Trading Corporation Unlicensed entities 116585280012 Dec 2006
Hong Kong Jongsfung Kamyung Group Ltd Suspicious websites 119548800020 Nov 2007
Hong Kong Keybridge Investment Company Limited Unlicensed entities 150121233528 Jul 2017
Hong Kong Options and Futures Exchange Suspicious websites 1320595200 7 Nov 2011
Hong Kong Options and Futures Exchange (HKOFX) Fake regulators and/or market operators 127160640019 Apr 2010
Hong Kong Regulatory Board Fake regulators and/or market operators 136334067615 Mar 2013
Hong Kong Securities Clearing Limited Unlicensed entities 133467840018 Apr 2012
Hong Kong Securities Options Futures Exchange (HKSOFX) Fake regulators and/or market operators 127955520020 Jul 2010
Hong Kong Shanghai Board Options Exchange Fake regulators and/or market operators 1378184460 3 Sep 2013
Hong Kong Stock Transfer Registry Fake regulators and/or market operators 1436149739 6 Jul 2015
Hong Kong ya-tong Finance and Investment Co. Ltd. Unlicensed entities 124577280024 Jun 2009
Hong Kuang Unlicensed entities 1378172220 3 Sep 2013
Hong Yu International Unlicensed entities 144835376324 Nov 2015
Hongkong Chuangtou Financial Investment Inc Unlicensed entities 1344268800 7 Aug 2012
Hongkong Fengye International Financial Investment Co Ltd Unlicensed entities 145560686516 Feb 2016
Hongkong Guotaijunan Securities Holding Co., Limited Unlicensed entities 1425547140 5 Mar 2015
HongKong Gxforex co., ltd Unlicensed entities 1220371200 3 Sep 2008
HongKong Sega Bullion Limited Unlicensed entities 131109120020 Jul 2011
HongKong Tooptions Limited Unlicensed entities 144608384029 Oct 2015
HongKong UBC Investment Funds Limited Suspicious websites 108714240014 Jun 2004
Hongyi Capital Unlicensed entities 1499391742 7 Jul 2017
Horizon Holdings Ltd Unlicensed entities 1478248380 4 Nov 2016
Howell Schine & Co Unlicensed entities 120404160027 Feb 2008
HPoption Unlicensed entities 149723862912 Jun 2017
HSL Acquisitions Inc / HSL Acquisitions Unlicensed entities 138733221118 Dec 2013
http://4008095521.com/index.php Suspicious websites 129614400028 Jan 2011
http://61.152.237.170/index.html Suspicious websites 1354862504 7 Dec 2012
http://azentus-capital.com Suspicious websites 137362256112 Jul 2013
http://azentuscapitalmanagement.com Suspicious websites 137362252912 Jul 2013
http://blog.sina.com.cn/s/blog_8cd1c8950100tcbf.html Suspicious websites 131947200025 Oct 2011
http://eastmoney.comhjl.com Suspicious websites 1344268800 7 Aug 2012
http://harbin-beer.cn/index.html Suspicious websites 1354862401 7 Dec 2012
http://qh.98cml.net Suspicious websites 150847216820 Oct 2017
http://www.asia-im.info/ Suspicious websites 1298908800 1 Mar 2011
http://www.cantorukgold.com Suspicious websites 1362641472 7 Mar 2013
http://www.fayzw.com Suspicious websites 133165440014 Mar 2012
http://www.ifastcorp.org/iFAST_Login.aspx Suspicious websites 131947200025 Oct 2011
http://www.ifastcorp.org/Personalpromotion.aspx?regid=ycx888 Suspicious websites 131947200025 Oct 2011
http://www.kh989.com/htm/kh4.htm Suspicious websites 133165440014 Mar 2012
http://www.ukcantor.com Suspicious websites 132914880014 Feb 2012
http://www.ukcantor.net Suspicious websites 132914880014 Feb 2012
http://www.ukcantorhk.com Suspicious websites 132914880014 Feb 2012
http://www.yfjrw168.com Suspicious websites 138295356028 Oct 2013
http://zhan.renren.com/qunyiqihuo?checked=true Suspicious websites 150760135310 Oct 2017
http://zhangjiahua.168tjw.com/contact Suspicious websites 150760148410 Oct 2017
https://onlinefidelityhk.net (New) Suspicious websites 150944135231 Oct 2017
https://sxbmarket.com (New) Suspicious websites 150906773827 Oct 2017
Hua-tong Finance and Investment Company Limited Unlicensed entities 123842880031 Mar 2009
Huang International / Huang Investments Limited Unlicensed entities 147435390020 Sep 2016
Huaxin Financial Holdings (Hong Kong) Limited Unlicensed entities 1478143200 3 Nov 2016
Hudson & Parker Unlicensed entities 119488320013 Nov 2007
Hudson International Group Limited Unlicensed entities 973094400 2 Nov 2000
Hudson Strategic Partners Unlicensed entities 138660480010 Dec 2013
Huge Forex Investments Ltd Unlicensed entities 1054483200 2 Jun 2003
IBC Capital Limited Unlicensed entities 146889774419 Jul 2016
IBG Capital Partners Unlicensed entities 150267556514 Aug 2017
IC Markets Hong Kong Unlicensed entities 137361883012 Jul 2013
ICAP Europe Ltd Unlicensed entities 131126400022 Jul 2011
iCoption Unlicensed entities 1483948695 9 Jan 2017
Idelson Group Unlicensed entities 136920870922 May 2013
IEA Holdings Ltd Unlicensed entities 147252192130 Aug 2016
IFIG Asia Suspicious websites 1478227622 4 Nov 2016
IGK Broker Limited Unlicensed entities 139524480020 Mar 2014
IKON Group Suspicious websites 1436148075 6 Jul 2015
Imperial Asset Management Limited Unlicensed entities 101240640031 Jan 2002
Imperial Capital Corporation Limited Unlicensed entities 150760200010 Oct 2017
Imperial Equity Holdings Unlicensed entities 150330996021 Aug 2017
Imperial Trust LLC Unlicensed entities 115513920010 Aug 2006
Impex Consult Financial & Consulting Group Suspicious websites 1173024000 5 Mar 2007
IN Commodities Unlicensed entities 131299200011 Aug 2011
In-Capital Unlicensed entities 1320595200 7 Nov 2011
Index Easy Suspicious websites 125285760014 Sep 2009
Innova Equity Unlicensed entities 114045120021 Feb 2006
Innovative Consulting Inc Unlicensed entities 107988480022 Mar 2004
Institutional Equity Partners Unlicensed entities 131091840018 Jul 2011
Inter Global Equity Unlicensed entities 1389072900 7 Jan 2014
Interactive Trade Unlicensed entities 1306944000 2 Jun 2011
Intereast Securities Ltd Unlicensed entities 131126400022 Jul 2011
Intergrated Hui Tong Trading Co Ltd / Intergrated Hui Tong Co Ltd Unlicensed entities 1477964040 1 Nov 2016
Intermediate Capital Group – Millennium Capital Management Ltd Unlicensed entities 149977002111 Jul 2017
International Asset Management Co, Ltd Unlicensed entities 98760960019 Apr 2001
International Corporate Advisors Unlicensed entities 136688350325 Apr 2013
International Court of Finance Unlicensed entities 130608000023 May 2011
International Equities Organization Fake regulators and/or market operators 1257436800 6 Nov 2009
International Financial Committee Hong Kong Fake regulators and/or market operators 128214720019 Aug 2010
International Financial Court Fake regulators and/or market operators 131817600010 Oct 2011
International Financial Court (IFC) Hong Kong Fake regulators and/or market operators 135294567515 Nov 2012
International Investor Commission Fake regulators and/or market operators 130608000023 May 2011
International Investor Protection Coalition Fake regulators and/or market operators 136333897515 Mar 2013
International Leaders Capital Unlicensed entities 150597750021 Sep 2017
International Mergers Authority Fake regulators and/or market operators 133035840028 Feb 2012
International Options Management Unlicensed entities 109094400028 Jul 2004
International Options Trading Limited Pty Unlicensed entities 1102435200 8 Dec 2004
International Public Shareholders Protection Services Unlicensed entities 111392640020 Apr 2005
International Securities & Assets Recovery Committee Unlicensed entities 133035840028 Feb 2012
International Securities & Futures Commission Fake regulators and/or market operators 128767680022 Oct 2010
International Securities Exchange Commission Fake regulators and/or market operators 128136960010 Aug 2010
International Securities Registry Fake regulators and/or market operators 129761280014 Feb 2011
International Securities Tax Commission Unlicensed entities 115513920010 Aug 2006
International Trade Oversight Committee Unlicensed entities 127359360012 May 2010
International Trading (New) Unlicensed entities 1510221633 9 Nov 2017
International Wealth Management Unlicensed entities 118451520016 Jul 2007
Investex Unlicensed entities 126633600017 Feb 2010
InvestTechFX Unlicensed entities 1352098908 5 Nov 2012
IOC Group Limited Unlicensed entities 1391738005 7 Feb 2014
Iontrack Limited Unlicensed entities 111634560018 May 2005
IPC Capital Unlicensed entities 146423104026 May 2016
IRS & Partners Unlicensed entities 123791040025 Mar 2009
Irvine North Credit Union Suspicious websites 109094400028 Jul 2004
Irving Horowitz Mergers and Acquisitions Unlicensed entities 113578560029 Dec 2005
ITB Limited Unlicensed entities 104843520024 Mar 2003
ITSSO Co., Limited Unlicensed entities 147211736725 Aug 2016
Izumi Ventures Unlicensed entities 1494233640 8 May 2017
Jack & Jones Holdings Unlicensed entities 150391136928 Aug 2017
Jackson Fortress Asset Management Unlicensed entities 128448000015 Sep 2010
Jacob L. Callan Unlicensed entities 149207311213 Apr 2017
Jade Asia International Ltd Unlicensed entities 124629120030 Jun 2009
Jade Dragon Fund Limited Unlicensed entities 117915840015 May 2007
JAG Limited / JAG Transfer Unlicensed entities 1501552314 1 Aug 2017
James Doyle Unlicensed entities 145932244730 Mar 2016
Jameson West Associates Ltd Unlicensed entities 116179200026 Oct 2006
Jason & Jordan Holdings Unlicensed entities 150391148328 Aug 2017
Jason & Victoria Holdings Unlicensed entities 150391162328 Aug 2017
JD Abrams & Associates Unlicensed entities 122641920012 Nov 2008
JD Trading Inc Unlicensed entities 1335888000 2 May 2012
Jeffrey Brothers Capital Unlicensed entities 143400628411 Jun 2015
Jensen Ryan Lee Ltd. Unlicensed entities 131817600010 Oct 2011
Jessica & James Holdings Unlicensed entities 150391171728 Aug 2017
Jin Hue Finance Unlicensed entities 1307548800 9 Jun 2011
JJ Matthias Asset Management Unlicensed entities 149723878012 Jun 2017
JJPTR / JJ Poor to Rich Unlicensed entities 149804605921 Jun 2017
Joint Profit Investment Limited Unlicensed entities 119790720018 Dec 2007
Joint Wealthy Consultancy Ltd Unlicensed entities 139745652014 Apr 2014
Jonathan & Carly Holdings Unlicensed entities 149999724814 Jul 2017
Jones & Clark Holdings Unlicensed entities 150063025021 Jul 2017
Jones Capital Unlicensed entities 133217280020 Mar 2012
Jones Shaw Capital Partners Unlicensed entities 144525018719 Oct 2015
Jordan & Woods Limited Unlicensed entities 1470362843 5 Aug 2016
Jordan Group Financial Unlicensed entities 146700940227 Jun 2016
JP Premier International Holdings Limited Unlicensed entities 137362198012 Jul 2013
JPM Investments International Unlicensed entities 109094400028 Jul 2004
JSB Capital Group Ltd Unlicensed entities 150103320026 Jul 2017
JSM Financial Unlicensed entities 128568960029 Sep 2010
Junggar Oil Exploration Suspicious websites 142733294526 Mar 2015
Juno Markets / Juno Markets Limited Unlicensed entities 149207790013 Apr 2017
JUP.Inc Suspicious websites 141325894414 Oct 2014
Kaiser Brokers Group Limited Unlicensed entities 144015133821 Aug 2015
Kanagawa Associates Unlicensed entities 148963494016 Mar 2017
Kaplan Asset Management Unlicensed entities 147882862411 Nov 2016
Karway Transfer Unlicensed entities 1312387200 4 Aug 2011
Katana Securities Unlicensed entities 143030406029 Apr 2015
Kato Consultants Inc Unlicensed entities 1065024000 2 Oct 2003
Kaufman Capital Management Unlicensed entities 1480929107 5 Dec 2016
Kearns Investments Inc Unlicensed entities 100609920019 Nov 2001
Keensino International Investment Limited Unlicensed entities 120335040019 Feb 2008
Keiyo Asset Management Unlicensed entities 146640521620 Jun 2016
Kelly & Gomez Holdings Unlicensed entities 147079449310 Aug 2016
Kendall Morgan Partners Unlicensed entities 137151954018 Jun 2013
Kennedy Anderson Mergers & Acquisitions Unlicensed entities 132785280030 Jan 2012
Kennedy Investments, Ltd Unlicensed entities 106752960031 Oct 2003
Kent Holdings International Limited Unlicensed entities 1462788461 9 May 2016
Kent Hughes & Co. Unlicensed entities 1423185820 6 Feb 2015
Kerford Investments (HK) Limited Unlicensed entities 144852770826 Nov 2015
Kerona Trading Unlicensed entities 106839360010 Nov 2003
Keshington Group Limited Unlicensed entities 1246809600 6 Jul 2009
Kessler and Partners Unlicensed entities 1357094379 2 Jan 2013
Key Profit International Limited Unlicensed entities 106735680029 Oct 2003
Keystone Union (Hong Kong) Limited / Secure Investment Unlicensed entities 1402020100 6 Jun 2014
Kimberley & Andrew Limited Unlicensed entities 149786615519 Jun 2017
Kimzeen Forex Management Ltd Unlicensed entities 148479797019 Jan 2017
Kinetix Exploration Limited Unlicensed entities 148755644920 Feb 2017
King & Jerry Holdings Unlicensed entities 150391182728 Aug 2017
Kings View Capital Advisors Unlicensed entities 1480929282 5 Dec 2016
Kingston Financial Group Unlicensed entities 140679362931 Jul 2014
King’s Vision Group Limited Unlicensed entities 1486105254 3 Feb 2017
Kirkwood Global Unlicensed entities 146889673519 Jul 2016
Klarman Securities Unlicensed entities 145377654026 Jan 2016
Kline Capital Partners Unlicensed entities 146728144830 Jun 2016
Ko Sin Corporation Limited Unlicensed entities 139533120021 Mar 2014
Kobe Securities International Unlicensed entities 107945280017 Mar 2004
Koryo Asia Limited Unlicensed entities 125346240021 Sep 2009
Kowloon Global Wealth Management Unlicensed entities 1449569756 8 Dec 2015
KRD Europe Management LLC Unlicensed entities 102450240020 Jun 2002
KSI/ Karamanof/ Karamanof Securities & Investment Services Unlicensed entities 139092480029 Jan 2014
KTC Capital Management Unlicensed entities 139573737325 Mar 2014
Kuangshi Futures Unlicensed entities 136936969624 May 2013
Kunda (Hong Kong) International Investment Group Ltd. Unlicensed entities 144525030419 Oct 2015
Kyler & Keaton Holdings Unlicensed entities 150391196428 Aug 2017
Kyodo Securities Unlicensed entities 132439680021 Dec 2011
LA Private Equity Unlicensed entities 128033280029 Jul 2010
Lake Shore Asset Management Limited Others 119298240022 Oct 2007
Lambert & Sons Incorporated Unlicensed entities 147220318826 Aug 2016
Lambert and Sons Incorporated Unlicensed entities 146854743915 Jul 2016
Lamprell bank Unlicensed entities 1486104889 3 Feb 2017
Lance Global Solutions Limited Unlicensed entities 127342080010 May 2010
Landmark Trade Services Ltd Unlicensed entities 112187520021 Jul 2005
Langford Nachman Unlicensed entities 148151068712 Dec 2016
Lantau International Unlicensed entities 130875840023 Jun 2011
LaSalle Bank Phishes 111997440029 Jun 2005
Laverty Assets Limited Unlicensed entities 104860800026 Mar 2003
Lawton & Yeung Unlicensed entities 148245807523 Dec 2016
Lead Capital Partners Unlicensed entities 147497177627 Sep 2016
Lead Global Ltd Unlicensed entities 144185058710 Sep 2015
Lear Capital Group Unlicensed entities 135294354015 Nov 2012
Leberman Steine Limited Unlicensed entities 117915840015 May 2007
Lee Andrews Wright & Associates Unlicensed entities 1128528000 6 Oct 2005
Lee, Young & Chan Unlicensed entities 1386040797 3 Dec 2013
Lefroy Hudson Unlicensed entities 133839360031 May 2012
Legacy Holdings International Ltd. Unlicensed entities 114304320023 Mar 2006
Leonard Ullrich Neuman Unlicensed entities 137362064912 Jul 2013
Letter Ann Financial Group Unlicensed entities 137420196019 Jul 2013
Levin Mayer Unlicensed entities 127186560022 Apr 2010
Lexinta Capital Management Limited/Lexinta Group Limited Unlicensed entities 150760194010 Oct 2017
Lexus Group Unlicensed entities 1481101761 7 Dec 2016
LFG (Asia) Limited Unlicensed entities 1488789645 6 Mar 2017
LGT German Investitions GmbH Unlicensed entities 1344268800 7 Aug 2012
LGT German Investment GmbH Unlicensed entities 1344268800 7 Aug 2012
LGT Investment Group Suspicious websites 131601600015 Sep 2011
LGT-Investment Gmbh Unlicensed entities 1344268800 7 Aug 2012
Liberty Capital International Limited Unlicensed entities 100825920014 Dec 2001
Liberty Holdings Ltd Unlicensed entities 148401442210 Jan 2017
Liberty Securities Unlicensed entities 128223360020 Aug 2010
Liberty Stone Financial Unlicensed entities 141414009624 Oct 2014
Link Mergers & Acquisitions Unlicensed entities 115513920010 Aug 2006
Lionhill Partners Unlicensed entities 136668084023 Apr 2013
Lloyd & Mitchell Partners Unlicensed entities 146423114326 May 2016
Lloyds and Barclays Inc. Unlicensed entities 1101830400 1 Dec 2004
Logical Clearing Limited Unlicensed entities 125346240021 Sep 2009
Longwood Trading Unlicensed entities 132785280030 Jan 2012
Lots Financial Group Limited Unlicensed entities 120576960018 Mar 2008
Loyal Relations (Hong Kong) Unlicensed entities 125372160024 Sep 2009
LSE Acquisitions Unlicensed entities 139524480020 Mar 2014
LSE Wealth Management Inc / LE Management Unlicensed entities 139839577425 Apr 2014
LT Global Ltd / LT7 Global Ltd (New) Unlicensed entities 151064110814 Nov 2017
Luma Group Ltd Unlicensed entities 144524671519 Oct 2015
M-Markets Unlicensed entities 1494230386 8 May 2017
Macao Management Unlicensed entities 119868480027 Dec 2007
Macmillan Frasier Unlicensed entities 1246809600 6 Jul 2009
Magna Capital Research Unlicensed entities 114036480020 Feb 2006
Magnusson Edward Unlicensed entities 113578560029 Dec 2005
MAGV Securities Inc Unlicensed entities 1499421863 7 Jul 2017
MAN Group Foundation Limited Suspicious websites 132249600029 Nov 2011
Man International (Hong Kong) Group Limited Suspicious websites 120879360022 Apr 2008
Mangsang Investment Group Ltd Unlicensed entities 121354560016 Jun 2008
Manhattan Capital Corp Unlicensed entities 134798400019 Sep 2012
Manniworth Co Ltd Unlicensed entities 145516182611 Feb 2016
Marcus Goodman & Phillips Consultants Unlicensed entities 107504640026 Jan 2004
Mark & Melvin Limited Unlicensed entities 150391205328 Aug 2017
Market Big Bear Group Ltd. Unlicensed entities 1441592173 7 Sep 2015
Marketing Services International Unlicensed entities 124629120030 Jun 2009
Markets Central Unlicensed entities 126892800019 Mar 2010
Marshall & Grant Limited Unlicensed entities 1493707176 2 May 2017
Martinez & Mannheim, S.A. Unlicensed entities 105336000020 May 2003
MartinMoss and Garcia Unlicensed entities 106839360010 Nov 2003
Marvont Group Unlicensed entities 1470118396 2 Aug 2016
Masaru Associates Unlicensed entities 121743360031 Jul 2008
Mason McHale Portfolio Management (Limited) Unlicensed entities 1078761600 9 Mar 2004
Master Vision Group of Banks Unlicensed entities 131091840018 Jul 2011
Masterfield Investment Group Unlicensed entities 1196697600 4 Dec 2007
Masters & Bettman Unlicensed entities 1154361600 1 Aug 2006
Matthew and Alexis Limited Unlicensed entities 147200284924 Aug 2016
Max Global Bullion Ltd. Unlicensed entities 1425631468 6 Mar 2015
Maxi-Trade Company Unlicensed entities 110001600010 Nov 2004
Maxim Trader/Maxim Capital Limited Unlicensed entities 1431071447 8 May 2015
Maxson & Associates Securities Limited Unlicensed entities 120404160027 Feb 2008
Maxson Financial (H.K.) Co. Ltd Unlicensed entities 120049920017 Jan 2008
Maxuel Golding Associated Incorporated Unlicensed entities 106113600018 Aug 2003
Maynard & Breen Investment Services Unlicensed entities 121112640019 May 2008
Mays Group Limited Unlicensed entities 1246809600 6 Jul 2009
Mc Kenzie King Unlicensed entities 108852480030 Jun 2004
McBain Baxter Holdings Limited Unlicensed entities 1093968000 1 Sep 2004
McBain Baxter Holdings Pte Ltd Unlicensed entities 117915840015 May 2007
Mckenzie Goldstein & Associates Unlicensed entities 109811520019 Oct 2004
Mclintock Greer & Co Unlicensed entities 131713920028 Sep 2011
Merc Management Limited Unlicensed entities 1491548380 7 Apr 2017
Mercantile Capital Management Ltd Unlicensed entities 105664320027 Jun 2003
Merchant Lerner & Associates Unlicensed entities 116343360014 Nov 2006
Mercury Global Ltd. Unlicensed entities 112921920014 Oct 2005
Meridian Equity Group Unlicensed entities 147366092312 Sep 2016
Merit Capital Group Unlicensed entities 1046966400 7 Mar 2003
Merit Prime Capital Unlicensed entities 1065369600 6 Oct 2003
Merryl Morgan Unlicensed entities 150103314826 Jul 2017
Metis Etrade LLC Unlicensed entities 149328068327 Apr 2017
Metro Wide Investments Unlicensed entities 132698880020 Jan 2012
MG Wealth Advisors Unlicensed entities 144524645719 Oct 2015
Michael & Carlos Holdings Unlicensed entities 150391215028 Aug 2017
Midas International Unlicensed entities 125052480018 Aug 2009
Midland-Pacific Unlicensed entities 144063951227 Aug 2015
Midway Financial Investment Group Unlicensed entities 1283961600 9 Sep 2010
Millennium Financial Ltd Unlicensed entities 104376960029 Jan 2003
Miller Reid Unlicensed entities 143556754329 Jun 2015
Milton Financials Unlicensed entities 131463360030 Aug 2011
Milton Hayward Unlicensed entities 1246809600 6 Jul 2009
Miracle Asset Ltd Unlicensed entities 1215014400 3 Jul 2008
Mission Finance Limited Unlicensed entities 110364480022 Dec 2004
Mitsubishi Global Unlicensed entities 150760247210 Oct 2017
Mitsui Credit Global Unlicensed entities 1480928915 5 Dec 2016
Mitsui Financial Unlicensed entities 119747520013 Dec 2007
Mitsui Holdings Unlicensed entities 131731200030 Sep 2011
Mizuho International Financial Investment Company Limited Unlicensed entities 1462434197 5 May 2016
MLI Limited Unlicensed entities 145397084628 Jan 2016
MNB Holdings Unlicensed entities 149723789112 Jun 2017
Mohoon International Investment Ltd Unlicensed entities 1220284800 2 Sep 2008
Momentum FX / Momentum Markets / Momentum Management Limited Unlicensed entities 1464859062 2 Jun 2016
Monetary Authority of China Fake regulators and/or market operators 126832320012 Mar 2010
Mong Company Ltd Unlicensed entities 148729896617 Feb 2017
Montesiore & Lutz Limited Unlicensed entities 117915840015 May 2007
Montgomery, Blake & Associates Unlicensed entities 125622720023 Oct 2009
Morgan Capital Partners Unlicensed entities 122702400019 Nov 2008
Morgan Financial Advisors / MFA International Holdings Limited Unlicensed entities 119989440010 Jan 2008
Morgan Lansky Inc. Unlicensed entities 1122998400 3 Aug 2005
Morgan Pacific Unlicensed entities 100609920019 Nov 2001
Morgan&Bonds Unlicensed entities 115254720011 Jul 2006
Moritzclear Research S.A. Suspicious websites 144280730221 Sep 2015
Morley Thompson Unlicensed entities 117915840015 May 2007
Morris and Kent Mergers and Acquisitions Unlicensed entities 125303040016 Sep 2009
Morris Capital Partners Unlicensed entities 138928320010 Jan 2014
Morris Capital Partners Suspicious websites 1425279060 2 Mar 2015
Morris Commodities Unlicensed entities 125605440021 Oct 2009
Morrison Cross Financial Investments Ltd Unlicensed entities 1010332800 7 Jan 2002
Moss Securities Private Asset Management Unlicensed entities 141585138013 Nov 2014
MPT Marketing Service / Mountain Peak Trading Limited Unlicensed entities 118814400027 Aug 2007
MTC Global Group / MTC Global Financial Services Group Ltd Unlicensed entities 135876160921 Jan 2013
MultiWeb Media Corporation Unlicensed entities 104376960029 Jan 2003
Mundial Securities Unlicensed entities 1380858836 4 Oct 2013
Murray Merger Group Unlicensed entities 134064000026 Jun 2012
MY FX STAR Unlicensed entities 126892800019 Mar 2010
My Secure Escrow Unlicensed entities 1501552067 1 Aug 2017
Nakamura Capital Group Unlicensed entities 113742720017 Jan 2006
NCA International Holdings Limited / Noble Capital (Asia) Limited Unlicensed entities 137411958018 Jul 2013
NCL Group (UK) Ltd Unlicensed entities 137707086021 Aug 2013
Neilson Capital Unlicensed entities 140599874922 Jul 2014
Nelson Burke Holdings Limited Unlicensed entities 117915840015 May 2007
Neutra Limited Unlicensed entities 1425279363 2 Mar 2015
New Times Capital (HK) Ltd Unlicensed entities 127160640019 Apr 2010
New Zealand Xinlong gold group co., Ltd. Suspicious websites 1322668800 1 Dec 2011
Newman Bell Mergers & Acquisitions Unlicensed entities 116352000015 Nov 2006
Newton International Limited Unlicensed entities 127160640019 Apr 2010
Newton Moore Limited Unlicensed entities 127946880019 Jul 2010
Next Financial Network Unlicensed entities 138682963112 Dec 2013
Next Futures Co. Ltd Unlicensed entities 123540480024 Feb 2009
NFT Investment Limited / Now For Tomorrow Investment Limited Unlicensed entities 1436147958 6 Jul 2015
Nikko-Desjardins Asset Management Unlicensed entities 148245792023 Dec 2016
Nippon Capital Asset Management / Nippon Holdings Unlicensed entities 147082218010 Aug 2016
Nixdorf-AX Ventures Limited Unlicensed entities 1491548224 7 Apr 2017
Noah Henning Investment Group / Noah Henning International Group Unlicensed entities 143280063728 May 2015
Nomura Asset Management / Nomura Asset Management Inc Unlicensed entities 137991816023 Sep 2013
Nomura Financial Unlicensed entities 138496320021 Nov 2013
Norbert Mach Unlicensed entities 147220486926 Aug 2016
Norikura-Global Unlicensed entities 143709744217 Jul 2015
Norris Jardine Newell Equities Unlicensed entities 1378190443 3 Sep 2013
North Asia Digital Financial Investment Management Co Ltd Unlicensed entities 1473326238 8 Sep 2016
North Corp International Unlicensed entities 138018564026 Sep 2013
North Dakota Developments LLC Unlicensed entities 147453059822 Sep 2016
North Point Capital Unlicensed entities 1239120000 8 Apr 2009
North Point Commodities Unlicensed entities 131705280027 Sep 2011
North West Capital Funds HK Ltd (also known as Northwest Capital Investments Limited) Suspicious websites 149181072010 Apr 2017
Northcott, Sterling, Xavier & Associates Limited Unlicensed entities 127342080010 May 2010
Northwest Capital Finance Suspicious websites 149181289510 Apr 2017
Norton Global Asset Management Unlicensed entities 145577926918 Feb 2016
Norvell Associates Unlicensed entities 144738705113 Nov 2015
Norwich Group Unlicensed entities 129242880016 Dec 2010
Nova Corporate Services Unlicensed entities 114045120021 Feb 2006
Nuventis Corporate Services Group Unlicensed entities 121432320025 Jun 2008
Oak Capital Unlicensed entities 1451958225 5 Jan 2016
Oasis Capital Inc Unlicensed entities 106839360010 Nov 2003
Oasis Resorts International Unlicensed entities 973094400 2 Nov 2000
Ocean International Ltd Unlicensed entities 134803002019 Sep 2012
Ocean Star Capitals Unlicensed entities 149447119411 May 2017
Octagon Consulting Unlicensed entities 119376000031 Oct 2007
Offshore East Private Wealth Managers Unlicensed entities 146857320015 Jul 2016
Offshore Transfers Limited Unlicensed entities 1410164760 8 Sep 2014
OFS Capital Group Unlicensed entities 1306857600 1 Jun 2011
Olympia Corporate Services Unlicensed entities 113578560029 Dec 2005
Olympia King Wealth Group Unlicensed entities 1175443200 2 Apr 2007
Omega Capital Management Unlicensed entities 122780160028 Nov 2008
Omega Trading Unlicensed entities 129000960018 Nov 2010
Omega Trading Group Unlicensed entities 134625600030 Aug 2012
Ono Ventures Unlicensed entities 148764705221 Feb 2017
Oppenheimer Lloyd Consultants Unlicensed entities 130253760012 Apr 2011
Option Financial Markets Unlicensed entities 143029902029 Apr 2015
Option World Unlicensed entities 134761428014 Sep 2012
Option500 Unlicensed entities 147693457920 Oct 2016
OptionRally Unlicensed entities 1441591896 7 Sep 2015
Options and Futures Eastern Trading Limited Unlicensed entities 124758720015 Jul 2009
Options Extreme Unlicensed entities 130253760012 Apr 2011
Options International Ltd. Unlicensed entities 111634560018 May 2005
Opus Financial Group Unlicensed entities 1120579200 6 Jul 2005
Opus-Alliance Unlicensed entities 132197760023 Nov 2011
Orient Int’l Copyright Trading Holdings Limited / Oriental International Culture and Art Exchange Platform Unlicensed entities 148230696021 Dec 2016
Oriental Futures Trading Unlicensed entities 133994880018 Jun 2012
Origin Merchant Bank Unlicensed entities 106113600018 Aug 2003
Orion Ventures Limited Unlicensed entities 111453120027 Apr 2005
Orix Capital Trading Unlicensed entities 149818466323 Jun 2017
Osaka Financial Unlicensed entities 147082228510 Aug 2016
OSG Forex / Optimum Standard International Group Limited Unlicensed entities 1507084825 4 Oct 2017
OTEX World Corporation Unlicensed entities 147191832223 Aug 2016
Our World Exchange Limited Unlicensed entities 104843520024 Mar 2003
Overseas Corporate Advisors Inc Unlicensed entities 1357282012 4 Jan 2013
Oxford Trading (1978) Limited Unlicensed entities 108852480030 Jun 2004
Oxred Limited Unlicensed entities 1425279449 2 Mar 2015
P E Hess / Phillip Edward Hess Unlicensed entities 1157385600 5 Sep 2006
Pacific Alliance Mergers and Acquisitions Ltd Unlicensed entities 132240960028 Nov 2011
Pacific Alliances Unlicensed entities 147693469420 Oct 2016
Pacific Asian Bank Suspicious websites 106752960031 Oct 2003
Pacific Capital Trading Unlicensed entities 121086720016 May 2008
Pacific Energy Exchange Unlicensed entities 1299513600 8 Mar 2011
Pacific Rim Wealth Management Unlicensed entities 124776000017 Jul 2009
Pacific Securities Co., Ltd Unlicensed entities 149760708016 Jun 2017
Pacific Securities LLC Unlicensed entities 144185094510 Sep 2015
Pacific Transfers International Unlicensed entities 135294521515 Nov 2012
Pacific Tycoon Limited Unlicensed entities 144280720421 Sep 2015
Pacific Union Corporation Unlicensed entities 130374720026 Apr 2011
Pacific Wealth Global Ltd Unlicensed entities 124257600018 May 2009
Pan Pacific Financial (HK) Limited Unlicensed entities 105828480016 Jul 2003
Pan Pacific Financial Inc Unlicensed entities 105819840015 Jul 2003
Pan-Asia Trading Partners Unlicensed entities 146094916318 Apr 2016
Panther Trading International Co (HK) Unlicensed entities 150820778017 Oct 2017
Paragon Advisors Unlicensed entities 148755654020 Feb 2017
Paragon International Unlicensed entities 125657280027 Oct 2009
Paramount Bank Suspicious websites 108973440014 Jul 2004
Park International Unlicensed entities 104480640010 Feb 2003
Park Shore Investments Limited Unlicensed entities 147511404029 Sep 2016
Parkdale Trading (1986) Limited Unlicensed entities 108593280031 May 2004
Parker Monroe Unlicensed entities 122650560013 Nov 2008
Parkside Investments Limited Unlicensed entities 102623040010 Jul 2002
Parlement Associates Inc. Unlicensed entities 111090240016 Mar 2005
Parus Capital Hong Kong Limited Unlicensed entities 145932239030 Mar 2016
Parus Capital Limited Unlicensed entities 145932234330 Mar 2016
Patience Providence / Patience International Unlicensed entities 1446796200 6 Nov 2015
Pays Gold Inc. Unlicensed entities 1343836800 2 Aug 2012
PCG Resources Unlicensed entities 1473210614 7 Sep 2016
Peak Capital Management Unlicensed entities 1483436284 3 Jan 2017
Pearlgate International Limited Unlicensed entities 1265126400 3 Feb 2010
Pearson & May Holdings Unlicensed entities 150391229128 Aug 2017
Pearson Investments / Pearson Investments LLC Unlicensed entities 1491556963 7 Apr 2017
Pell Futures Unlicensed entities 126434880025 Jan 2010
Pembroke Roche & Associates Unlicensed entities 127955520020 Jul 2010
Peninsula Capital Limited Unlicensed entities 123721920017 Mar 2009
Persis International Investment Hong Kong Limited Unlicensed entities 129597120026 Jan 2011
Peston & Sons Securities Unlicensed entities 144833814024 Nov 2015
Peterson Group Unlicensed entities 147882884111 Nov 2016
Pfeiffer Galland Limited Unlicensed entities 101612160015 Mar 2002
Philippe Torres Unlicensed entities 1473147759 6 Sep 2016
Phmarkets Financial Limited Suspicious websites 147745484326 Oct 2016
Phoenix Biologicals Inc. Ltd Unlicensed entities 117915840015 May 2007
Phoenix Biologicals Limited Unlicensed entities 117915840015 May 2007
Phoenix Mergers & Acquisitions LLC Unlicensed entities 118710720015 Aug 2007
Pimmit Partners Unlicensed entities 149723808012 Jun 2017
Pinnacle Global Corporation Unlicensed entities 1131465600 9 Nov 2005
Pivotal Investment Group Unlicensed entities 141923264922 Dec 2014
PL Groups Limited Unlicensed entities 1470187343 3 Aug 2016
Platinum Group Holdings Unlicensed entities 1280851200 4 Aug 2010
Platinum Investment Services Ltd Unlicensed entities 103046400028 Aug 2002
Plus500 / Plus500 UK Ltd / Plus500AU Pty. Ltd / Plus 500CY Ltd Unlicensed entities 1251773276 1 Sep 2009
Pollack Quinn Unlicensed entities 117915840015 May 2007
Poloinvest Limited Unlicensed entities 1501832460 4 Aug 2017
Porter Ventures Unlicensed entities 110900160022 Feb 2005
Power Point Capital Unlicensed entities 127255680030 Apr 2010
Power Point International Ltd Unlicensed entities 127255680030 Apr 2010
Prava Law Group LLC Unlicensed entities 136195011927 Feb 2013
Premier E-Finance Unlicensed entities 131091840018 Jul 2011
Premium Alliance Unlicensed entities 108852480030 Jun 2004
Premium Placements Holdings Limited Unlicensed entities 117915840015 May 2007
Prestige Equity Unlicensed entities 144524653119 Oct 2015
Preston Morgan & Associates Unlicensed entities 104532480016 Feb 2003
Pretium Ventures Unlicensed entities 132785280030 Jan 2012
Price and Partners Consultants Unlicensed entities 130504320011 May 2011
Price and Stone Mergers & Acquisitions Unlicensed entities 1278259200 5 Jul 2010
Price Stone Group SI Unlicensed entities 113328000030 Nov 2005
Prime Asset Capital (New) Unlicensed entities 151054313113 Nov 2017
Prime Financial Management Services Unlicensed entities 141984080229 Dec 2014
Prime International Trading Ltd Unlicensed entities 127229760027 Apr 2010
Prime Source Limited Unlicensed entities 117915840015 May 2007
Primrose Trading Company Limited Unlicensed entities 104480640010 Feb 2003
Private Equity Traders Unlicensed entities 112662720014 Sep 2005
Private Venture Capital Group Unlicensed entities 147943240118 Nov 2016
Privilege Trading House Limited Unlicensed entities 139261944017 Feb 2014
Procap Management Unlicensed entities 108308160028 Apr 2004
Professional Capital Management Pte Ltd Unlicensed entities 107634240010 Feb 2004
Progressive Equity Advisors Ltd Unlicensed entities 1433838260 9 Jun 2015
Providence Group Unlicensed entities 107997120023 Mar 2004
Provideo Financial Unlicensed entities 131938560024 Oct 2011
Provost Management Unlicensed entities 135031680016 Oct 2012
Pullman International Limited Unlicensed entities 148489415520 Jan 2017
Pullman Wealth Management Unlicensed entities 146405430024 May 2016
Pullman Wealth Management Consulting Limited Unlicensed entities 146941537425 Jul 2016
Qian Zhi Gu Financial / De Bell Investment Limited / Beier Financial Investment Limited Unlicensed entities 1454406816 2 Feb 2016
QMI Financial Unlicensed entities 145282986115 Jan 2016
Quantum Benchmark Corporation Unlicensed entities 1425630597 6 Mar 2015
Questra World Inc Unlicensed entities 1501552145 1 Aug 2017
Questra World Lionara Swiss Consulting SA (New) Unlicensed entities 1509951983 6 Nov 2017
Quincy Ellerton Unlicensed entities 108852480030 Jun 2004
Qunyi Dingtong International Unlicensed entities 150330981921 Aug 2017
R J MacAllistor Ltd Unlicensed entities 108852480030 Jun 2004
Rabo Strategies Unlicensed entities 135632983424 Dec 2012
Ramsey Investment Partners Unlicensed entities 1383622829 5 Nov 2013
Rapid Exchange / Rapid Gold Inc. Unlicensed entities 137456964023 Jul 2013
RBM International Limited Unlicensed entities 132984000022 Feb 2012
Red Shield Financial Unlicensed entities 147728290424 Oct 2016
Red Sun M&A Unlicensed entities 140236799710 Jun 2014
Redford Securities International Unlicensed entities 135417796229 Nov 2012
Reef Capital Advisors Unlicensed entities 1417501114 2 Dec 2014
Regal Asset Investment / Regal Asset Investment LLC Unlicensed entities 149999661814 Jul 2017
Regal Group International Unlicensed entities 1283961600 9 Sep 2010
Regency Associates Unlicensed entities 146700963627 Jun 2016
RegiGlobe Fake regulators and/or market operators 130512960012 May 2011
Regions Bank Phishes 1107792000 8 Feb 2005
Regulatory Compliance and Oversight Department Fake regulators and/or market operators 150607350022 Sep 2017
Reich Global Ltd Unlicensed entities 126918720022 Mar 2010
Rementon & Fitzgerald Unlicensed entities 107634240010 Feb 2004
Renminbi Yuan Holdings China Unlicensed entities 145939276231 Mar 2016
Resona Corporate Partners Unlicensed entities 1480928800 5 Dec 2016
Resona International Management Unlicensed entities 144066703627 Aug 2015
Reymount Investments Limited Unlicensed entities 1083686400 5 May 2004
Reynolds Group Limited Unlicensed entities 121855680013 Aug 2008
Rhino Asia Unlicensed entities 1470187403 3 Aug 2016
Rich Futures (HK) Limited Unlicensed entities 1420683977 8 Jan 2015
Richard-Blendmonde Unlicensed entities 125536320013 Oct 2009
Richardson & Russell Holdings (New) Unlicensed entities 151053861713 Nov 2017
Richardson Resources Unlicensed entities 1091548800 4 Aug 2004
Rising International Management Company Limited (New) Unlicensed entities 151133848622 Nov 2017
Rive Financial Unlicensed entities 122711040020 Nov 2008
Riverbrook Capital Unlicensed entities 1352451309 9 Nov 2012
Riverton Financial Group Unlicensed entities 1138723200 1 Feb 2006
RNK Global (New) Unlicensed entities 151030701510 Nov 2017
Robinson Franklin Unlicensed entities 143217778121 May 2015
Rockwell & Bond S A Unlicensed entities 104368320028 Jan 2003
Rockwell Escrow Services Others 1449647820 9 Dec 2015
Rockwood M & A Unlicensed entities 125588160019 Oct 2009
Rosan World Investment Unlicensed entities 147089782111 Aug 2016
Rosenthal International Unlicensed entities 108852480030 Jun 2004
Roxboro Capital Investment / Roxboro Capital Investment Strategies Unlicensed entities 1378182882 3 Sep 2013
Royal Asia Stock Transfer Services Unlicensed entities 143695186615 Jul 2015
Royce Stanford Management Inc Unlicensed entities 100877760020 Dec 2001
Rubin Dunn Unlicensed entities 148755708020 Feb 2017
Rusein International Investment Limited Unlicensed entities 1259769600 3 Dec 2009
Russellville Limited Unlicensed entities 147497215127 Sep 2016
Ryan & Roger Holdings Unlicensed entities 147211756125 Aug 2016
Ryer Limited Unlicensed entities 1264953600 1 Feb 2010
S-One Financial Unlicensed entities 133286400028 Mar 2012
S-One Financial / Summit One Financial Unlicensed entities 135294528915 Nov 2012
S.P. Transfer and Traders Unlicensed entities 130875840023 Jun 2011
Saba Capital Management Unlicensed entities 1375760460 6 Aug 2013
Sabin Commodities, Inc. Unlicensed entities 121743360031 Jul 2008
Sachs International, S.A. Unlicensed entities 146595854215 Jun 2016
Saddle River Futures Unlicensed entities 1320595200 7 Nov 2011
Safe Mark Limited Unlicensed entities 148152690012 Dec 2016
Safecoe Holdings International Ltd. Unlicensed entities 114312960024 Mar 2006
Safeguard Equity Group Unlicensed entities 1225728000 4 Nov 2008
Sage Consultants Unlicensed entities 128698560014 Oct 2010
Sandford C. Bernstein (Asia) Limited Suspicious websites 131186880029 Jul 2011
SCB Suspicious websites 1309708800 4 Jul 2011
SCFS Trading Unlicensed entities 137394288516 Jul 2013
Schapiro Global Inc Unlicensed entities 126832320012 Mar 2010
Schott-OFT Unlicensed entities 139230720014 Feb 2014
Schrodersgroup Suspicious websites 144617034430 Oct 2015
Schwartz Woodman Unlicensed entities 113492160019 Dec 2005
Schwarz Oliver Thomas Unlicensed entities 143816184729 Jul 2015
SCMART International Limited Unlicensed entities 98821440026 Apr 2001
Scott Fitzgerald Group Unlicensed entities 121907520019 Aug 2008
Sealand Trading (Hong Kong) Limited Others 148289269128 Dec 2016
Seattle Mercantile Exchange Fake regulators and/or market operators 143709839717 Jul 2015
Secure Future Trading Unlicensed entities 128810880027 Oct 2010
Secure International Exchange Committee Fake regulators and/or market operators 128508480022 Sep 2010
Securities Group Singapore Unlicensed entities 128568960029 Sep 2010
Securities Intermediary Bureau Fake regulators and/or market operators 129821760021 Feb 2011
Securities Registry Board Fake regulators and/or market operators 140238453510 Jun 2014
Security Electronic Technology (HK) Limited Unlicensed entities 149786635019 Jun 2017
Sekulic Dragon Unlicensed entities 1275840000 7 Jun 2010
Sentinel Equity Inc Unlicensed entities 1378190495 3 Sep 2013
Seoul Options and Futures Exchange Fake regulators and/or market operators 133839360031 May 2012
Seres Bio Unlicensed entities 148669146010 Feb 2017
SGS Consultants Limited Unlicensed entities 131713920028 Sep 2011
SGS Global Limited Unlicensed entities 131713920028 Sep 2011
Shaffer Lienhard Unlicensed entities 132439680021 Dec 2011
Shandong East Asia Mining Group Co., Ltd Unlicensed entities 147252212130 Aug 2016
Shanghai Continental Futures Co. Ltd. / SCFS Group Limited Unlicensed entities 135294495715 Nov 2012
Shanghai International Financial Group Unlicensed entities 1504749995 7 Sep 2017
Shanghai Mercantile Exchange Fake regulators and/or market operators 127186560022 Apr 2010
Shearin Group Unlicensed entities 141413994624 Oct 2014
Shelland Limited Unlicensed entities 1425279532 2 Mar 2015
Shengtai Group Unlicensed entities 130806720015 Jun 2011
Shenzhen Commodity Exchange Fake regulators and/or market operators 140870156122 Aug 2014
Shenzhen International Group Unlicensed entities 1293984000 3 Jan 2011
Shenzhen Lukfook Hushen Technology Ltd Suspicious websites 137412018618 Jul 2013
Shepherds Hill Partners, Hong Kong Unlicensed entities 139524480020 Mar 2014
Sherman Brothers Management Ltd Unlicensed entities 102009600030 Apr 2002
Shi Fu Investment (Hongkong) Co Ltd / Shi Fu Jin Rong Capital Ltd Suspicious websites 146898096020 Jul 2016
Shin Futures Unlicensed entities 1264953600 1 Feb 2010
Shinjuku Commodities Unlicensed entities 1462788629 9 May 2016
Shinsei Associates Unlicensed entities 134547840021 Aug 2012
Shintomi Trading Unlicensed entities 136988048030 May 2013
Shitong Futures Suspicious websites 150760174010 Oct 2017
Shixin Investments Holdings Ltd Unlicensed entities 117492480027 Mar 2007
SHK Financial Group (China) Co. Ltd Suspicious websites 127238400028 Apr 2010
Shore Capital Ventures Unlicensed entities 141862580415 Dec 2014
Sigama Capital Management Unlicensed entities 973094400 2 Nov 2000
SigmaForex.com Unlicensed entities 125562240016 Oct 2009
Silver Ridge Resources Unlicensed entities 146604770116 Jun 2016
Simmons, Blake and Fritch Unlicensed entities 100860480018 Dec 2001
Simon and Ross Incorporated Unlicensed entities 140800558114 Aug 2014
Simons Griffin Financial Unlicensed entities 143400519711 Jun 2015
Singliworld HK Pte Limited Unlicensed entities 144048893425 Aug 2015
Sino Link Global Unlicensed entities 149818495023 Jun 2017
Sino Options Trading Limited Unlicensed entities 1141228800 2 Mar 2006
Sinoclear Trading Limited Unlicensed entities 117915840015 May 2007
Sinopart Corporation Unlicensed entities 1330876800 5 Mar 2012
Sinowest International Corp. Ltd. Unlicensed entities 111634560018 May 2005
Skadden Rothman Unlicensed entities 142250307029 Jan 2015
Skipton Asset Management Limited Unlicensed entities 130089600024 Mar 2011
Smallwood & Brown Ltd Unlicensed entities 1462443000 5 May 2016
SMART International Hong Kong Limited Suspicious websites 1251734400 1 Sep 2009
Smart Investment Group Unlicensed entities 145008598714 Dec 2015
Smart Port Asset Management Unlicensed entities 1093968000 1 Sep 2004
Smart Trade FX Inc. Unlicensed entities 133459200017 Apr 2012
Smart Trading Signals LLC Unlicensed entities 145008578614 Dec 2015
SMFund Unlicensed entities 1188748800 3 Sep 2007
SMI Global Capital Ltd Unlicensed entities 119021760020 Sep 2007
SMI Limited (BVI) Unlicensed entities 110900160022 Feb 2005
Smith and Dalton M&A Unlicensed entities 128197440017 Aug 2010
Smith and Henderson Unlicensed entities 111876480015 Jun 2005
Smith and Olsson Unlicensed entities 133467840018 Apr 2012
Smith Barney Phishes 110416320028 Dec 2004
Smith Fairchild Unlicensed entities 105577920017 Jun 2003
Smith Klein Venture Unlicensed entities 111453120027 Apr 2005
Smythe Rutherford & Burns PLC Unlicensed entities 103271040023 Sep 2002
Softbank CIBC International Unlicensed entities 1481102040 7 Dec 2016
Softchange Inc. Unlicensed entities 1343836800 2 Aug 2012
Soleil Chartered Investments Unlicensed entities 148245818823 Dec 2016
Solid Gold Finance Limited Unlicensed entities 120542400014 Mar 2008
Solitaire Management Services Ltd Unlicensed entities 109759680013 Oct 2004
Somerset Capital Limited Unlicensed entities 1480929000 5 Dec 2016
Sompo Capital Group Unlicensed entities 137992488023 Sep 2013
Source One International Unlicensed entities 129277440020 Dec 2010
Southampton Investment Services International Unlicensed entities 1315497600 9 Sep 2011
Southbourne Group Unlicensed entities 148963564916 Mar 2017
Southeast Asia Traders Unlicensed entities 142189284022 Jan 2015
Southeast Asia Traders Suspicious websites 1425280156 2 Mar 2015
Southern Cross Mergers and Acquisitions Unlicensed entities 1199808000 9 Jan 2008
Southstar (Asia) Limited Unlicensed entities 139524480020 Mar 2014
Southstar Asset Management Limited Unlicensed entities 139524480020 Mar 2014
Southstar Holdings Limited Unlicensed entities 139524480020 Mar 2014
SouthTrust Bank Phishes 111634560018 May 2005
Southwell & Stone Capital Partners Unlicensed entities 146889680919 Jul 2016
Sovereign International Unlicensed entities 129061440025 Nov 2010
SpartaMatrix Unlicensed entities 1099324800 2 Nov 2004
Spartan FX / Spartan Management Asia Limited Unlicensed entities 1370481660 6 Jun 2013
Spears Asia International Limited Unlicensed entities 128309760030 Aug 2010
Spectrum Capital Management Unlicensed entities 136092008115 Feb 2013
Spencer Associates Limited (New) Unlicensed entities 1510208220 9 Nov 2017
Spencer Capital Partners Unlicensed entities 149786593619 Jun 2017
Stafford Reid & Lodge Unlicensed entities 128551680027 Sep 2010
Standard Capital Intermational Coroperation Ltd Suspicious websites 110122560024 Nov 2004
Standard Management Investment Limited Unlicensed entities 146889701119 Jul 2016
Standard United Corporation Unlicensed entities 121656960021 Jul 2008
Standard Wealth Management Limited Unlicensed entities 137647225314 Aug 2013
StarLake Capital Limited Unlicensed entities 1449652458 9 Dec 2015
State Capital Limited Unlicensed entities 117915840015 May 2007
Steel Mercantile Portfolio Unlicensed entities 1094572800 8 Sep 2004
SteinMorgan International Ltd Unlicensed entities 1057507200 7 Jul 2003
Stemark Limited Unlicensed entities 125674560029 Oct 2009
Sterling Futures Ltd Unlicensed entities 105664320027 Jun 2003
Sterling Futures Management Limited Unlicensed entities 105664320027 Jun 2003
Sternfield Limited Unlicensed entities 1246809600 6 Jul 2009
Sternwood Business Services Unlicensed entities 130331520021 Apr 2011
Sternwood Trading Partners Co Ltd Unlicensed entities 130253760012 Apr 2011
Stock Swiss Unlicensed entities 150103334126 Jul 2017
Stonebridge Securities Unlicensed entities 145068910621 Dec 2015
Stonewell Finance Unlicensed entities 1149091200 1 Jun 2006
Stowford & Proctor Asset Management Unlicensed entities 1380856500 4 Oct 2013
Stratford International Limited Unlicensed entities 117915840015 May 2007
Strauss Asset Management Unlicensed entities 1473302015 8 Sep 2016
StrongOaks Risk Management Limited Unlicensed entities 1467964469 8 Jul 2016
Stuartt Reed Kammer Unlicensed entities 108048960029 Mar 2004
Suisse Option / Primary Stream Limited Unlicensed entities 149259397619 Apr 2017
Sukumo Group Japan Unlicensed entities 1054828800 6 Jun 2003
Summit Capital Management Unlicensed entities 136186464026 Feb 2013
Sun Billion Limited Unlicensed entities 124629120030 Jun 2009
Sunny Bullion Limited Unlicensed entities 1425631636 6 Mar 2015
Sunrise Suspicious websites 1436148692 6 Jul 2015
Sunrise Brokers Group Suspicious websites 146423123426 May 2016
Sunrise Futures LLC Unlicensed entities 126918720022 Mar 2010
Sunseeker Energy Limited Unlicensed entities 1462788339 9 May 2016
SunTrust Bank Phishes 110122560024 Nov 2004
Sunway International Unlicensed entities 1320768000 9 Nov 2011
SWFinvestguide Financial Services Inc. Unlicensed entities 138475513218 Nov 2013
Swift Asset Management Ltd. Unlicensed entities 1138723200 1 Feb 2006
Swift Tech Capital Unlicensed entities 125536320013 Oct 2009
Swiss Corps Inc Unlicensed entities 106113600018 Aug 2003
Swiss Private Capital Limited Unlicensed entities 142408177216 Feb 2015
Swisscash Suspicious websites 1149523200 6 Jun 2006
SwissMain Unlicensed entities 1494230741 8 May 2017
Synergy Acquisitions Inc Unlicensed entities 144835548424 Nov 2015
Taihesheng HK Financial Investment Management Limited Unlicensed entities 143712481217 Jul 2015
Tain Capital Unlicensed entities 1478248376 4 Nov 2016
Taiwan Commodity Exchange Fake regulators and/or market operators 142250293829 Jan 2015
Taiwan Options and Futures Exchange Fake regulators and/or market operators 136920852022 May 2013
Takahashi Nakamura Associates Unlicensed entities 124715520010 Jul 2009
Takara Global Unlicensed entities 150785884513 Oct 2017
TAO Investment Management Company Unlicensed entities 118814400027 Aug 2007
Target International Overseas Limited Unlicensed entities 122538240031 Oct 2008
Taylor Ferguson Unlicensed entities 111876480015 Jun 2005
TCA Financial Unlicensed entities 147254990830 Aug 2016
TD Options Limited Unlicensed entities 1423128563 5 Feb 2015
TGF Management Services Inc. Unlicensed entities 113742720017 Jan 2006
Tharapatong Limited Unlicensed entities 1481102326 7 Dec 2016
The Alden Group Unlicensed entities 148755703920 Feb 2017
The Alternative Investment Group Unlicensed entities 128188800016 Aug 2010
The Asian Financial Services Authority Fake regulators and/or market operators 129968640010 Mar 2011
The Asian Pacific Commodity Exchange Unlicensed entities 147497224327 Sep 2016
The Avanti Group Unlicensed entities 137232330927 Jun 2013
The Bridgeway Group International Unlicensed entities 125346240021 Sep 2009
The Brinton Group Unlicensed entities 973094400 2 Nov 2000
The Captrust Group Unlicensed entities 1265126400 3 Feb 2010
The Castleton Group Unlicensed entities 125588160019 Oct 2009
The Clearing House Group Unlicensed entities 101232000030 Jan 2002
The Cooper Research Group Unlicensed entities 141404478023 Oct 2014
The Corliss Group Unlicensed entities 139559040024 Mar 2014
The Crowne Registry Unlicensed entities 131713920028 Sep 2011
The Danier Group Limited Unlicensed entities 117915840015 May 2007
The Georgian Group Ltd Unlicensed entities 101473920027 Feb 2002
The Haney Group Unlicensed entities 142718046624 Mar 2015
The Hong Kong Futures & Options Exchange (The HKFOE) Fake regulators and/or market operators 1275840000 7 Jun 2010
The Huxford Group Unlicensed entities 149069076028 Mar 2017
The Insiders Club Unlicensed entities 149578986926 May 2017
The Kaikatsu Group Unlicensed entities 1120579200 6 Jul 2005
The Kensington Group Limited Unlicensed entities 973094400 2 Nov 2000
The Kronos Group Unlicensed entities 134297280023 Jul 2012
The LML Group Richmond & Associates Inc. Unlicensed entities 129251520017 Dec 2010
The Madina Capital Group Unlicensed entities 1014998400 2 Mar 2002
The Madison Group Unlicensed entities 1014998400 2 Mar 2002
The Manhattan Pacific Group Unlicensed entities 1102435200 8 Dec 2004
The Mollins Group Unlicensed entities 1257264000 4 Nov 2009
The Palm Gold Group Co., Ltd. Unlicensed entities 1425631790 6 Mar 2015
The Pembridge Group Unlicensed entities 99849600023 Aug 2001
The Platinum Capital Group Unlicensed entities 1393815360 3 Mar 2014
The Prestige Perspective Unlicensed entities 1122998400 3 Aug 2005
The Roth Group Limited Unlicensed entities 117915840015 May 2007
The Southwood Group Unlicensed entities 143399505511 Jun 2015
The Sterling Group International Unlicensed entities 144524635219 Oct 2015
The Stern Group Unlicensed entities 1251907200 3 Sep 2009
The Stockton Group Limited Unlicensed entities 111997440029 Jun 2005
The Tidal Group Unlicensed entities 116412480022 Nov 2006
The Toros Group Unlicensed entities 135874213621 Jan 2013
The Tunstall Group Unlicensed entities 1407209782 5 Aug 2014
The Tyler Group Unlicensed entities 135045918017 Oct 2012
The Williams Group Unlicensed entities 110001600010 Nov 2004
The Woo Group Unlicensed entities 1396281600 1 Apr 2014
The Xenon Group Unlicensed entities 1157385600 5 Sep 2006
Think Huge Limited Unlicensed entities 147497202227 Sep 2016
Thomas & Lynch Inc Unlicensed entities 1449647640 9 Dec 2015
Thomas Greene & Partners Unlicensed entities 139761550416 Apr 2014
Thomas Moore Unlicensed entities 125346240021 Sep 2009
Thompson & Whitehurst Unlicensed entities 107504640026 Jan 2004
Thompson Lloyd Baker Capital Specialists Unlicensed entities 1488451450 2 Mar 2017
Thornwood Financial Unlicensed entities 1481101869 7 Dec 2016
Tiger CTA Unlicensed entities 133657920010 May 2012
Tillman Hall Capital Unlicensed entities 1473327965 8 Sep 2016
Timber Hill Limited Unlicensed entities 129839040023 Feb 2011
Titanium Wealth Management Inc. Unlicensed entities 146900479420 Jul 2016
Tokai National Partners (New) Unlicensed entities 151114710820 Nov 2017
Tommy and Bobby Limited Unlicensed entities 146122538621 Apr 2016
Top Binary Signals Unlicensed entities 147520554930 Sep 2016
Total Global Equity Unlicensed entities 138269255925 Oct 2013
Trade & Clear Limited Unlicensed entities 131601600015 Sep 2011
Trade Association Unlicensed entities 141826680011 Dec 2014
Trade Loyal Investment Limited Unlicensed entities 1220198400 1 Sep 2008
Tradeline Group Unlicensed entities 105647040025 Jun 2003
TradersRoom Unlicensed entities 128767680022 Oct 2010
TradingBanks Unlicensed entities 147364694912 Sep 2016
Transfer Services Ltd Unlicensed entities 126823680011 Mar 2010
Transglobal Consultants Limited Unlicensed entities 978451200 3 Jan 2001
Transglobal Financial Ltd Unlicensed entities 1139155200 6 Feb 2006
Transglobe Express Co Unlicensed entities 1060358400 9 Aug 2003
Transglobe Group Unlicensed entities 1060358400 9 Aug 2003
Transunion Financial Unlicensed entities 135040320017 Oct 2012
Trent Consultants Unlicensed entities 1260201600 8 Dec 2009
Tri Guard Holdings Limited Unlicensed entities 1138723200 1 Feb 2006
Trillion Venture / Trillion Venture Pte Ltd / Trillion Venture HK Unlicensed entities 142243962628 Jan 2015
Trilliongold International Resources Unlicensed entities 1173024000 5 Mar 2007
Trilliongold Resources Sdn Bhd Unlicensed entities 1173024000 5 Mar 2007
Trimark World Capital Corp. Unlicensed entities 111634560018 May 2005
Triumph Global (Asia) Limited/ TFX Global Unlicensed entities 144048878925 Aug 2015
Troy McDonald Unlicensed entities 1365128582 5 Apr 2013
Truimph Capital Management Unlicensed entities 130253760012 Apr 2011
Tsuen Wan International Unlicensed entities 131031360011 Jul 2011
Tyson Asset Management Inc. Unlicensed entities 1457489094 9 Mar 2016
U.S.A. ICII International Consultant Limited Unlicensed entities 120049920017 Jan 2008
UBHK Securities Company Limited Suspicious websites 110545920012 Jan 2005
UK Man International Investment Financial Group Co., Ltd Suspicious websites 119808000020 Dec 2007
Unaico Holding Ltd / Unaico Ltd Unlicensed entities 144306349224 Sep 2015
Uni-Rich International Investment Limited Unlicensed entities 121976640027 Aug 2008
Unicorn Finance Group Unlicensed entities 133692480014 May 2012
Uniline International Investment Consultant Limited Unlicensed entities 108541440025 May 2004
Union Bank of China Suspicious websites 110545920012 Jan 2005
Union Glory Gold Group Unlicensed entities 150788548113 Oct 2017
Union Grand Corporation Unlicensed entities 139996120513 May 2014
Union Markets Limited Unlicensed entities 146596453815 Jun 2016
Unique Asset – Hong Kong Unlicensed entities 1306944000 2 Jun 2011
United Capital Management Inc Unlicensed entities 1038758400 2 Dec 2002
United Finance Association Unlicensed entities 1323100800 6 Dec 2011
United Rich Capital Investment Limited Unlicensed entities 148159844213 Dec 2016
United Success Financial Limited Unlicensed entities 125285760014 Sep 2009
United Trustee Association Unlicensed entities 130919040028 Jun 2011
Universal International Finance Ltd Unlicensed entities 1446777424 6 Nov 2015
Universe Citizen Limited (trading as FXCitizen) Unlicensed entities 1396281600 1 Apr 2014
Uniworld Global Management Limited Unlicensed entities 1038844800 3 Dec 2002
UOBBF Department of Certification Unlicensed entities 147220332026 Aug 2016
Up & Down Marketing Limited Unlicensed entities 147220498026 Aug 2016
Upchina International Ltd Unlicensed entities 1380854400 4 Oct 2013
US Capital Private Bank / US Capital Funding II/ U.S. Capital II Investments (Hong Kong) Ltd Unlicensed entities 1462527720 6 May 2016
US Trading Associates Co Ltd Unlicensed entities 100877760020 Dec 2001
USA High Flourishing Group Fund Management Investment Limited Unlicensed entities 145345673922 Jan 2016
USA Hight Flourishing Group (Hong Kong) Fund Management Investment Limited Unlicensed entities 145345640222 Jan 2016
USG Holdings Limited / United Securities Group Unlicensed entities 1404719880 7 Jul 2014
V.T. Robinsons Unlicensed entities 148151172512 Dec 2016
Valesc Holdings Limited Unlicensed entities 117915840015 May 2007
Value Capital Partners Management Limited Suspicious websites 1306944000 2 Jun 2011
Value Management Inc Unlicensed entities 146702068327 Jun 2016
Vannex Corporation Unlicensed entities 109768320014 Oct 2004
Vanquish Capital Associates Unlicensed entities 132984000022 Feb 2012
Vantage Capital International Unlicensed entities 130253760012 Apr 2011
Vantage Capital Research Unlicensed entities 139559040024 Mar 2014
Vantage Equity Unlicensed entities 128007360026 Jul 2010
Vantage Holdings Group Limited Unlicensed entities 141939359924 Dec 2014
Vantage International Management Group Inc Unlicensed entities 1014912000 1 Mar 2002
Vantage International Management Inc Unlicensed entities 1014912000 1 Mar 2002
Vast Dragon Corporation Limited Unlicensed entities 128309760030 Aug 2010
VCC International Group Ltd Unlicensed entities 1375757104 6 Aug 2013
Venture Pro Trader Unlicensed entities 149786605519 Jun 2017
Ventures GP Unlicensed entities 147081295210 Aug 2016
Verent Capital Unlicensed entities 149723823112 Jun 2017
Vhtrade International Financial Group Unlicensed entities 1494233883 8 May 2017
vip.cnrqet.com Suspicious websites 1454377235 2 Feb 2016
vip.yzfyy.com Suspicious websites 146941562525 Jul 2016
visabanking (New) Unlicensed entities 151125843921 Nov 2017
Vista Capital Management Unlicensed entities 133459200017 Apr 2012
Vortex Assets Limited (New) Unlicensed entities 151030561610 Nov 2017
Voth Nixon Group Unlicensed entities 145758324010 Mar 2016
Wainwright Wealth Management/ Wainwright Finance/ Wainwright Corporate Unlicensed entities 138191694016 Oct 2013
Waldmann Asset Management Unlicensed entities 141343224016 Oct 2014
Waldorf Harding Associates Unlicensed entities 146172546027 Apr 2016
Walker & Kelly Holdings Unlicensed entities 150391240728 Aug 2017
Wall Street Underground Unlicensed entities 101430720022 Feb 2002
Wallace and Hampton, Inc. Unlicensed entities 108048960029 Mar 2004
Wallis Partridge Unlicensed entities 1452065363 6 Jan 2016
Walter Advisory Group Unlicensed entities 1488873024 7 Mar 2017
Wan Shi Group, Century Financial Limited, Man Financial Ltd Unlicensed entities 122451840021 Oct 2008
Wang Lee Mergers & Acquisitions Unlicensed entities 1133971200 8 Dec 2005
Wansheng International Investment Group Co Ltd Unlicensed entities 123238080020 Jan 2009
Warner Beck Incorporated Unlicensed entities 110848320016 Feb 2005
Warner Beck Pte Ltd Unlicensed entities 117915840015 May 2007
Warren Futures Limited Unlicensed entities 109578240022 Sep 2004
Warren Global Group Unlicensed entities 1441592415 7 Sep 2015
Warren Group Unlicensed entities 115790400011 Sep 2006
Washington Mutual Bank Phishes 1101830400 1 Dec 2004
Waterman and Noble Unlicensed entities 104860800026 Mar 2003
Watson & Gray Limited Unlicensed entities 150391252028 Aug 2017
Wave Star Trading Company Ltd/ Wavestar Trading Company Ltd/ Wavestar Mystery Forex Unlicensed entities 138487680020 Nov 2013
Waverly M & A Unlicensed entities 126080640015 Dec 2009
Waytung Global Unlicensed entities 131428800026 Aug 2011
Wealth Builder FX Group Limited Unlicensed entities 139467669113 Mar 2014
Wealth Capital Corp Unlicensed entities 134798400019 Sep 2012
Weissman Commodities Unlicensed entities 130253760012 Apr 2011
Weissmuller and Sons Unlicensed entities 1309968000 7 Jul 2011
Weizmann & Young Unlicensed entities 1306944000 2 Jun 2011
Wells Fargo Phishes 111876480015 Jun 2005
Wells Fargo Global Investments (Hong Kong) Company Limited Unlicensed entities 144185029610 Sep 2015
Wells Financial Holdings Unlicensed entities 130132800029 Mar 2011
Wells Goldman Unlicensed entities 1436238920 7 Jul 2015
Wells International Investments Ltd Unlicensed entities 1049385600 4 Apr 2003
WeNew.net Unlicensed entities 110554560013 Jan 2005
Werner Stocker Unlicensed entities 150520969612 Sep 2017
Wessner Group Limited Unlicensed entities 117915840015 May 2007
West Pacific Dealers Unlicensed entities 149985678012 Jul 2017
Western & Gulf Finance Corporation Limited Unlicensed entities 1012838400 5 Feb 2002
Westhorpe Capital Unlicensed entities 131126400022 Jul 2011
Westley Asia Limited Unlicensed entities 1470187564 3 Aug 2016
Westline M&A Unlicensed entities 127359360012 May 2010
Westway Investments Limited Unlicensed entities 1013097600 8 Feb 2002
Wheaton Capital Unlicensed entities 1470711480 9 Aug 2016
Wheeler Asset Group Unlicensed entities 130512960012 May 2011
White-Miller Associates Unlicensed entities 139213440012 Feb 2014
Whitehall Capital Group Unlicensed entities 144524662119 Oct 2015
Whitman Pearce and Partners Unlicensed entities 107928000015 Mar 2004
Whitmore Wealth Management Unlicensed entities 137359449312 Jul 2013
Widmer Options Unlicensed entities 128681280012 Oct 2010
Wilkin And Associates Inc Unlicensed entities 1212422400 3 Jun 2008
William Paulstern Unlicensed entities 148245780023 Dec 2016
williamchow@vpgroupasia.com Phishes 1370491792 6 Jun 2013
Williams Corporation Limited Unlicensed entities 129726720010 Feb 2011
Williams, Jensen & Jefferies Inc. Unlicensed entities 133459200017 Apr 2012
Wilmington Financial Group Unlicensed entities 1217779200 4 Aug 2008
Wilton & Smythe Associates Unlicensed entities 111876480015 Jun 2005
Win Star (Asia) Holdings Co., Ltd. Unlicensed entities 1425631892 6 Mar 2015
Win the World Futures Co Ltd/Futures Win the world Unlicensed entities 149985692712 Jul 2017
Win Win International Investments Limited Unlicensed entities 138431258913 Nov 2013
Winbase Equities Unlicensed entities 136186711326 Feb 2013
Winco Investment Management Ltd Unlicensed entities 150053819620 Jul 2017
Windsor Finance Group Unlicensed entities 1381199604 8 Oct 2013
Wing Sheng Financial Group Suspicious websites 1317571200 3 Oct 2011
Winsdor Capital Limited Unlicensed entities 117915840015 May 2007
Winslow Trade Unlicensed entities 124214400013 May 2009
Winston, Jarrod & Jones Unlicensed entities 137394299216 Jul 2013
Winterthur Fund Management Unlicensed entities 132621120011 Jan 2012
Wise Planning Co Ltd. Unlicensed entities 1425630815 6 Mar 2015
Wising Century Solartech Limited Unlicensed entities 148755630820 Feb 2017
Witter Financial Group Unlicensed entities 145397094028 Jan 2016
Wizard Asset Management Limited Unlicensed entities 996595200 1 Aug 2001
Woodson Ross & Associates Unlicensed entities 112360320010 Aug 2005
Woodward Gordon Capital International Unlicensed entities 130806720015 Jun 2011
Woori Bridgewater Brokerage Unlicensed entities 149786622019 Jun 2017
World Asian Trading Limited Unlicensed entities 1246809600 6 Jul 2009
World Energy International Inc Unlicensed entities 123255360022 Jan 2009
World Ever International Limited Unlicensed entities 117915840015 May 2007
World Financial Institutions Unlicensed entities 143744507621 Jul 2015
World Point International Investments Limited Unlicensed entities 124084800028 Apr 2009
World Trade Assets Association Unlicensed entities 110364480022 Dec 2004
World Trade Assets Institute Unlicensed entities 110364480022 Dec 2004
World Trade Assets Market Inc. Unlicensed entities 110364480022 Dec 2004
World Trade Financial Group Unlicensed entities 114287040021 Mar 2006
Worldcorp Intertrade Limited Unlicensed entities 109759680013 Oct 2004
Worldex Holdings International Unlicensed entities 132785280030 Jan 2012
WorldOver Capital Unlicensed entities 1436239067 7 Jul 2015
Worldwide Investors Portfolio Unlicensed entities 1351827600 2 Nov 2012
Worthington Financial Group Unlicensed entities 1217779200 4 Aug 2008
www.084210.com Suspicious websites 1449481665 7 Dec 2015
www.093944.com Suspicious websites 145567580517 Feb 2016
www.098613.com Suspicious websites 1449481724 7 Dec 2015
www.130506.com Suspicious websites 1449483290 7 Dec 2015
www.139946.com Suspicious websites 1449481777 7 Dec 2015
www.158330.com Suspicious websites 1449481831 7 Dec 2015
www.159660.com Suspicious websites 1449481883 7 Dec 2015
www.2288zj.com Suspicious websites 1449482732 7 Dec 2015
www.230375.com Suspicious websites 1449481939 7 Dec 2015
www.360618.com Suspicious websites 144738750113 Nov 2015
www.388hr.com Suspicious websites 1449482675 7 Dec 2015
www.3w2n.com Suspicious websites 135841314917 Jan 2013
www.400406.com Suspicious websites 1449482008 7 Dec 2015
www.468520.com Suspicious websites 1449482073 7 Dec 2015
www.508018.com Suspicious websites 145567751117 Feb 2016
www.510372.com Suspicious websites 1449482135 7 Dec 2015
www.521601.com Suspicious websites 1449482190 7 Dec 2015
www.604369.com Suspicious websites 1449483126 7 Dec 2015
www.64265.com Suspicious websites 128275200026 Aug 2010
www.655768.com Suspicious websites 1449482250 7 Dec 2015
www.655991.com Suspicious websites 144738729613 Nov 2015
www.680588.com Suspicious websites 123168960012 Jan 2009
www.715242.com Suspicious websites 1449482319 7 Dec 2015
www.81cx.com Suspicious websites 1365153723 5 Apr 2013
www.827116.com Suspicious websites 1394075757 6 Mar 2014
www.858949.com Suspicious websites 1449482392 7 Dec 2015
www.873631.com Suspicious websites 1449482474 7 Dec 2015
www.87671.com Suspicious websites 127255680030 Apr 2010
www.910519.com Suspicious websites 144738742013 Nov 2015
www.920431.com Unlicensed entities 145567762417 Feb 2016
www.959488.com Suspicious websites 137412027818 Jul 2013
www.aberdeen-asset.cc Suspicious websites 140781550812 Aug 2014
www.ads-securites.com Suspicious websites 149207783613 Apr 2017
www.adv88.com/listings/Ad-087994900-1280858324446987077/ Suspicious websites 129251520017 Dec 2010
www.agifx.com/zh/cs/1.html Suspicious websites 131826240011 Oct 2011
www.amtmarkets.com Suspicious websites 1239206400 9 Apr 2009
www.anxinv.com Suspicious websites 149078144929 Mar 2017
www.axa-a.com Suspicious websites 137362305512 Jul 2013
www.baoyuans.com Suspicious websites 1083513600 3 May 2004
www.bgcforex.com Suspicious websites 143556862729 Jun 2015
www.bgcmarkets.net / www.bgcmarkets.org Suspicious websites 1404703383 7 Jul 2014
www.bimforex.com Suspicious websites 137724662623 Aug 2013
www.blackrock-glmac.com Suspicious websites 145567770417 Feb 2016
www.blackrockch.com Suspicious websites 142166076619 Jan 2015
www.blackrockltccn.com Suspicious websites 1456994932 3 Mar 2016
www.blkjjgsvip.com Suspicious websites 1436429255 9 Jul 2015
www.blkvip.com Suspicious websites 1436429168 9 Jul 2015
www.camlondonltd.com Suspicious websites 138954240013 Jan 2014
www.cantor-fsa.com Suspicious websites 133692480014 May 2012
www.cantorfsa.com Suspicious websites 1336320000 7 May 2012
www.cantorint.com Suspicious websites 132914880014 Feb 2012
www.cantormarketstrade.com Suspicious websites 1396800000 7 Apr 2014
www.cashons.iego.net Suspicious websites 138556800028 Nov 2013
www.chinabx.com Suspicious websites 1449483173 7 Dec 2015
www.convoyfinancial.net Suspicious websites 132517440030 Dec 2011
www.cvc1122.com Suspicious websites 145567808217 Feb 2016
www.cvc5566.com Suspicious websites 145567831917 Feb 2016
www.cvchongya.com Suspicious websites 145673142329 Feb 2016
www.cvchy.net Suspicious websites 146191349429 Apr 2016
www.d983.com Suspicious websites 133217280020 Mar 2012
www.daifook.com Suspicious websites 108480960018 May 2004
www.dfh880.com Suspicious websites 1394074214 6 Mar 2014
www.dlmlimitedhk.com Suspicious websites 1467964549 8 Jul 2016
www.dtjygold.com Suspicious websites 132396480016 Dec 2011
www.emperorcapitalgroup.com Suspicious websites 140120640028 May 2014
www.fortiswm.com Suspicious websites 115306560017 Jul 2006
www.franklinfund.us Suspicious websites 137360289012 Jul 2013
www.frklin.com Suspicious websites 126581760011 Feb 2010
www.frklin.net Suspicious websites 126581760011 Feb 2010
www.frklin.org Suspicious websites 126581760011 Feb 2010
www.ftgoldexchange.com Suspicious websites 131428800026 Aug 2011
www.fuchang1.com Suspicious websites 136566087911 Apr 2013
www.fuchang2.com Suspicious websites 136566094511 Apr 2013
www.futai0.com Suspicious websites 137420104319 Jul 2013
www.fx-bache.com Suspicious websites 142250278829 Jan 2015
www.fxjupiter.com Suspicious websites 1486105131 3 Feb 2017
www.fxoilhk.com Suspicious websites 148963536016 Mar 2017
www.geo-fi.com Suspicious websites 142171954820 Jan 2015
www.goldway-s.com Suspicious websites 130400640029 Apr 2011
www.gracefinancial.co Unlicensed entities 149818434823 Jun 2017
www.gscl.hk Suspicious websites 127653120015 Jun 2010
www.gsclhk.com Suspicious websites 1283961600 9 Sep 2010
www.haitonginfo.hk Unlicensed entities 1328630400 8 Feb 2012
www.hansassetmanagement.com Suspicious websites 139709927710 Apr 2014
www.harvestglobalhk.com Suspicious websites 150293989617 Aug 2017
www.hdli.net Suspicious websites 119989440010 Jan 2008
www.hk-gs.com Suspicious websites 129096000029 Nov 2010
www.hk-guoco.com Suspicious websites 120404160027 Feb 2008
www.hkblackstone.com Suspicious websites 1449483076 7 Dec 2015
www.hkyoula.com Suspicious websites 1449483229 7 Dec 2015
www.hongliziben.com Suspicious websites 145008163414 Dec 2015
www.hpgold-hk.com Suspicious websites 134798400019 Sep 2012
www.hsjt51.com Suspicious websites 1449480550 7 Dec 2015
www.hsjt52.com Suspicious websites 1449480621 7 Dec 2015
www.hsjt53.com Suspicious websites 1449480665 7 Dec 2015
www.hsjt55.com Unlicensed entities 1449480721 7 Dec 2015
www.hsjt58.com Suspicious websites 1449480777 7 Dec 2015
www.hsjt59.com Unlicensed entities 1449480830 7 Dec 2015
www.hsjt81.com Unlicensed entities 1449480882 7 Dec 2015
www.hsjt82.com Suspicious websites 1449480946 7 Dec 2015
www.hsjt83.com Suspicious websites 1449480988 7 Dec 2015
www.hsjt85.com Suspicious websites 1449481043 7 Dec 2015
www.hsjt86.com Suspicious websites 1449481093 7 Dec 2015
www.hsjt88.com Unlicensed entities 1449481138 7 Dec 2015
www.hsjt89.com Suspicious websites 1449481200 7 Dec 2015
www.hsjt91.com Suspicious websites 1449481247 7 Dec 2015
www.hsjt92.com Suspicious websites 1449481298 7 Dec 2015
www.hsjt93.com Suspicious websites 1449481344 7 Dec 2015
www.hsjt95.com Suspicious websites 1449481407 7 Dec 2015
www.hsjt96.com Suspicious websites 1449481477 7 Dec 2015
www.hsjt98.com Suspicious websites 1449481540 7 Dec 2015
www.hsjt99.com Suspicious websites 1449481621 7 Dec 2015
www.huigezs.com Suspicious websites 145567840017 Feb 2016
www.hzzrlp.com/index.php?m=goods&a=details&content_id=125 Suspicious websites 150760181110 Oct 2017
www.ifahk.com Suspicious websites 137109650413 Jun 2013
www.iqs.hk Suspicious websites 141569861211 Nov 2014
www.iqsfx.com Suspicious websites 144852449626 Nov 2015
www.iqshk.com, www.myiqs.com Suspicious websites 141569874311 Nov 2014
www.itgfx.com Suspicious websites 123963840014 Apr 2009
www.jannchorpartners.com Suspicious websites 145939251431 Mar 2016
www.jfunds.com Suspicious websites 107928000015 Mar 2004
www.jiashivip.net Unlicensed entities 137231928027 Jun 2013
www.jmusics.com Suspicious websites 146638966520 Jun 2016
www.kaisergold-hk.com Suspicious websites 128456640016 Sep 2010
www.kgsld.com Suspicious websites 125605440021 Oct 2009
www.kgtoushin.com Suspicious websites 124801920020 Jul 2009
www.kh555.com Suspicious websites 133165440014 Mar 2012
www.kh558.com Suspicious websites 133165440014 Mar 2012
www.kh599.com Suspicious websites 133165440014 Mar 2012
www.kh669.com Suspicious websites 133165440014 Mar 2012
www.kh788.com Suspicious websites 133165440014 Mar 2012
www.kh799.com Suspicious websites 133165440014 Mar 2012
www.kh819.com Suspicious websites 133165440014 Mar 2012
www.kh869.com Suspicious websites 133165440014 Mar 2012
www.kh878.com Suspicious websites 133165440014 Mar 2012
www.kh879.com Suspicious websites 133165440014 Mar 2012
www.kh889.com Suspicious websites 133165440014 Mar 2012
www.kh899.com Suspicious websites 133165440014 Mar 2012
www.kh969.com Suspicious websites 133165440014 Mar 2012
www.kh989.com Suspicious websites 133165440014 Mar 2012
www.kkr123.com Suspicious websites 1436239149 7 Jul 2015
www.kkrhk.com Suspicious websites 143747231821 Jul 2015
www.lianhepme.com Suspicious websites 146700955427 Jun 2016
www.m9m3.com Suspicious websites 1449482520 7 Dec 2015
www.manuk.com.cn Suspicious websites 123168960012 Jan 2009
www.mbacapltd.com Suspicious websites 148152714012 Dec 2016
www.mhi-shipping.com Suspicious websites 148706507914 Feb 2017
www.moneyconceptshk.com Suspicious websites 141325877014 Oct 2014
www.mscip.co.uk Suspicious websites 135115350025 Oct 2012
www.mscipchinese.co.uk Suspicious websites 135115284725 Oct 2012
www.newedgetarget.com Suspicious websites 134297280023 Jul 2012
www.nhjr999.com Suspicious websites 146638975920 Jun 2016
www.oncediy.com Suspicious websites 148973489517 Mar 2017
www.onlinefidelityhk.com (New) Unlicensed entities 150944148131 Oct 2017
www.orcb.net Suspicious websites 111150720023 Mar 2005
www.pacificeagleam.com Suspicious websites 1489044152 9 Mar 2017
www.pacificfalconhk.com Suspicious websites 1449195912 4 Dec 2015
www.piieast.com Suspicious websites 120024000014 Jan 2008
www.qiniutz.com Suspicious websites 150760164310 Oct 2017
www.qunyijinrong.com Suspicious websites 150760156610 Oct 2017
www.rffg.hk Suspicious websites 150847206120 Oct 2017
www.rifagw.com Suspicious websites 150847176020 Oct 2017
www.rtronx.com Suspicious websites 137724658023 Aug 2013
www.saxoforex.hk
www.saxoworld.com.hk
Suspicious websites 137647311914 Aug 2013
www.sczhongliu.com Suspicious websites 145567849817 Feb 2016
www.sfjrw.com Suspicious websites 1354862349 7 Dec 2012
www.sfzx168.com Suspicious websites 147245387729 Aug 2016
www.sheep669.cn Suspicious websites 121656960021 Jul 2008
www.sunlonghk.com Suspicious websites 125000640012 Aug 2009
www.t908.com Suspicious websites 133778880024 May 2012
www.tzfqy.com Suspicious websites 146191365029 Apr 2016
www.vanguardassetmgmt.com / www.vanguarassetmgmt.com Suspicious websites 1402302744 9 Jun 2014
www.vipblackrockltccn.com Suspicious websites 1456994997 3 Mar 2016
www.wanlius.com Suspicious websites 141325872214 Oct 2014
www.wk99.com.cn Suspicious websites 1470191531 3 Aug 2016
www.wmgltd.com / www.wmgfund.com Suspicious websites 1472711160 1 Sep 2016
www.wsgroups.com/indexs.htm Suspicious websites 1078675200 8 Mar 2004
www.xf813.com Suspicious websites 1449482607 7 Dec 2015
www.xsvg.com Suspicious websites 148170916114 Dec 2016
www.yc28.com Suspicious websites 123782400024 Mar 2009
www.yfassetmanagement.com Suspicious websites 150607344022 Sep 2017
www.yhjrtz.cc Suspicious websites 136919510522 May 2013
www.yihe-HK.com Suspicious websites 131091840018 Jul 2011
www.yihehk.com Suspicious websites 131091840018 Jul 2011
www.yishi888.com Suspicious websites 135841318917 Jan 2013
www.ytgjcf.net Suspicious websites 130512960012 May 2011
www.yuantacn.com Suspicious websites 1486104998 3 Feb 2017
www.yun199.com Suspicious websites 148245829723 Dec 2016
www.yzfyy.com Suspicious websites 146941554225 Jul 2016
www.zfjhgold.com Suspicious websites 124076160027 Apr 2009
www.zfzqtz.com Suspicious websites 125285760014 Sep 2009
www.zhxhjyw.cn Suspicious websites 137420173319 Jul 2013
www.zjxqw.cn/Singlepage.aspx?classId=70 Suspicious websites 150760128010 Oct 2017
Xcell Solar Inc Suspicious websites 1196697600 4 Dec 2007
Xing Heng Tai Unlicensed entities 142623725213 Mar 2015
xinnic.com Unlicensed entities 1065369600 6 Oct 2003
Xtrade Unlicensed entities 1473298504 8 Sep 2016
Yad Lan Investments Unlicensed entities 137991786423 Sep 2013
Yamaichi Investments Ltd Unlicensed entities 113742720017 Jan 2006
Yamato & Associates Unlicensed entities 110649600024 Jan 2005
Yang Chen Associates / Yang Cheng Associates Unlicensed entities 1446796043 6 Nov 2015
Yardly Holdings Limited Unlicensed entities 117915840015 May 2007
Yingchuan Investment Suspicious websites 1436148191 6 Jul 2015
Yingho International Unlicensed entities 121302720010 Jun 2008
Yinkou Securities Co. Ltd. Unlicensed entities 1133971200 8 Dec 2005
YiXin International (Hong Kong) Fund Management Co., Ltd Unlicensed entities 129597120026 Jan 2011
York Commodities Unlicensed entities 1152028800 5 Jul 2006
Youngson International Holding Unlicensed entities 111090240016 Mar 2005
Youngson International Holdings Limited Unlicensed entities 111090240016 Mar 2005
Yunnan Guochen Investment Co Ltd Unlicensed entities 144835014524 Nov 2015
Zenith Capital Ventures Unlicensed entities 1422934818 3 Feb 2015
Zenton Ltd Unlicensed entities 131100480019 Jul 2011
Zeus Enterprises Unlicensed entities 113492160019 Dec 2005
Zheng-Tai Finance and Investment Company Limited Unlicensed entities 1259769600 3 Dec 2009
Zonit Enterprise Limited Unlicensed entities 128767680022 Oct 2010
zqgroups.com Unlicensed entities 109336320025 Aug 2004
Zurich Investment Group Ltd Unlicensed entities 104376960029 Jan 2003
ZYWealth (New) Unlicensed entities 1510221714 9 Nov 2017
上海趣耍投資管理有限公司 (Chinese name only) Suspicious websites 150244522311 Aug 2017
信達國際 / 信達國際環球投資 (Chinese name only) Suspicious websites 144592858327 Oct 2015
凱基投資理財有限公司 (Chinese name only) Suspicious websites 150062964121 Jul 2017
卓益財富集團 (Chinese name only) Unlicensed entities 1483948320 9 Jan 2017
博滙通 Unlicensed entities 137232652927 Jun 2013
宏利資本 Unlicensed entities 1451958344 5 Jan 2016
富克林投資有限公司 Suspicious websites 130927680029 Jun 2011
富兰克林邓普顿财富基金管理公司 (in simplified Chinese characters only) Suspicious websites 1451900837 4 Jan 2016
富國國際金融集團 Suspicious websites 144185041410 Sep 2015
富時金融 Suspicious websites 1357093417 2 Jan 2013
富泰金融網 (Chinese name only) Suspicious websites 137420160819 Jul 2013
富騰有限公司 (Chinese name only) Unlicensed entities 1501552512 1 Aug 2017
德國LGT投資有限公司北京代表處 Unlicensed entities 1344268800 7 Aug 2012
摩根金融 (Chinese name only) Suspicious websites 143744525921 Jul 2015
時富金融網 Suspicious websites 137359284012 Jul 2013
津元國際 (Chinese name only) Suspicious websites 1449483403 7 Dec 2015
深圳市中信達資產管理有限公司 (Chinese name only) Unlicensed entities 146423134126 May 2016
深圳盈富寶股權基金管理有限公司 (Chinese name only) Suspicious websites 139999680014 May 2014
環球指數 Suspicious websites 127100160012 Apr 2010
華鑫國際投資理財有限公司 Unlicensed entities 128318400031 Aug 2010
豐業金融 Unlicensed entities 1451958420 5 Jan 2016
財華國際投資 (Chinese name only) Suspicious websites 137420185919 Jul 2013
道富投資 (香港) 有限公司 (Chinese name only) Suspicious websites 140112000027 May 2014
長江創投基金—興盛1號 (Chinese name only) Others 147874595110 Nov 2016
香港亞通金融集團 (Chinese name only) Unlicensed entities 149500614017 May 2017
香港東融金融集團有限公司 (Chinese name only) Unlicensed entities 1454656564 5 Feb 2016
香港群益期貨(Chinese name only) Unlicensed entities 149760720016 Jun 2017
高銀金融 Suspicious websites 135908459125 Jan 2013
Name: 5Decimals Limited
Type: Unlicensed entities
Address(es): BLK A, 15/F, Hillier Commercial Building, 65-67 Bonham Strand East, Sheung Wan, Hong Kong
Website: http://5decimals.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the same name for settlement.
Add date: 21 Jan 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: 5Markets Limited
Type: Unlicensed entities
Address(es): Tower Hill A100 UK, London SE32R18, United Kingdom
Website: www.5markets.com
Remarks: The company is apparently associated with FX Protrade, another unlicensed company on the Alert List. It uses a Hong Kong bank account in the name of Markets Technologies Limited for settlement.
Add date: 5 May 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: 5markets Ltd
Type: Suspicious websites
Address(es): i) Flat A, 15/F, Hillier Commercial Building, 65-67 Bonham Strand, Sheung Wan, Hong Kong
ii) Unit 1305, 8 Jordan Road, Yaumatei, Kowloon, Hong Kong
Website: www.5markets.com
Remarks: The company gives the above Hong Kong addresses in the above website but it is not located there.
Add date: 12 Feb 2015
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: 72Option
Type: Unlicensed entities
Address(es): -
Website: www.72option.com
Remarks: The company represents that it is a brand owned and operated by Epic Ventures Ltd. It uses a bank account in Hong Kong in the name of Luxury Billion Ltd for settlement.
Add date: 11 Aug 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: A and L Partners Hong Kong Limited
Type: Unlicensed entities
Address(es): Room 1405, 14/F, Austin Tower, 22-26 Austin Avenue, Tsim Sha Tsui, Kowloon
Website: -
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with A&L Partners Limited, another unlicensed entity on the Alert List.
Add date: 21 Jun 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: A G Securities Limited
Type: Unlicensed entities
Address(es): 252/94 Muang Thai-Phatra Tower 2,
17/F, Rachadaphisek Road, Huaykwang
Bangkok 10320, Thailand
Remarks: The Thai SEC has verified that the above office is no longer in use. Also, the company uses a bank account in Hong Kong in the name of A G Securities Limited.
Add date: 17 Jun 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: A&L Partners Limited
Type: Unlicensed entities
Address(es): (i) Nonhyeon-dong, Namgang bld, 16, Hakdong ro30-gil, Gangnam-gu, Seoul, Korea
(ii) 215-6 Nonhyun-dong, Gangnam-gu, Seoul, Korea
Website: -
Remarks: The company is apparently associated with A and L Partners Hong Kong Limited, another unlicensed entity on the Alert List.
Add date: 21 Jun 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: A.I.M. Corporation Limited
Type: Unlicensed entities
Address(es): Lee Garden One, 33 Hysan Avenue, Causeway Bay, Hong Kong
Website: www.aimcl.com
Remarks: The company's Hong Kong address is incomplete. There is a company with the same name incorporated in Hong Kong but the website with the above domain name is not associated with that Hong Kong incorporated company.
Add date: 23 Dec 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AAFX Trading Capital / AAFX Trading Company Ltd
Type: Unlicensed entities
Address(es): (i) Two Exchange Square 8 Connaught Place Central, Hong Kong
(ii) Suite 305, Griffith Corporate Centre, Beachmont, Box 1510 Kingstown, St. Vincent and the Grenadines
(iii) Level 4, 27 – 20 Shelley King Street Sydney NSW 2000, Australia
Website: www.aafxtrading.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses two bank accounts in Hong Kong in the names of iAccount Services (HK) Limited and Yellow Sand International Ltd for settlement.
Add date: 29 Mar 2017
Last Update Date: 26 Apr 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Abacus Group Ltd
Type: Unlicensed entities
Address(es): 252/94 Muang Thai-Phatra Tower 2,
17/F, Rachadaphisek Road, Huaykwang
Bangkok 10320, Thailand
Remarks: The Thai SEC has verified that the above office is no longer in use. Also, the company uses a bank account in Hong Kong in the name of A G Securities Limited.
Add date: 17 Jun 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Abacus Marketing Services
Type: Unlicensed entities
Address(es): 663 King's Road
Central, Hong Kong
Website: www.abacusmarketingservices.com
Remarks: The company's address is invalid.
Add date: 21 Oct 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Abberley Capital
Type: Unlicensed entities
Address(es): 6A Centre Point, 181-185 Gloucester Road, Wanchai, Hong Kong
Website: www.abberleycapital.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 18 May 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Abbey House Acquisitions
Type: Unlicensed entities
Address(es): Tower 42, 25 Old Broad Street,
London, United Kingdom,
EC2N 1HQ
Website: www.abbeyhouseacquisitions.com
Remarks: The company uses a bank account in Hong Kong in the name of Strategic Control Finance Ltd. to facilitate settlement.
Add date: 8 Aug 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Aberdeen Lyle Group
Type: Unlicensed entities
Address(es): 100 West 39th Street
New York. NY 10018
USA
Website: www.aberdeenlyle.com
Remarks: The company maintains a bank account in the name of Aberdeen Lyle Pte Ltd in Hong Kong for settlement.
Add date: 13 Mar 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Able Will Development
Type: Unlicensed entities
Address(es): 21st Floor, The Centre, 99 Queen's Road Central, Hong Kong
Website: www.ablewill.hk
www.ablewill.com
Remarks: The company is also known as "dab BUILD Developments Limited". It gives the above Hong Kong address but it is not located there.
Add date: 18 Jul 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ABN Assets
Type: Suspicious websites
Address(es): 18/F One International Finance Centre
1 Harbour Street, Hong Kong
Website: www.abnassets.com
Add date: 21 Sep 2005
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Abney Associates
Type: Unlicensed entities
Address(es): 49/F, Hopewell Centre, 183 Queen’s Road East, Hong Kong
Website: www.abneyassociates.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 17 Oct 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Abridge Enterprises
Type: Unlicensed entities
Address(es): i) Unit 1505, 15/F, Asia Orient Tower, 33 Lockhart Road, Wanchai, Hong Kong
ii) 43/F, AIA Tower, 183 Electric Road, North Point, Hong Kong
Website: www.abridge-enterprises.com
Remarks: The company is not located at the Wanchai address. Its North Point address belongs to Abridge Enterprises Company Limited, an SFC-licensed corporation that is not associated with the company. The company uses bank accounts in Hong Kong in the names of Baolai International (Hong Kong) Co Limited, Carlyle Smith Limited, Changhongda Ltd, Fu Rui Bo (HK) Limited, GT Trade Limited, HK Sea Young Trade Co Limited, Hong Kong Aipo Limited, J.A.G. Limited, Kimsfer International Co., Limited, Somerset Asia Limited and Yowin Trading Co., Limited for settlement.
Add date: 20 Jul 2017
Last Update Date: 21 Aug 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ABS Group Limited
Type: Unlicensed entities
Address(es): Nil
Website: www.fxabs.com
Remarks: The company is not associated with Australia ABS Group PTY Ltd, an Australian Financial Services Licence holder.
Add date: 12 Dec 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ACE International
Type: Unlicensed entities
Address(es): 39th Fl. Suite 3908 BOC Tower, 1 Garden Road, Hong Kong
Website: www.alliancecapitalgroup.org
Remarks: The company gives the above address but is not located there. The domain name of its website is “Alliance Capital Group”.
Add date: 28 Mar 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ace Standard Holdings Limited
Type: Unlicensed entities
Address(es): Unit 1306, 13/F, Tower 2, Lippo Centre, 89 Queensway, Admiralty, Hong Kong
Website: --
Remarks: The company acts as a settlement agent for Asakura Acquisitions, another unlicensed entity on the Alert List. It uses a bank account in Hong Kong under its name for settlement. The Hong Kong address shown above belongs to a secretarial company.
Add date: 25 Aug 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ACME Plan International Limited
Type: Unlicensed entities
Address(es): Unit 1903, 19/F, Austin Plaza, 83 Austin Road, Tsim Sha Tsui, Hong Kong
Website: Nil
Remarks: The company gives the above Hong Kong address but it is not located there. It is a settlement agent of Asakura Acquisitions, an unlicensed entity on the Alert List. It uses a bank account in Hong Kong for settlement.
Add date: 29 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ACT Transfer Services
Type: Unlicensed entities
Address(es): (i) 20/F Times Square, 1 Matheson St, Causeway Bay, Hong Kong
(ii) 1330 Avenue of Americas, New York City, NY 10019
Website: www.acttransferservices.com
Remarks: The company gives the above Hong Kong address but it is not located there. It acts as a transfer agent for Churchills Mergers and Acquisitions, another unlicensed entity on the Alert List.
Add date: 5 Sep 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Adderley Davis & Associates Ltd
Type: Unlicensed entities
Address(es): (i) Unit 1202, Level 12, One Peking, 1 Peking Road, Kowloon, Hong Kong (ii) Suite Z-12, PO Box 8497, Sharjah Airport Free Zone, Sharjah, United Arab Emirates
Website: www.adderleydavis.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 17 Jan 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Adlisberg Financial Inc – Adlisberg Retail Client Division
Type: Unlicensed entities
Address(es): Nil
Website: www.adlisbergrcdivision.com
Remarks: The company is apparently associated with Allied Transfer Inc, another entity on the SFC’s Alert List. It also uses bank accounts in Hong Kong in the name of Kin Yip Co and Kong Sun Trading Co for settlement.
Add date: 30 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ADM Investor Services Limited
Type: Unlicensed entities
Address(es): Room 2302, 23/F., Seaview Commercial Building
21-24 Connaught Road West, Sheung Wan, Hong Kong
Website: www.admis-asia.com
Remarks: The company's website created links to legitimate companies and used their trademarks to mislead the public. It is not associated with ADMIS Hong Kong Ltd, an SFC-licensed corporation. The above Hong Kong address belongs to a secretarial company.
Add date: 24 Nov 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Admiral Finance Group
Type: Unlicensed entities
Address(es): 10F/27, 1 International Centre, 1 Finance Street, Central, Hong Kong
Website: www.admiralfinancegroup.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 17 Oct 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Admiral Global Private Equity Group
Type: Unlicensed entities
Address(es): 23/F, Eaton Centre, 250 Yonge Street, Toronto, Ontario, M5B 2L7, Canada
Website: www.admiralglobal.com
Remarks: The company uses bank accounts in Hong Kong in the name of TCC Global Limited, Mansfield International Limited, BDK Limited and Five Oaks Limited for settlement.
Add date: 17 Mar 2016
Last Update Date: 23 Aug 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Advance Management Services (Asia) Limited
Type: Unlicensed entities
Address(es): 26/F Cimic Tower
3 Ko Mei Avenue
Hong Kong
Remarks: The company gives the above address but there is no such place.
Add date: 10 Jun 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Advantage Asset Management
Type: Unlicensed entities
Address(es): Two Exchange Square, 8 Connaught Place, Hong Kong – Central / Sheung Wan
Website: www.advantageassetmgmt.com
Remarks: The company's Hong Kong address is incomplete. It is apparently associated with Thomas Greene & Partners, another unlicensed entity on the Alert List.
Add date: 16 Apr 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Advantage Offshore Clearing Limited
Type: Unlicensed entities
Remarks: The company assists settlement of trades for Montgomery, Blake & Associates, which is also an unlicensed entity on the Alert List.
Add date: 20 Nov 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Advantage Securities Inc
Type: Unlicensed entities
Address(es): 20/F, IFC Two
8 Finance Street, Central
Hong Kong
Website: www.advantagesecurities.com
Remarks: The company provides the above Hong Kong address but apparently it is not located there. Also, it is not related to a broker firm in the US named Advantage Securities LLC.
Add date: 22 Jul 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AEG Financial
Type: Unlicensed entities
Address(es): International Commerce Centre, 1 Austin Road West 12/F & 82/F, Central, Hong Kong
Website: www.aegfinancial.com
Remarks: The company’s Hong Kong address is invalid. It uses a Hong Kong bank account in the name of Pro-Nice Limited for settlement.
Add date: 19 Oct 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Aegis Corporation Ltd
Type: Unlicensed entities
Address(es): 18 Finance Street, Central, Hong Kong
Website: www.acltd-hk.com
Remarks: The company’s Hong Kong address is invalid. It uses a Hong Kong bank account in the name of GT Trade Ltd for settlement.
Add date: 21 Dec 2016
Last Update Date: 9 Mar 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AFC Management Limited
Type: Unlicensed entities
Address(es): Citibank Plaza ICBC Tower, 3 Garden Road, Central, Hong Kong
Website: www.afcml.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of BVL Trading Limited for settlement.
Add date: 17 Oct 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Affirmative Management Ltd
Type: Unlicensed entities
Address(es): Suite A, 15/F Hillier Commercial Building, 65-67 Bonham Strand East, Sheung Wan, Hong Kong
Remarks: The company uses Hong Kong bank accounts in the names of Affirmative Management Ltd and Oakleaf International for settlement.
Add date: 5 Aug 2011
Last Update Date: 25 Jul 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Agile Financial
Type: Unlicensed entities
Address(es): 3-7-1 Ichigaya Tamachi, Shinjuku-Ku, Tokyo, 162-0843
Website: www.agilefinancial.com
Remarks: The company uses a bank account in Hong Kong in the name of Cooper Chung International Ltd, another unlicensed entity on the Alert List, for settlement.
Add date: 17 Oct 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AgroMicron Limited
Type: Unlicensed entities
Address(es): 35/F, Central Plaza
18 Harbour Road
Wanchai, Hong Kong
Website: www.agromicron.com
Remarks: The company's Hong Kong address belongs to a business centre. It is associated with Loyal Relations (Hong Kong), another unlicensed entity.
Add date: 24 Sep 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AHLRATES Ltd
Type: Unlicensed entities
Address(es): PO BOX 32206, 5 St. Anne’s Walk, Alderney, Channel, Guernsey
Website: www.ahlrates.com
www.ahlratesltd.com
Remarks: The company uses a Hong Kong bank account for settlement. It is not related to Man Investments (Hong Kong) Limited, an SFC-licensed corporation.
Add date: 27 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AIA Group Investment Guarantee Limited
Type: Unlicensed entities
Address(es): Unit 04, 7/F, Bright Way Tower, No 33 Mong Kok Road, Kowloon, Hong Kong
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with Duke International Asset Management Company Limited, another unlicensed entity on the Alert List.
Add date: 14 May 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Aichi BMO International
Type: Unlicensed entities
Address(es): (i) 100 King Street West, Suite 2800, Toronto, Ontario, M5X 1C9
(ii) 16th Floor, Gran Tokyo South Tower, 1-9-2, Marunouchi, Chiyoda-ku, Tokyo, 100-6640, Japan
Website: www.ai-international.com
Remarks: The company uses Hong Kong bank accounts in the names of Leiyu Trade Limited and Fu Sing Hoi Trade Co Limited for settlement.
Add date: 10 Mar 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alex & Hazel Limited
Type: Unlicensed entities
Address(es): 12/F, Yuen Yick Building, 12-15 Wellington Street, Central, Hong Kong
Website: www.alexhazellimited-hk.com
Remarks: The company's Hong Kong address is invalid.
Add date: 30 Mar 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alfort International Limited
Type: Unlicensed entities
Remarks: The company acts as the settlement agent for Anderson Munro, another unlicensed entity on the Alert List.
Add date: 19 Jul 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) Algo Capitals / Algo Capital
Type: Unlicensed entities
Address(es): Portland House, Bressenden Place, London, SW1E 5RS
Website: www.algocapitals.com
Remarks: The company uses Hong Kong bank accounts in the names of Best Way Strategic Cooperation Co Limited, Enoi Europe Limited, Europe Trade Ltd and Hong Fong Trade Limited for settlement.
Add date: 6 Nov 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: (New) Allen Baker
Type: Unlicensed entities
Address(es): Level 12, KP Tower, 93-95 King’s Road, North Point, Hong Kong
Website: www.allenbaker.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 23 Oct 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alliance and Dunbar
Type: Unlicensed entities
Address(es): The company represents it operates from New York, USA.
Remarks: The company appears to target Hong Kong investors.
Add date: 10 Nov 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alliance Capital Exchange
Type: Unlicensed entities
Address(es): 345 One Ward Parkway, Kansas City, USA
Website: www.alliancecapitalgroup.org
www.thealliancecapitalexchange.com
Remarks: The company is apparently associated with ACE International and Alliance Capital Group, both are unlicensed entities on the Alert List.
Add date: 28 Mar 2012
Last Update Date: 29 May 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alliance Capital Group
Type: Unlicensed entities
Website: www.alliancecapitalgroup.org
Remarks: The company is apparently associated with ACE International and Alliance Capital Exchange, both are unlicensed entities on the Alert List.
Add date: 29 May 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alliance Consultants
Type: Unlicensed entities
Address(es): 8/F China Minmetals Tower, 79 Chatham Road South, Tsim Sha Tsui, Hong Kong
Website: www.allianceconsults.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 5 Sep 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alliance Fund Managers Limited
Type: Unlicensed entities
Address(es): 2/F, Exchange Court, Dale Street, Liverpool L2 2PP, the United Kingdom.
Website: www.afmlm.com
Remarks: The company falsely claims to have an office in Hong Kong.
Add date: 24 Feb 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alliance Transfer Inc.
Type: Unlicensed entities
Address(es): 503 Fifth Avenue, New York, NY 10017
Website: www.alliancetransferinc.com
Remarks: The company acted as a transfer agent for Granite Consolidated and Standard United Corporation.
Add date: 21 Apr 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Allianz Financial Group (Hong Kong) Limited
Type: Unlicensed entities
Address(es): Suite A-B, 15/F, Cheuk Nang Plaza
250 Hennessy Road, Wan Chai, Hong Kong
Website: www.fxallianz.com.hk/gywm/25.html
Remarks: The company gives the above address but it is not located there. The company is not associated with Allianz Global Investors Hong Kong Limited, an SFC licensed corporation.
Add date: 11 Jan 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Allied Global Holdings
Type: Unlicensed entities
Address(es): 158 Ruttonjee Centre, Dina House, 11 Duddell Street, Central, Hong Kong
Website: www.alliedghs.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 21 Nov 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Allied International Investment Limited
Type: Unlicensed entities
Address(es): Suite 1702, Hung Kei Building
5-8 Queen Victoria Street
Central, Hong Kong

The company represents it has offices and mail addresses in United Kingdom and United States.
Remarks: The company gives the above address but it is not located there. It also appears to target Hong Kong investors. The company is not associated with Allied International Limited, a member of The Hong Kong Confederation of Insurance Brokers.
Add date: 11 Jan 2002
Last Update Date: 4 Dec 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Allied Pacific Ventures Ltd
Type: Unlicensed entities
Address(es): The office and mail address at Bank of China Tower in Hong Kong are no longer in use.
Add date: 11 Oct 2001
Last Update Date: 30 Jan 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Allied Transfer Inc
Type: Others
Address(es): Suite 1402, Floor 45, Wingchun Centre, Central, Hong Kong
Website: www.alliedtransfer.com
Remarks: The company’s Hong Kong address is invalid. It is apparently associated with Adlisberg Financial Inc – Adlisberg Retail Client Division, an unlicensed entity on the SFC’s Alert List. It also uses bank accounts in Hong Kong in the names of Kin Yip Co and Kong Sun Trading Co for settlement.
Add date: 30 Mar 2015
Name: Alma Forex
Type: Unlicensed entities
Address(es): 32/F, Tower 1, Millennium City 1
388 Kwun Tong Road
Kwun Tong, Kowloon
Website: www.almaforex.com
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 16 Nov 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alpha Group
Type: Suspicious websites
Address(es): Level 35, One Exchange Square
8 Connaught Place, Hong Kong
Website: www.ag-alphagroup.com
Remarks: The company gives the above address but it is not located there.
Add date: 16 Oct 2009
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Alpha Trade
Type: Unlicensed entities
Address(es): Level 8, Cheung Kong Centre, 2 Queen's Road Central, Hong Kong
Website: (i) www.alpha-trade.com
(ii) www.alphatrade-intl.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with Trade Association and Financial Services Association, which are unlicensed entities on our Alert List.
Add date: 5 Aug 2011
Last Update Date: 11 Dec 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alpinai Investments
Type: Unlicensed entities
Address(es): Mainzer Landstrasse 47
60329
Frankfurt am Main
Germany
Website: www.alpinai.com
Remarks: It uses bank accounts in Hong Kong and Germany in the name of Concord Internationale Ltd. and Alpinai Investments respectively.
Add date: 3 Jan 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Alta Technology Limited
Type: Suspicious websites
Address(es): Unit 1, 12/F International Commerce Centre, 1 Austin Road West, Kowloon, Hong Kong
Website: www.altatechnology.com
Remarks: The company's Hong Kong address belongs to a business centre. It is apparently associated with FIN Alliance Ltd, an unlicensed entity on the SFC’s Alert List.
Add date: 16 Jul 2015
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Alternative Investments Advisors
Type: Unlicensed entities
Address(es): i) 51/F Hopewell Centre, 183 Queens Road East, Hong Kong

ii) 25 Canada Square, Canary Wharf, London, E14 5LQ, United Kingdom

iii) The Mercantile Exchange, 30 South Wacker Drive,
Chicago Illinios 60606, U.S.A.

iv) Rue des Colonies 9, 1000 Brusselles, Belgium
Website: www.alternativeinvestmentsab.com
Remarks: The company’s Hong Kong address belongs to a business centre.The company uses bank accounts in Hong Kong in the name of Alliance Chartered Ltd and SGS Global Ltd for settlement.
Add date: 18 Aug 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ALV Group
Type: Unlicensed entities
Address(es): 1905, 19th Floor, Tower 2, Lippo Centre
89 Queensway, Admiralty
Hong Kong

2813 Tower One IFC
1 Harbour View Street, Central
Hong Kong
Website: www.alvgroup.com
Remarks: ALV Group is not located at the above addresses. In addition, the Swedish Financial Supervisory Authority and Austrian Financial Market Authority have put ALV Group, which is suspected to be connected with Olympia King Wealth Group posted on this Alert List, on their warning lists.
Add date: 15 Nov 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Amberfield Group
Type: Unlicensed entities
Address(es): 6 Chome-11-1 Roppongi, Minato, Tokyo, 106-6108, Japan
Website: --
Remarks: The company is apparently associated with Luma Group, another unlicensed entity on the Alert List.
Add date: 26 Aug 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ambros Group
Type: Unlicensed entities
Address(es): i) 12/F, Leighton Centre, 77 Leighton Road, Causeway Bay, Hong Kong.

ii) Schmalzhofgasse 7 1060, Vienna, Austria.
Website: www.ambrosgroup.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 6 Sep 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AMC International (HK) Limited
Type: Unlicensed entities
Address(es): 15/F, Sun House, 181 Des Voeux Road Central
Sheung Wan, Hong Kong
Website: www.amcint-hk.com
Remarks: The company gives the above Hong Kong address but is not located there.
Add date: 17 Nov 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ameri-Tech Industries Ltd
Type: Unlicensed entities
Address(es): 60 Market Square
PO Box 364
Belize City, Belize
Central America
Remarks: The company represents to have consolidated with Asian Investment Foundation Ltd and purchased Primrose Trading Company Limited and has taken over its facilities. It also appears to target Hong Kong investors.
Add date: 10 Nov 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: American Energy Exchange (AMENX)
Type: Unlicensed entities
Website: www.amenx.com
Add date: 5 Jul 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: American International Securities Inc.
Type: Unlicensed entities
Address(es): 42 Broadway, 11th Floor
New York City
USA
Add date: 16 Mar 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: American Times Investment Group
Type: Unlicensed entities
Website: http://www.citadelhk.com
Remarks: The company gives a Hong Kong address but apparently it is not located there. It is associated with New Times Capital (HK) Ltd, another unlicensed entity on the Alert List.
Add date: 7 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ametron Consultants Ltd
Type: Unlicensed entities
Address(es): 319, 28th October Street,
3105 Lemeos, Cyprus
Website: www.amterontrader.com
www.ametron.net
Remarks: The company appears to target Hong Kong investors.
Add date: 25 Jun 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Anderson Munro
Type: Unlicensed entities
Remarks: The company uses Pearlgate International Limited, Alfort International Limited and Newton Moore Limited, all of which are also unlicensed entities on the Alert List, for clearing and settlement.
Add date: 19 Jul 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AngloAsia Capital Management Limited
Type: Unlicensed entities
Website: www.koryoasia.com
www.chosunfund.com
Remarks: The company makes an invitation to the public on the above two websites to participate in an unauthorized fund called "ChosunFund".
Add date: 21 Sep 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Anne Markets Limited
Type: Unlicensed entities
Address(es): Room 15B Granville House
41C Granville Road, Tsim Sha Tsui
Kowloon, Hong Kong
Website: www.annemarkets.com
Remarks: The company gives the above address but it is not located there. It is apparently associated with Chengdu Wang Hong Information Consultation Company Limited, another unlicensed entity on the Alert List.
Add date: 10 Aug 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Antek Global Consultants Limited
Type: Unlicensed entities
Address(es): One Pacific Place, 88 Queensway, Hong Kong
Website: http://antekglobalconsultants.com
Remarks: The company’s Hong Kong address is incomplete. It is apparently associated with SGS Consultants Limited, another unlicensed entity on the Alert List.
Add date: 28 Sep 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Antek International
Type: Unlicensed entities
Address(es): P.O. Box 105, 66 Mody Road,
Tsimshatsui East, Kowloon, Hong Kong
Website: http://antek-international.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 29 Mar 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ao Global Investment (Hong Kong) Co Ltd
Type: Unlicensed entities
Address(es): 香港中西區皇后大道中37號商業大廈A座16層 (Chinese only)
Website: www.699502.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 1 Feb 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: APAC Finance Ltd.
Type: Unlicensed entities
Address(es): 393/11 Soi Sawaddee 4 Sukhumvit
50 Bangjak Prakhanong
Bangkok 10260, Thailand
Add date: 18 May 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apex Capital Partners
Type: Unlicensed entities
Address(es): Wu Sang House, 655 Nathan Road, Yau Tsim Mong, Kowloon, Hong Kong
Website: http://apexcapitalpartners.com
Remarks: The company’s Hong Kong address is incomplete
Add date: 17 Oct 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apex Equities
Type: Unlicensed entities
Address(es): Cheung Kong Center, 2 Queen's Road, Central, Hong Kong
Website: www.apex-equities.com
Remarks: The company’s Hong Kong address is incomplete. It uses Hong Kong bank account in the name of Meiteer International Trading Limited for settlement.
Add date: 20 Jun 2016
Last Update Date: 11 Aug 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apex International Consulting Corporation
Type: Unlicensed entities
Address(es): --
Website: --
Remarks: The company uses a bank account in Hong Kong in the name of Anfund Limited for settlement.
Add date: 1 Apr 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apex International Development Group Limited
Type: Unlicensed entities
Address(es): 555 Naan Road, Mong Kok, Kowloon, Hong Kong
Website: www.apexrise.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 25 Jul 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apex Management Limited
Type: Unlicensed entities
Address(es): Albert Buildings
49 Queen Victoria Street
London
EC4N 4SA
England
Website: www.a-p-e-x.com
Remarks: The company appears to target UK investors and uses a bank account in the name of Standard Holdings HK Limited in Hong Kong for settlement.
Add date: 30 Jul 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apex Trade Group Pte Ltd
Type: Unlicensed entities
Address(es): It uses a Singapore address.
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: API Mutual Fund LLC
Type: Suspicious websites
Address(es): Informatics Center
No. 7 Science Park West Avenue
Hong Kong Science Park
Shatin
Hong Kong
Website: www.apimutual.com
Remarks: The above Hong Kong address provided by the company is invalid.
Add date: 12 Feb 2008
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: API Premiere Swiss Trust AG
Type: Unlicensed entities
Address(es): 13/F, New Mandarin Plaza, Tsim Sha Tsui East, Hong Kong
Website: www.apipfx.com
Remarks: The company uses a bank account in Hong Kong in the name of Alpen International Limited for settlement.
Add date: 25 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apollo International Wealth Investment Management Co., Ltd. / Apollo International Wealth Management Co., Ltd.
Type: Suspicious websites
Website: www.apollo-fc.com
www.eagle-star.cc/apollo/main.asp
Remarks: The company falsely purports to be a subsidiary of Manulife Financial in Canada.
Add date: 13 Dec 2007
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: APTFund
Type: Suspicious websites
Address(es): Suite 803A, 8/F
Far East Consortium Building
121 Des Voeux Road Central
Hong Kong
Website: www.aptfund.com
Remarks: The fund gives the above registered office in Hong Kong. However, it is not actually located there. That address belongs to a business centre.
Add date: 21 Feb 2006
Last Update Date: 16 Mar 2006
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Apuro Forex
Type: Unlicensed entities
Address(es): Nil
Website: www.apuroforex.com
Remarks: The company uses a Hong Kong bank account in the name of Apuro Holdings Limited for settlement. It is apparently associated with Apuro Holdings Limited, another unlicensed entity on the Alert List.
Add date: 6 Mar 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Apuro Holdings Limited
Type: Unlicensed entities
Address(es): (i) Flat/Rm 1405, 14/F Austin Tower, 22-26 Austin Avenue, Tsim Sha Tsui, Hong Kong
(ii) Flat B, 12/F, Kok Pah Mansion, 58-60 Cameron Road, Tsim Sha Tsui, Kowloon, Hong Kong
Website: --
Remarks: The company gives the above Hong Kong addresses but is not located at the address (i) and the address (ii) belongs to a secretarial company. It uses a Hong Kong bank account in the same name for settlement. It is apparently associated with Apuro Forex, another unlicensed entity on the Alert List.
Add date: 6 Mar 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Arendee Consulting Group Ltd
Type: Unlicensed entities
Address(es): Room 1010, 10/F, Miramar Tower, 132 Nathan Road, Tsim Sha Tsui, Kowloon, Hong Kong
Website: www.arendeeco.com
Remarks: The company's address in Hong Kong belongs to a business centre. It uses a bank account in Hong Kong in the name of Four Asia Trade Ltd for settlement. It is apparently associated with Antek International, another unlicensed entity on the Alert List.
Add date: 20 Aug 2012
Last Update Date: 9 Nov 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Argus International Limited
Type: Unlicensed entities
Address(es): Suite 15B, 218 Hennessey Road
Wanchai
Hong Kong
Add date: 17 Jan 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Armor Asia Limited
Type: Unlicensed entities
Address(es): Room 1, Unit 405-414, L4, Core E, Cyberport 3, Pokfulam, Hong Kong
Website: -
Remarks: The company provides the above Hong Kong address, which belongs to a business centre. It is apparently associated with Juno Markets/Juno Markets Limited, another unlicensed entities on our Alert List.
Add date: 13 Apr 2017
Last Update Date: 9 May 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Aros Securities
Type: Unlicensed entities
Address(es): Kaivokatu 8, Helsinki, Finland 00101
Website: www.arossec.com
www.arossec.eu
Remarks: The company tried to represent that it has a presence in Hong Kong by providing an invalid Hong Kong phone number.
Add date: 19 Sep 2012
Last Update Date: 2 Nov 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Arrow Capital Partners
Type: Unlicensed entities
Address(es): New World Tower 1, 16 Queen's Road Central, Hong Kong
Website: www.arrowcapitalpartners.com
Remarks: The company’s Hong Kong address is incomplete. It uses a Hong Kong bank account in the name of Uni Concord Limited for settlement.
Add date: 14 Aug 2013
Last Update Date: 16 Dec 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Art Max Technology Limited
Type: Unlicensed entities
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Arthur-Sera Limited
Type: Unlicensed entities
Address(es): (i) 64 Earth Close, Office 22-3, Grand Cayman KY11203, Cayman Islands
(ii) Cerulean Tower, 26-1 Sakuragaoka-cho, Shibuya-ku, Tokyo, Japan 150-8512
(iii) Nexxus Building, 41 Connaught Road, Central, Hong Kong
Website: www.arthur-sera.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 6 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asakura Acquisitions
Type: Unlicensed entities
Address(es): 10th Floor, Shibuya Cross Tower, 15-1, Shibuya 2-chome, Shibuya-ku, Tokyo, 150-0002
Website: www.asakuraacq.com/
Remarks: An entity listed on the cold caller alert list of Financial Services Agency in Japan. It also uses a bank account in Hong Kong in the name of ACME Plan International Limited for settlement.
Add date: 17 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ashford Financial Group
Type: Unlicensed entities
Website: www.ashfordfinancialgroup.com
Remarks: S-One Financial, another unlicensed entity on the Alert List, claims itself as the owner of Ashford Financial Group.
Add date: 28 Mar 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ashton Cole Global / Ashton Cole Global Investments / AC Global Investments
Type: Unlicensed entities
Address(es): Cheung Kong Center, 2 Queens Road Central, Hong Kong
Website: www.acglobalinc.com
Remarks: The company gives the above Hong Kong address but it is not located there. The company uses bank accounts in Hong Kong in the names of Cinemax Investment Ltd, Best Crown Asia Investment Ltd and Hong Kong Weimeite International for settlement. It is apparently associated with Mong Company Ltd, another unlicensed entity on the Alert List.
Add date: 16 Feb 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ashton Trading Worldwide Limited
Type: Unlicensed entities
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ashwood Finance
Type: Unlicensed entities
Address(es): Nan Fung Centre, 19F, 268-298 Castle Peak Road, Tsuen Wan, Hong Kong
Website: www.ashwoodfinance.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with Regal Asset Investment (also known as Regal Asset Investment LLC), another unlicensed entity on the Alert List.
Add date: 12 Aug 2016
Last Update Date: 14 Jul 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia & Pacific Holdings Japan
Type: Unlicensed entities
Address(es): i) Two Exchange Square, 8 Connaught Road Place, Central, Hong Kong
ii) Asia Pacific Main Office Tokyo, Bankers Club Building, Level 15 Marunouschi 5C, Tokyo, Japan
iii) Nestle Building, chome 7, 1-15 goko-dori, Chuo-ku, Kobe, Hyogo, Japan
iv) Pacific Center 609 Granville Street Suite 2300 – 2400 V7K 1H2 Vancouver, British Columbia, Canada
Website: www.asiapacificholdingsinc.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 14 Jun 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Alliance Ltd
Type: Unlicensed entities
Address(es): 323 Lockhart Road, Wan Chai, Hong Kong
Website: www.asiaallianceltd.org
Remarks: The company’s Hong Kong address is incomplete.
Add date: 22 Jul 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Auction Inc.
Type: Unlicensed entities
Remarks: The company appears to target overseas investors.
Add date: 22 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Century Investment Limited
Type: Unlicensed entities
Address(es): i) 34-38/F, Two IFC, 1 Harbour View Street, Central, Hong Kong
ii) Rm 914 Tsim Sha Tsui Centre, 66 Mody Road, Kowloon
Website: www.asiacenturyinvest.com
www.asiacenturyinvestment.com
Remarks: The company gives the above Hong Kong addresses, but it is not located there. It uses Hong Kong bank accounts in the names of He Qin Creation Limited, HK Huanshi Development Co Ltd, HK Peixin Technology Co Limited, Honsun International (HK) Technology Co Limited and Reydican Investment Limited for settlement. The company is apparently associated with Shanghai International Financial Group, another unlicensed entity on the Alert List.
Add date: 14 Jul 2017
Last Update Date: 7 Sep 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Dragon Capital Holdings
Type: Unlicensed entities
Address(es): (i) 19th Floor, Chinachem Tower, 34-37 Connaught Road, Central, Hong Kong
(ii) 25th Floor, Yin Tai Centre, Chaoyang, Beijing. PRC 100022, China
Website: www.asiadragonch.cn.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 26 Apr 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Dragon Group
Type: Unlicensed entities
Address(es): Yin Tai Centre, 2/18 Jian Guo Men Wai Ave., Beijing
Peoples Republic of China, PRC 100022
Website: www.asiadragongroup.com
Remarks: The company appears to target overseas investors.
Add date: 19 Nov 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Exchange Board
Type: Unlicensed entities
Address(es): 2/F, 119 Tai Shui Hang, Shatin, Hong Kong
Website: www.asiaexb.com
Remarks: The company's Hong Kong address is invalid.
Add date: 19 Aug 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Futures Exchange / ASIAFEX
Type: Fake regulators and/or market operators
Address(es): 20-24/F, 9 Queen’s Road Central, Hong Kong
Website: www.asiafex.org
Remarks: The entity gives the above Hong Kong address but it is not located there. It uses three bank accounts in Hong Kong in the names of MUH Holdings Limited, Taccon Limited and Teletech Systems Limited for settlement. It is apparently associated with Mitsubishi Global, an unlicensed entity on the Alert List.
Add date: 10 Oct 2017
Name: Asia Pacific Asset Management Ltd
Type: Unlicensed entities
Address(es): 10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand

The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use.
Website: www.asiapacific-group.com
Remarks: The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd.
Add date: 12 Apr 2005
Last Update Date: 29 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific Brokerage
Type: Unlicensed entities
Address(es): 56 Dundas Street, Mongkok, Kowloon, Hong Kong S.A.R.
Website: i) www.asia-pacific-brokerage.com
ii) www.asia-pacific-brokerage.net
Remarks: The company's Hong Kong address is incomplete. The company uses bank accounts in Hong Kong in the names of Aidtrend Limited, Asicon Trading Limited, Feng Hua (HK) Technology Co. Limited, Meiteer International Trading Limited, United Equity Clearing Limited and Wenlai International Trade Limited for settlement.
Add date: 15 Jul 2016
Last Update Date: 25 Sep 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific Fund Managers Ltd
Type: Unlicensed entities
Address(es): 10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand

The companny represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use.
Website: www.asiapacific-group.com
Remarks: The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd.
Add date: 12 Apr 2005
Last Update Date: 29 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific Group
Type: Unlicensed entities
Address(es): 10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand

The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use.
Website: www.asiapacific-group.com
Remarks: The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd.
Add date: 12 Apr 2005
Last Update Date: 29 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific Group Investment Inc
Type: Unlicensed entities
Address(es): 10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand

The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use.
Website: www.asiapacific-group.com
Remarks: The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd.
Add date: 12 Apr 2005
Last Update Date: 29 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific Holdings Ltd
Type: Unlicensed entities
Address(es): 10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand

The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use.
Website: www.asiapacific-group.com
Remarks: The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd.
Add date: 12 Apr 2005
Last Update Date: 29 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific International Investment Trust
Type: Unlicensed entities
Address(es): 10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand

The company represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use.
Website: www.asiapacific-group.com
Remarks: The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd.
Add date: 12 Apr 2005
Last Update Date: 29 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific Investment Management Ltd
Type: Unlicensed entities
Address(es): 10/F, Lake Rajada Office Complex
193/37 Ratchadapisek Road
Bangkok 10110
Thailand

The companies represents it has offices or mail addresses in a number of places including London, Luxembourg, Portugal but the address at Lippo Centre in Hong Kong is no longer in use.
Website: www.asiapacific-group.com
Remarks: The company uses a bank account in Hong Kong in the name of Asia Pacific Investment Managers Ltd.
Add date: 12 Apr 2005
Last Update Date: 29 Apr 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Pacific Limited
Type: Unlicensed entities
Address(es): (i) 23/F Henley Building, 5 Queen's Road Central, Hong Kong
(ii) 3/F Henley Building, 5 Queen's Road Central, Hong Kong
(iii) 448 142nd Street, Upper Manhattan, New York
Website: www.asiapacificltd.com
Remarks: There is a company with the same name incorporated in Hong Kong but the website with the above domain name is not associated with that Hong Kong incorporated company.
Add date: 29 Jun 2015
Last Update Date: 18 Nov 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia United Capital & Partners, Co Ltd
Type: Unlicensed entities
Address(es): 17-559, 12/F, Saranjai Mansion
Sukhumvit Soi 6, Klong Toey
Bangkok, Thailand 10110
Remarks: The company appears to target Hong Kong investors.
Add date: 28 Feb 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia United International Ltd
Type: Unlicensed entities
Address(es): Room 9D, Ming Tak Commercial Building
101 Wanchai Road
Hong Kong

3/F, Jonsim Place
228 Queen's Road East
Wanchai, Hong Kong
Remarks: The company appears to target Hong Kong investors
Add date: 11 Oct 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Ventures Limited
Type: Unlicensed entities
Address(es): (1) Room 3905, Two Exchange Square, 8 Connaught Place,
Central, Hong Kong

(2) 14 Robinson Road #13-00, Far East Finance Building,
Singapore 048545
Website: www.asia-ventures.co.uk
Remarks: The company is apparently associated with Norwich Group, another unlicensed entity on the Alert List. The company gives the above Hong Kong address but it is not located there.
Add date: 16 Dec 2010
Last Update Date: 21 Apr 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia World Capital
Type: Unlicensed entities
Address(es): 2006-2007, Tower Two, Lippo Centre, 89 Queensway, Admiralty, Hong Kong
Website: www.asiaworldcap.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 17 Feb 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia Yard Investments Ltd
Type: Unlicensed entities
Address(es): Level 25, Bank of China Tower
1 Garden Road, Central
Hong Kong
Remarks: The company uses a bank account in Hong Kong in the same name.
Add date: 28 Nov 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asia-Pacific Finance and Investment
Type: Unlicensed entities
Address(es): No.141 Des Voeux Road Central
Central, Hong Kong
Website: www.asia-pacific.hk.cn
Remarks: The company's Hong Kong address is incomplete.
Add date: 25 Jan 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asiaclear Trading Limited
Type: Unlicensed entities
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asian Futures Trading Group
Type: Unlicensed entities
Address(es): Millennium West Tower, 387B Kwun Tong Road, Kwun Tong, Kowloon, Hong Kong
Website: www.asian-ftg.com
Remarks: The company's Hong Kong address is invalid.
Add date: 15 May 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asian Investment Foundation Ltd
Type: Unlicensed entities
Remarks: The company represents to have consolidated with Ameri-Tech Industries Ltd. and purchased Primrose Trading Company Limited and has taken over its facilities. It also appears to target Hong Kong investors.
Add date: 10 Nov 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asian Mercantile Exchange
Type: Unlicensed entities
Address(es): 83-86 Floors, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Website: www.asianmex.org
Remarks: The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of Centric Limited, CINEMAX Investments Limited, European Investment Limited and Presscott Limited for settlement. The company is apparently associated with Fujitsu Global, another unlicensed entity on the Alert List.
Add date: 9 Jan 2017
Last Update Date: 26 Apr 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Asiana FX Limited
Type: Unlicensed entities
Address(es): Level 15, 100 Queen’s Road Central, Central, Hong Kong
Website: www.asianafx.com
Remarks: The company’s Hong Kong address belongs to a business centre.
Add date: 10 May 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Assets Brokerage Network
Type: Unlicensed entities
Address(es): SHIBARIKYU SHIODOME
Level 14
5-3 Kaigan 105-0022 Tokyo
Japan
Website: www.abn-group.com
Remarks: The company uses "ABN" as its abbreviation and trademark. The company uses a bank account in Hong Kong in the name of Selkirk International Limited for trade settlement.
Add date: 4 Jul 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Assets International S.A DE C.V
Type: Unlicensed entities
Remarks: The company acts as the settlement agent for International Securities Registry, a fake regulator on the Alert List.
Add date: 14 Feb 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Aston Hu & Associates
Type: Unlicensed entities
Address(es): Level 47, Bank of China Tower, 1 Garden Road, Hong Kong
Website: http://astonhu.com/
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 29 May 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Atlantic Global Asset Management SA
Type: Unlicensed entities
Address(es): Edifício BAI Center, 2 Piso, Direito Avenida Cidade de Lisboa, Cabo Verde - C.P.337
Website: https://atlanticgam.es
Remarks: The company appears to target Hong Kong investors.
Add date: 1 Aug 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Atlantis Financial
Type: Unlicensed entities
Address(es): 3705 Bank of America Tower, Suite 221, 12 Harcourt Road, Central, Hong Kong
Website: www.atlantis-financial.com
Remarks: The company's Hong Kong address belongs to a business centre. The company uses bank account in the name of Prime Express Limited in Hong Kong for settlement.
Add date: 2 Jun 2009
Last Update Date: 15 Jun 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: ATX Group
Type: Unlicensed entities
Address(es): Wan Chai Tower, 12 Harbour Road, Wan Chai North,
Hong Kong
Website: www.atx-group.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 31 Jan 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AUBC (Asia) Capital
Type: Unlicensed entities
Address(es): 1/A, 673 Nathan Road, Yau Tsim Mong District, Kowloon, Hong Kong
Website: www.aubc-asia.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 7 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Austral European Kft
Type: Unlicensed entities
Remarks: The company appears to target Hong Kong investors.
Add date: 26 Mar 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Ava Capital Markets
Type: Unlicensed entities
Address(es): 11th Floor, International Commercial Centre, 1 Austin Road West, Kowloon, Hong Kong
Website: www.avacm-ltd.com
www.avacmltd.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 20 Dec 2013
Last Update Date: 19 May 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Avid Investor, Inc
Type: Unlicensed entities
Address(es): 30/F
30 Queen's Road Central
Hong Kong
Add date: 30 May 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AWDH Trading Limited
Type: Unlicensed entities
Address(es): 4/F, International Commerce Centre, 1 Austin Road, West Kowloonl, Hong Kong
Website: www.safemarkhk.com
Remarks: The Hong Kong address provided on the company’s website is invalid. It is apparently associated with Safe Mark Limited, CTI Limited and Featherstone Pte Limited, other entities on the SFC’s Alert List. It uses bank accounts in Hong Kong in the names of Charm Assets Limited and Kimsfer International Company Limited for settlement.
Add date: 12 Dec 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AWI Financial
Type: Unlicensed entities
Address(es): Grand Millennium Plaza II, 181 Queen's Road Central, Hong Kong Island, Hong Kong
Website: www.awifinancial.com
Remarks: The company's Hong Kong address is invalid. It uses a bank account in Hong Kong in the name of Acrux Holdings Limited for settlement.
Add date: 12 Jul 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Axa St John
Type: Unlicensed entities
Address(es): 100 Wall Street, 46th Floor
New York, NY 10005-3700
USA
Add date: 28 Sep 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: AXI Trader
Type: Unlicensed entities
Website: http://axitrader-fxcs.com
Add date: 7 Jul 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Axis Investment Group
Type: Unlicensed entities
Address(es): 1A Floor 39 Queen's Road Central Hong Kong
Website: www.axisinvestmentgroup.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 12 Dec 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Baker and White
Type: Unlicensed entities
Address(es): 38th Floor, Office Tower, Convention Plaza
1 Harbour Road, Wanchai
Hong Kong
Website: www.bakerwhite.com
Remarks: The company gives the above address but it is not located there. It has been warned by The Netherlands Authority for the Financial Markets for its unauthorised act to offer securities services. The company is also known as Baker and White Holdings Ltd.
Add date: 15 Mar 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Baker Boyd Associates
Type: Unlicensed entities
Address(es): Lippo Centre, 89 Queensway Road, Central, Hong Kong
Website: www.baker-boyd.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses three bank accounts in Hong Kong in the names of Stantrend Limited, Quint Limited and Wintac Limited for settlement.
Add date: 23 Sep 2013
Last Update Date: 4 Oct 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Balesc Holdings Limited
Type: Unlicensed entities
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Banc De Binary
Type: Unlicensed entities
Address(es): Two Exchange Square, 8 Connaught Place Central, Hong Kong
Website: (i) www.bancdebinary.com
(ii) www.bbinary.com
Remarks: The Company's Hong Kong address is incomplete.
Add date: 28 Nov 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Banc54 / B54 Technologies Limited
Type: Unlicensed entities
Address(es): (i) Two Exchange Square, 8 Connaught Place, Central, Hong Kong (ii) 788-790 Finchley Road, London NW11 7TJ, United Kingdom
Website: www.b54.com / www.banc54.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 11 Nov 2013
Last Update Date: 27 Jan 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bancde Options
Type: Unlicensed entities
Address(es): (i) 12/F, International Commerce Centre, 1 Austin Road West, Hong Kong
(ii) Yinglan International Financial Center, 7 Jinrong St, Xicheng, Beijing, China 100140
Website: www.bancdeoptions.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 13 Mar 2015
Last Update Date: 6 Nov 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bancroft, Doyle & Page Global / BDP Global
Type: Unlicensed entities
Address(es): 64F, The Center, 99 Queen’s Road Central, Hong Kong
Website: www.bdpglobal.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Bellwire Limited for settlement.
Add date: 13 Jun 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bank of Swisscredit
Type: Suspicious websites
Address(es): The company represents it has a head office in Zurich and branches in Hong Kong and Canada.
Website: www.swisscreditbank.com
Remarks: Please refer to the press release dated 31 December 2003 issued by the Hong Kong Monetary Authority for details.
Add date: 13 Jan 2004
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Banner Commodities
Type: Unlicensed entities
Address(es): Suite 9200, 1 Penn Plaza, New York, NY 10119, USA
Website: www.bannercommodities.com
Remarks: The company uses a Hong Kong bank account in the name of Epsilon Worldwide Inc for settlement.
Add date: 5 Aug 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Banque Gerrarde Limited
Type: Unlicensed entities
Address(es): The office and mail address at Bank of China Tower in Hong Kong are no longer in use.
Add date: 1 Jun 2001
Last Update Date: 25 Jul 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Banquedenationale Bank
Type: Unlicensed entities
Add date: 18 Aug 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bao Tai Commercial Bank
Type: Suspicious websites
Address(es): The company gives a Hong Kong address in Chinese. Please refer to the Chinese version for the company's Chinese address.
Website: www.hkbaotai.com
Add date: 24 Nov 2004
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Baocheng Investment Advisor Co., Ltd
Type: Suspicious websites
Website: www.baocheng2006.hk
Remarks: The website with the above domain name is not associated with Noble Apex Advisors Limited, an SFC licensed corporation.
Add date: 21 Jan 2014
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Bark Capital Partners
Type: Unlicensed entities
Address(es): (i) Times Square Shell Tower, 1 Matheson Street, Wan Chai, Central, Hong Kong
(ii) Tunnar Tower, 97-101, Tun Hwa, South Street, Taipei, Taiwan
(iii) Crown Tower A, North Second Ring Road, Xizhimenwai Avenue, Xizhimen, Beijing, China
(iv) Cerulean Tower, 26-1, Sakuragaoka-Cho, Shibuya-ku, Tokyo, Japan
Website: www.barkcapitalpartners.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a Hong Kong bank account in the name of Carvani (Hong Kong) Group Co., Limited for settlement.
Add date: 17 Oct 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Baron-Moore Associates
Type: Unlicensed entities
Address(es): The Landmark - Gloucester Tower, 11 Pedder Street, Central, Hong Kong
Website: www.baron-moore.com
Remarks: The company's Hong Kong address is incomplete. It is apparently associated with Rockwell Escrow Services, an unlicensed entity on the SFC’s Alert List. The company uses bank accounts in Hong Kong in the names of Manrich Limited, Shineberg Limited and Cardan Limited for settlement.
Add date: 21 Nov 2014
Last Update Date: 9 Dec 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Baros Corporation
Type: Unlicensed entities
Address(es): 2857 NW 78 Avenue Miami
FL 33126
USA
Website: www.Baroscorporation.com
Add date: 27 Oct 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Basic Venture Limited
Type: Unlicensed entities
Address(es): (i) Flat 916, 9/F, China Aerospace North Tower, 1 Science Museum Road, Concordia Plaza, Tsim Sha Tsui East, Kowloon, Hong Kong
(ii) Room 1203, 12/F, Tower 3, China Hong Kong City, 33 Canton Road, Tsim Sha Tsui, Kowloon, Hong Kong
(iii) London Stock Exchange, 33 Throgmorton Street, London, EC2N 2BR, United Kingdom
(iv) 51-6-A, Menara BHL, Jalan Ahmad Shah, 10050 Penang, Malaysia
(v) 26 Avenue de la Praille, Geneve 1227, Switzerland
Website: www.basicventure.com
Remarks: The company gives the above Hong Kong addresses, and address (ii) belongs to a secretarial company. It is apparently associated with TD Options Limited, another unlicensed entity on the Alert List.
Add date: 5 Feb 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bass Creek Advisors
Type: Unlicensed entities
Address(es): Suite 801, 8/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Website: www.basscreekadvisors.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Shinefield Limited for settlement.
Add date: 30 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bauer Associates
Type: Unlicensed entities
Address(es): Admiral Way
Marsh Wall
London
E14 9XG, UK
Website: www.bauerassociates.biz
Remarks: The company appears to target UK investors and use a bank account in the name of Standard Holdings HK Ltd in Hong Kong for settlement.
Add date: 12 Jun 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bayhead Capital
Type: Unlicensed entities
Address(es): Causeway Bay Plaza 2, 463-483 Lockhart Road, Causeway Bay
Website: www.bayheadcapital.com
Remarks: The company does not operate at the above Hong Kong address.
Add date: 5 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bayside Financial Services
Type: Unlicensed entities
Address(es): Hopewell Centre,183 Queens Road, Wan Chai, Hong Kong
Website: www.baysidefinancialservices.com
Remarks: The company’s Hong Kong address is incomplete. The company uses a bank account in Hong Kong in the name of Pro-Nice Limited for settlement.
Add date: 30 Oct 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Beacon Capital Management
Type: Unlicensed entities
Address(es): 70 Kimberly Road
Hong Kong
Website: www.beaconcapitalmgt.com
Remarks: The company gives the above address but there is no such place. There is a street named 70 Kimberley Road in Hong Kong but the company is not located there.
Add date: 19 Oct 2005
Last Update Date: 25 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Beacon Pointe Securities
Type: Unlicensed entities
Address(es): 39/F, The Centrium, 54-60 Wynham Street, Hong Kong.
Website: www.beaconpointesecurities.com
Remarks: The company’s Hong Kong address is invalid. It uses a bank account in Hong Kong in the name of Central House Limited for settlement.
Add date: 10 Oct 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bedford Investments Inc.
Type: Unlicensed entities
Address(es): The company gives an address at Wheelock House, Central, Hong Kong which belongs to a business centre.
Website: www.bedfordinvest.com
Add date: 5 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Beijing Futures Exchange
Type: Fake regulators and/or market operators
Address(es): 27 Pangu Plaza Office Building, Central, North 4th Ring Drive, 100101, Beijing, China
Website: http://www.bfex.org
Remarks: The entity uses a bank account in Hong Kong in the name of Zenton Ltd for settlement. It is apparently associated with Hesketh Leihner, an unlicensed entity on the Alert List.
Add date: 19 Jul 2011
Name: Beijing Securities
Type: Unlicensed entities
Address(es): One Raffles Quay
#50-01 North Tower
Singapore 048583
Website: www.beijingsecurities.com.cn
Remarks: The company uses the bank account of Transfer Services Ltd, another unlicensed entity on the Alert List, for settlement.
Add date: 11 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bell Capital Private Wealth Managers
Type: Unlicensed entities
Address(es): (1) The Center, Hong Kong, 99 Queens Road, Central, Hong Kong
(2) China Central Place, 79 Jianguo Road, Chaoyang District, Beijing, 100025, China
(3) New Times Plaza, 1 Taizi Road, Shekou, Shenzhen, 518067, China
Website: www.bell-capital.com
Remarks: The company's Hong Kong address is incomplete
Add date: 21 May 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Belmont Financial Group
Type: Unlicensed entities
Address(es): i) 99 Queen’s Road Central, Hong Kong
ii) 2-7-2 Marunouchi, Chiyoda, Tokyo 100-0005, Japan
Website: www.belmontfinancialgroup.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 22 Dec 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Beltway M & A
Type: Unlicensed entities
Address(es): Sincere Insurance Building
1 Queen's Way Central, Hong Kong
Website: www.beltwayma.com
Remarks: The company's Hong Kong address is invalid.
Add date: 19 Oct 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Benelux Venture Partners
Type: Unlicensed entities
Address(es): Regent Centre, 88 Queen’s Road, Central, Hong Kong
Website: www.beneluxpartners.com
Remarks: The Company’s Hong Kong address is incomplete. The company uses a bank account in Hong Kong in the name of Berkshire Capital Limited for settlement.
Add date: 20 Jan 2015
Last Update Date: 29 Jul 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Benson & Raymond Acquisitions Inc.
Type: Unlicensed entities
Address(es): 201 California Street
Suite 100 - San Francisco, California 94111
U.S.A.
Website: www.bensonandraymond.com
Add date: 24 Nov 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Benson Dupont Capital Management Inc
Type: Unlicensed entities
Address(es): The office and mail address at Bank of China Tower in Hong Kong are no longer in use but we believe that the company still has offices or mail addresses in Thailand, Japan, Dubai, Panama, France and Switzerland as well.
Remarks: The company appears to target Hong Kong investors.
Add date: 30 Dec 2000
Last Update Date: 18 Oct 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bentley International Management Ltd
Type: Unlicensed entities
Address(es): 35/F, Central Plaza
18 Harbour Road, Wanchai
Hong Kong
Website: www.bentleymanagement.com
Remarks: Bentley International Management Ltd is not associated with the SFC licensed corporation, Bentley Reid & Co (Pacific) Ltd.
Add date: 2 Aug 2005
Last Update Date: 6 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Berenberg Private Banking
Type: Unlicensed entities
Remarks: Financial Conduct Authority (FCA), UK has confirmed that this company has no association with the FCA authorised firm, Joh. Berenberg, Gossler & Co. KG. The company also uses the name Berenberg Investments. It uses bank accounts in Hong Kong in the names of Joy Globe Limited and Trade Smooth Limited for settlement.
Add date: 21 Apr 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bergmann & Co. International
Type: Unlicensed entities
Address(es): Room 2025, Tower 1, Lippo Centre 89 Queensway, Admiralty, Hong Kong
Website: http://bergmannco-international.com
Remarks: The company’s Hong Kong address is invalid. It is apparently associated with HK Pacific, another unlicensed entity on the Alert List.The company uses five bank accounts in Hong Kong in the name of Premium Priority Partners Co Limited, Globe Express Limited, Acces Espress Limited, Kennedy Brown International and Exchange Market Limited in Hong Kong for settlement.
Add date: 27 Sep 2011
Last Update Date: 5 Apr 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bergmannwhite Associates
Type: Unlicensed entities
Address(es): The Center, 99 Queen's Road Central, Hong Kong
Website: 1) www.bergmannwhite-associates.com
2) www.bergmannwhite-associates.net
Remarks: The company's Hong Kong address is incomplete. It uses bank accounts in Hong Kong in the names of Goodhill Limited, Vantren Limited, Shelland Limited and Mutual Hope Limited for settlement. It is apparently associated with Sompo Capital Group, another unlicensed entity on the Alert List.
Add date: 30 Jul 2013
Last Update Date: 7 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bergstein Financial
Type: Unlicensed entities
Address(es): Fubon Bank Building
38 Des Voeux Road Central
Hong Kong
Website: www.bergsteinfinancial.com
Remarks: The company's Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of E-Trader Limited, another unlicensed entity on the Alert List, for settlement.
Add date: 11 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bergues Invest
Type: Unlicensed entities
Address(es): 27 Quai des Bergues
1201 Geneva, Switzerland
Website: www.berguesinvest.com
Remarks: The company appears to target overseas investors. It uses bank accounts in Hong Kong in the name of Tradezone Limited and Harbour Sky International Limited for settlement.
Add date: 8 Dec 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Berkeley Samson International
Type: Unlicensed entities
Address(es): 39/F One Pacific Place
The Admiralty
Hong Kong

The company represents it has offices or mail addresses in Singapore and Shanghai as well.
Add date: 8 Aug 2001
Last Update Date: 16 Oct 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Berkshire Stanley
Type: Unlicensed entities
Address(es): 3 Pacific Place, Central, Hong Kong
Remarks: The company's Hong Kong address is incomplete.
Add date: 25 Nov 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Berlin Overseas Corporation
Type: Unlicensed entities
Address(es): The company represents it has offices in the United States.
Add date: 19 Nov 2001
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bernard Rothschild Consultants
Type: Unlicensed entities
Address(es): The company represents it operates from Chicago, USA.
Add date: 26 Jan 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bernard Simpson Consultants
Type: Unlicensed entities
Address(es): Room 1, Floor 1, Straits Trading Building
2 Lebuh Pasar Besar
Kuala Lumpur 50050
Malaysia

Level 40, Tower 2
Petronas Twin Towers
Kuala Lumpur 50088
Malaysia

Plaza Sentral 9th Floor
Jl Jenderal Sudirman No 47
Jakarta 12930
Indonesia

Centro Corporativo Internacional
Avenida 6/8, Calle 26
Piso 3, San Jose
Costa Rica

3001 Trade Tower, 159-1 Samsung-Dong
Gangnam-Gu
Seoul 135-729
Korea

POSCO Center West Tower, 11th Floor
892 Daechi-4-dong
Kangnam-ku Seoul
Korea
Website: www.bernardsimpson.net
www.bscmail.net
Remarks: The company has a bank account in Hungary and appears to target Hong Kong investors.
Add date: 27 Nov 2003
Last Update Date: 1 Nov 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bernburg Investment Bankers
Type: Unlicensed entities
Website: www.bernburginvestmentbankers.eu
Remarks: The company abbreviates itself as BIB. Its website has also included the names of its associated companies in Hong Kong - BIB Asia Credit & Guarantee Co, BIB Commodities Inc/ Ltd and Elia Asia Co HK. BIB and these associated companies provide Hong Kong contact phone numbers.
Add date: 26 Aug 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Best Leader Global Market NZ Limited
Type: Unlicensed entities
Address(es): Suite 6 Level 7 300 Queen Street City Centre Auckland
Website: www.bl-gm.com
Remarks: The company uses a bank account in Hong Kong in the same name for settlement.
Add date: 6 Mar 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bidvsask Investment Limited
Type: Unlicensed entities
Address(es): Unit 14A, Thomson Commercial Building
8 Thomson Road, Wan Chai, Hong Kong
Website: www.bidvask.com
Remarks: The company is sometimes called Bidvask. Also, it is associated with China Cosmos Investments Limited.
Add date: 19 May 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Birchall McCallen
Type: Unlicensed entities
Address(es): 10-12 Pottinger Street, Central, Hong Kong
Website: http://birchallmccallen.com
Remarks: The company gives the above address but it is not located there.
Add date: 26 Apr 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Birchmore Group
Type: Unlicensed entities
Address(es): 12 Harcourt Road
Central, Hong Kong
Website: www.birchmoregrp.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 25 May 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blackrock Financial Co Ltd
Type: Unlicensed entities
Address(es): 23/F B07 Hover Industrial Building, No. 26-38 Kwai Cheong Road, Kwai Chung, New Territories, Hong Kong
Website: www.815048.com
www.078517.com
www.860119.com
www.697338.com
www.211776.com
www.093944.com
Remarks: The company is not associated with BlackRock Asset Management North Asia Limited, an SFC licensed corporation. The company gives the above Hong Kong address, which belongs to a secretarial company.
Add date: 28 Jan 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blackstone Asset Management
Type: Unlicensed entities
Address(es): Two International Finance Center, Hong Kong
Website: www.blkfinance.net
Remarks: The company’s Hong Kong address is incomplete. The company is not associated with Blackstone Group (HK) Limited, an SFC licensed corporation.
Add date: 17 Apr 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blackstone Financial Investment Co Ltd
Type: Unlicensed entities
Address(es): 23/F B07 Hover Industrial Building, No. 26-38 Kwai Cheong Road, Kwai Chung, New Territories, Hong Kong
Website: www.388hr.com
Remarks: The company gives the above Hong Kong address, which belongs to a secretarial company. The company is not associated with Blackstone Group (HK) Ltd, an SFC licensed corporation.
Add date: 16 Feb 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blackstone, Nelson, Newhouse
Type: Unlicensed entities
Address(es): Suite 2601, Wing On Centre
111 Connaught Road Central
Central, Hong Kong

1740 West Adams Street
Suite 310, Pheonix
AZ85007 USA
Website: www.bnnservices.com
www.bnnmanagement.com
Remarks: The company gives the above address in Hong Kong but it is not located there. It also maintains a bank account in Hong Kong for settlement.
Add date: 17 Dec 2007
Last Update Date: 14 Mar 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blackstoneh / BlacKstone
Type: Suspicious websites
Address(es): ---
Website: www.xingfuquanzi001.com / www.hyww365.com
Remarks: The two websites are not associated with The Blackstone Group (HK) Limited, an SFC-licensed corporation.
Add date: 28 Apr 2017
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Blaine & Thompson, S.A.
Type: Unlicensed entities
Address(es): Edificio Topacio Azul
Numero 217 Nivel 2
2A Avenida 13, Calle 2-60
Zona 10, Guatemala, C.A.
Add date: 31 Oct 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blake Capital Partners
Type: Unlicensed entities
Address(es): 2802 Admiralty Centre, Tower One, 18 Harcourt Road, Hong Kong
Website: www.blakecapitalpartners.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 2 Nov 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blanc & Baumar
Type: Unlicensed entities
Address(es): Bahnhofstrasse
42 Zurich, 8001
Switzerland
Website: www.blancandbaumar.com
Remarks: The company uses the bank account of Investex, another unlicensed entities, for settlement.
Add date: 17 Feb 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bloomberg & Associates
Type: Unlicensed entities
Address(es): Blk 1, Hongang Ave 3, #08-312
Singapore 530001

Level 36, Menara Citibank
165 Jalan Ampang,
Kuala Lumpur 50450
Malaysia
Remarks: The company is related to Premium Alliance.
Add date: 14 Sep 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blue Dome Partners
Type: Unlicensed entities
Address(es): Olympia Plaza, 225 King's Road, Eastern, Hong Kong
Website: www.bluedomepartners.com
Remarks: The company's Hong Kong address is invalid. It uses a bank account in Hong Kong in the name of UNI Concord Limited for settlement.
Add date: 30 Jul 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: BlueCrest Capital Management
Type: Unlicensed entities
Address(es): 40 Grosvenor Place, London, SW1X 7AW, United Kingdom
Remarks: The company uses a Hong Kong bank account in the name of NEWCAP Limited for settlement. It is not associated with BlueCrest Capital Management (UK) LLP, a firm authorized by the Financial Services Authority in the United Kingdom.
Add date: 13 Jul 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bluefield Partners
Type: Unlicensed entities
Address(es): (i) Units 4 and 5, 7/F Cheung Kong Center, 2 Queen's Road Central, Central, Hong Kong
(ii) 6401/6405, KK100 Building, 5016 Shennan E Road, Luohu, Shenzhen, Guangdong, China
Website: http://bluefieldpartners.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Castus Global for settlement.
Add date: 18 Apr 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Blumkin Global
Type: Unlicensed entities
Address(es): Millennium South Tower B, Hong Kong
Website: www.blumkin-global.com
Remarks: The company’s Hong Kong address is incomplete. It uses a bank account in Hong Kong in the name of Meston Ltd for settlement.
Add date: 7 Nov 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: BNP Capital Partners LLC
Type: Suspicious websites
Address(es): 1/F, Jinzhong Mansion, 98, Huaihai Middle Rd., Shanghai, China 200021
Website: www.bnppartners.com
Remarks: The website with the above domain name is not associated with BNP Paribas Investment Partners Asia Limited, an SFC-licensed corporation.
Add date: 26 May 2017
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: BNP Forex Limited
Type: Unlicensed entities
Address(es): 7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong
Website: i) www.bnpforex.com
ii) http://en.bnpforex.com
Remarks: The company’s Hong Kong address belongs to a business centre. It is not associated with BNP Paribas Asset Management Asia Limited, an SFC-licensed corporation.
Add date: 6 Sep 2017
Last Update Date: 13 Sep 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: BOC Mutual Fund Management Co., Ltd
Type: Suspicious websites
Address(es): The company gives an address only in Chinese in Shenzhen, PRC.
Website: www.bocfund.com
Remarks: The company gives e-mail addresses of "bocfund@126.com" and "bocfund@hotmail.com". BOCI group has confirmed that BOC Mutual Fund Management Co. Ltd is not its group company. Please refer to the SFC's press release, " Advice to Investors on Website Authenticity " dated 10 December 2003 for details.
Add date: 16 Dec 2003
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Bond Asset Management
Type: Unlicensed entities
Address(es): 18 Harbour Road, Wan Chai, 2166 8000 Hong Kong
Website: www.bondassetmanagement.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 28 Feb 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bowen Reece
Type: Unlicensed entities
Address(es): 28/F, Bank of China Tower
200 Yin Cheng Road Central
Pudong, Shanghai 200120
People's Republic of China

Jozsef nador ter 5-6, 2/F
1051 Budapast
Hungary

The company also gives an address in Bank of China Tower in Hong Kong. The address belongs to a business centre which has now terminated its extension of facilities to the company.
Remarks: The company appears to target Hong Kong investors. On 9 March 2004, the Thailand SEC filed criminal complaint against Chartered Asset Management and Bowen Reece and other persons in relating to the operation of brokerage businesses without obtaining licenses. Please refer to the SEC News Release No. 22/2004 of the Thai SEC for details.
Add date: 11 Apr 2003
Last Update Date: 15 Jun 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bowman Offshore Transfer
Type: Unlicensed entities
Address(es): Unit 1203, Tower 5, China Hong Kong City, 33 Canton Road Kowloon, Hong Kong
Website: www.bowmantransfer.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is the settlement agent of Feinler Management Group, an entity listed on the investor alert of the UK Financial Conduct Authority and the US Securities and Exchange Commission. It also uses a bank account in Hong Kong in the name of Bowman International Group Limited for settlement.
Add date: 8 Oct 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: BP Holdings
Type: Unlicensed entities
Address(es): i) 16/F Miramar Tower, 132 Nathan Road, Tsim Sha Tsui, Kowloon, Hong Kong
ii) BP Business Center, Calle de Jerez de Los Caballeros, 28042, Madrid, Spain
Website: www.bpholdings.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with The Avanti Group, another unlicensed entity on the Alert List.
Add date: 17 Jan 2013
Last Update Date: 27 Jun 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bradley Chen & Associates
Type: Unlicensed entities
Address(es): 18/F, Bond Centre
222 Yan An Dong Road
Shanghai, China
Website: www.bradleychen.com
Remarks: The company is connected with Irvine North Credit Union.
Add date: 28 Jul 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bradley Hill Holdings Limited
Type: Unlicensed entities
Address(es): 55/F., Central Plaza
18 Harbour Road
Wanchai, Hong Kong
Website: www.bradleyhillholdings.com
Remarks: The company's Hong Kong address is incomplete. It uses a bank account in the name of World Asian Trading Limited, another entity on this Alert List, for settlement.
Add date: 6 Jul 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bradstone Healy & Pratt
Type: Unlicensed entities
Address(es): 100 Queen's Road Central
Central
Hong Kong
Website: www.bhpmergers.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 26 Oct 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Braemar Capital of Hong Kong
Type: Unlicensed entities
Address(es): (i) The Westpoint, 160 Connaught Road West, Western, Hong Kong
(ii) Far Glory International Center, 200 Keelung Road Section 1, 110, Taipei, Taiwan
(iii) Summit Centre, Yanan Xi Lu Road, Changning, Shanghai, China
(iv)Glostar Center Tower 1, 5 Suha-dong, Jung-gu, Seoul, South Korea
Website: www.braemarcapital.com
Remarks: The company’s Hong Kong address is incomplete. It uses a Hong Kong bank account in the name of Great Raise Limited for settlement.
Add date: 23 Dec 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brandywine (HK) Global Investment Management Limited / Brandywine HK Financial Management Company Limited
Type: Suspicious websites
Address(es): Unit 4, 7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong
Website: www.brandywinegl0bal.com
Remarks: The companies with the above domain name provide a Hong Kong address, which belongs to a secretarial company.
Add date: 17 Mar 2017
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: Brassel Capital Asset Management Limited
Type: Unlicensed entities
Address(es): Room 1801, Wing On Central Building, 26 Des Voeux Road Central, Central, Hong Kong
Website: www.bcamltd.com
Remarks: The company’s Hong Kong address belongs to a business centre. A staff member of the company falsely claimed to be a licensed representative of SFC.
Add date: 21 Dec 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Breakthrough Incorporated
Type: Unlicensed entities
Address(es): The company represents it operates from USA.
Remarks: The company appears to target Hong Kong investors.
Add date: 18 Aug 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brentwood Group Limited
Type: Unlicensed entities
Address(es): Level 15, Tokyo Ginko Kyoukai Building
1-3-1 Marunouchi, Chiyoda-Ku
Tokyo, 100-005, Japan
Remarks: The company appears to target Hong Kong investors. The company is also on the "List of known unlicensed overseas cold callers" on the website of The Financial Services Agency, Japan.
Add date: 28 Jun 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brett Commodities GmbH
Type: Unlicensed entities
Website: www.brettcommodities.com
Remarks: The company uses a bank account in Hong Kong in the name of Starwill Trading Limited for settlement.
Add date: 9 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brevan Howard Asset Management Limited
Type: Unlicensed entities
Address(es): Unit 04, 7/F, Bright Way Tower, 33 Mong Kok Road, Kowloon, Hong Kong
Website: (i) www.howardforex.com
(ii) www.bh-fx.net
Remarks: The company gives the above Hong Kong address but it is not located there. It is not associated with Brevan Howard (Hong Kong) Limited, which is an SFC-licensed corporation.
Add date: 3 Mar 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: BridgeWay Corporate Management
Type: Unlicensed entities
Website: www.bridgewaycm.com
Add date: 19 Sep 2012
Last Update Date: 1 Jan 1970
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brien Group Limited
Type: Unlicensed entities
Address(es): Unit D, 11/F, Wing Tat Commercial Building
97 Bonham Strand East, Sheung Wan, Hong Kong
Website: www.brienhk.com
Remarks: The company's Hong Kong address is invalid.
Add date: 10 Sep 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bright Accord Investments Limited
Type: Unlicensed entities
Address(es): Room 2302-06, 23/F, Great Eagle Centre,
23 Harbour Road, Wanchai, Hong Kong
Remarks: The company uses a bank account in Hong Kong for settlement. Its Hong Kong address belongs to a secretarial company.
Add date: 16 Dec 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brinks Holdings Limited
Type: Unlicensed entities
Address(es): 7/F, Kin On Commercial Building
49-51 Jervois Street
Sheung Wan
Hong Kong
Remarks: The company holds a bank account in Hong Kong in the name of Brinks Holdings Limited. Holdings Universal also uses this bank account. Brinks Holdings Limited may also be associated with Guardex Holdings and Youngson International Holding as Aubrey Garry Holmes is the contact person of these companies as well.
Add date: 8 Dec 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Broadspan Securities
Type: Unlicensed entities
Address(es): 45/F International Finance Center, 8 Finance Street, Central, Hong Kong
Website: www.broadspansecurities.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses Hong Kong bank accounts in the names of Timeprime Limited, Lynwin Limited and Resmart Limited for settlement.
Add date: 8 Jan 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Broche Capital Advisors
Type: Unlicensed entities
Address(es): i) 1 Canada Square, London, E14 5AB, United Kingdom

ii) 27, Rue du clos des Erimtes, Paris, 92150, France
Website: www.brochecapitaladvisors.com
Remarks: The company uses a bank account in Hong Kong in the name of Ecovestment Limited for settlement.
Add date: 26 Oct 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bronte Financial
Type: Unlicensed entities
Address(es): (i) International Commerce Centre, Union Square, Yau Tsim Mong, Kowloon, Hong Kong
(ii) Thai Kai Building, 2 Chong Qing South Road, Zhongzheng, Tapei, 100, Taiwan
Website: www.brontefinancial.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 20 Feb 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brookes & Associates
Type: Unlicensed entities
Address(es): 628 Hutchison House, 10 Harcourt Road, Hong Kong
Website: www.brookes-associates.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 2 Jun 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Brookstone Group Transfer Agents
Type: Unlicensed entities
Address(es): Suite 1100, 48 Wall Street, New York, NY 10005
Website: www.brookstoneta.com
Remarks: The company is the settlement agent of Stafford Reid & Lodge, another unlicensed entity on the Alert List.
Add date: 27 Sep 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Bryant Shaw LLC
Type: Unlicensed entities
Address(es): 29/F, Two International Finance Centre
8 Finance Street, Central, Hong Kong
Website: www.bryantshaw.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 14 Feb 2011
Last Update Date: 10 Mar 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Burton Financial Partners
Type: Unlicensed entities
Address(es): 50 Connaught Road Central, Hong Kong
Website: www.burtonfinancialpartners.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 22 Jan 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Butler Investment Managers
Type: Unlicensed entities
Website: www.butler-investments.com
www.butler-investmentmanagers.com
www.butler-inv.com
Remarks: Financial Services Authority (FSA), UK has confirmed that this company has no association with the FSA authorised firm, Butler Investment Managers Ltd. The company also uses the name Butler Investments. It uses a bank account in Hong Kong in the name of Avesta Limited for settlement.
Add date: 18 Aug 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cabrini Green & Ross, Inc
Type: Unlicensed entities
Address(es): Suite 1902, 139 Valero Street
Makati City 1200
Philippines
Remarks: The company appears to target Hong Kong investors.
Add date: 8 Feb 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cadell Acton Group International
Type: Unlicensed entities
Address(es): 16 Oi Yin Street, Shau Kei Wan, Hong Kong
Website: www.cadellacton.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 14 Aug 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cadman Mergers and Acquisition
Type: Unlicensed entities
Address(es): 43/F, Tower 1, Two Exchange Square, 8 Connaught Place, Central, Hong Kong
Website: www.cadmanmergersandacquisition.com
Remarks: The company’s Hong Kong address is invalid.
Add date: 25 Oct 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cahill & Audleman
Type: Unlicensed entities
Address(es): 502 Hillsidekagurazaka
3-6-10 Kagurazaka
Shinjyuku-ku
Tokyo 162-0825
Japan

The company also gives an address in Bank of America Tower in Hong Kong which belongs to a business centre.
Website: www.cahillaudleman.com
Add date: 6 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Caledrane Group Inc
Type: Unlicensed entities
Address(es): The company gives an address in Bank of China Tower in Hong Kong. The address belongs to a business centre which has now terminated its extension of facilities to the company.
Add date: 24 Jul 2003
Last Update Date: 18 Aug 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Calvin & Gates Holdings
Type: Unlicensed entities
Address(es): Dominion Centre 12/F 1209-1212, Queen's Road East, Wan Chai, Hong Kong
Website: www.calvingatesholdings.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 28 Aug 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Camden Financial Services
Type: Unlicensed entities
Address(es): Level 27, AIA Tower, 1 Connaught Road Central. Central, Hong Kong
Website: www.camdenfinancialsvcs.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 15 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Campbell Alexander Financial Services Group/Campbell Alexander Limited
Type: Unlicensed entities
Address(es): i) 66/F, The Center, 99 Queen’s Road, Central, Hong Kong

ii) Unit 415, 4th Floor, Peninsula Court, Makati Avenue corner Paseo de Roxas, Makati City, Philippines
Website: www.campbellalexander.com
Remarks: Its Hong Kong address belongs to a business centre.
Add date: 15 Feb 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Action Limited
Type: Unlicensed entities
Address(es): One Island East, 18 Westland Road, Island East, Hong Kong
Website: www.capital-action.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 25 Feb 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Alliance International
Type: Unlicensed entities
Address(es): Fortune Commercial Building, Sha Tsui Road, Tsuen Wan, Hong Kong
Website: www.capitalallianceinternational.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 27 Jun 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Asset Management Limited
Type: Unlicensed entities
Add date: 25 May 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Eurasia
Type: Unlicensed entities
Address(es): 26/F, Edinburgh Tower, The Landmark, 15 Queen's Road Central, Central, Hong Kong
Website: www.capitaleurasia.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Inspire Vintage PVT Limited for settlement.
Add date: 27 Nov 2013
Last Update Date: 7 Mar 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Ever Limited
Type: Unlicensed entities
Address(es): 15/F, 18 Westlands Road, Island East, Hong Kong
Website: www.capital-ever.com
Remarks: There is a company with the same name incorporated in Hong Kong but the website with the above domain name is not associated with that Hong Kong incorporated company. Also, the company mentioned on the website is not located at the above Hong Kong address.
Add date: 29 Jun 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Finance Group Hong Kong Limited
Type: Unlicensed entities
Address(es): Suite 903, Level 9, The Hong Kong Club Building, 3A Chater Road, Central, Hong Kong
Website: www.capitalfinancegrouphk.com
Remarks: The company's Hong Kong address is invalid.
Add date: 21 Aug 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Futures Limited
Type: Unlicensed entities
Address(es): 26/F Citic Tower
1 Tim Mei Avenue
Hong Kong

1131 CC Wu Building
302-8 Hennessy Road
Wanchai
Hong Kong
Website: www.capitalserviceshk.com
Remarks: The company gives the above addresses but it is not located there. It also uses a bank account in the name of Advance Management Services (Asia) Ltd.
Add date: 15 Mar 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Group Finance
Type: Unlicensed entities
Address(es): 52/F, One Kowloon, 1 Wang Yuen Street, Kowloon Bay, Kowloon
Website: www.capitalgroupfinance.com
Remarks: The company's Hong Kong address is invalid.
Add date: 5 Aug 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Investment Global Ltd
Type: Unlicensed entities
Address(es): 18/F, On Hong Commercial Building, 145 Hennessy Road, Hong Kong
Website: www.capitalinvestmentgloballimited.com
Remarks: The company gives the above Hong Kong address on its website but it is not located there.
Add date: 29 Jun 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Management Group
Type: Unlicensed entities
Address(es): 340 South Main Street
New City, NY 10956
USA
Website: www.capmangroup.com
Add date: 24 Jan 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capital Trust Management
Type: Unlicensed entities
Address(es): 131 West 33rd Street, Suite 11A, New York 10001, USA
Website: www.ct-mgmt.com
Remarks: The company uses a Hong Kong bank account for settlement.
Add date: 10 Mar 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capstone Alliance Group
Type: Unlicensed entities
Address(es): 1802, 18th floor, World-Wide House, 19 Des Voeux Road Central, Central Hong Kong
Website: https://capstone-alliancegroup.com
Remarks: The company gives the above Hong Kong address but it is not located there. The company is not associated with Capstone Financial (HK) Ltd, an SFC licensed corporation. It is apparently associated with Capstone Securities and Capstone Currency Group, other unlicensed entities on the Alert List.
Add date: 12 Aug 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capstone Currency Group
Type: Unlicensed entities
Address(es): Kneuterdijk 8 2514 EN Den Haag, The Netherlands
Website: www.capstonecurrencygroup.com
Remarks: The company is not associated with Capstone Financial (HK) Ltd, an SFC licensed corporation. It is apparently associated with Capstone Securities and Capstone Alliance Group, other unlicensed entities on the Alert List.
Add date: 12 Aug 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Capstone Securities
Type: Unlicensed entities
Address(es): Kneuterdijk 8 2514 EN Den Haag, The Netherlands
Website: www.capstonesecurities.com
Remarks: The company is not associated with Capstone Financial (HK) Ltd, an SFC licensed corporation. It is apparently associated with Capstone Alliance Group and Capstone Currency Group, other unlicensed entities on the Alert List.
Add date: 12 Aug 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cardell Limited / Cardell Company Limited
Type: Unlicensed entities
Address(es): 20th Floor, Central Plaza Building,18 Harbour Road, Hong Kong
Website: www.cardell-limited.com
Remarks: The company gives the above Hong Kong address but it is not located there. The company uses four bank accounts in Hong Kong in the names of Aurdin Limited, Cedan Limited, Hamtron Limited and Manrich Limited for settlement.
Add date: 18 Sep 2014
Last Update Date: 12 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Carghill Wright and Associates
Type: Unlicensed entities
Address(es): 52/F, Central Plaza
18 Harbor Road, Hong Kong
Website: www.carghillwright.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 2 Feb 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Carl & Tony Limited
Type: Unlicensed entities
Address(es): Level 21/F, Three Pacific Place, 1 Queen’s Road East, Admiralty, Hong Kong
Website: www.carltonylimited.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 18 Jul 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Carlson-Schmidt Securities
Type: Unlicensed entities
Address(es): C-BONS International Centre
108 Wai Yip Street
Kwun Tong, Kowloon, Hong Kong
Website: www.carlson-schmidt-securities.com
Remarks: The company gives the above Hong Kong address but is not located there.
Add date: 12 Jan 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cartel Group
Type: Unlicensed entities
Website: www.cartelgroups.com
Remarks: The company no longer operates from its previous Hong Kong addresses.
Add date: 15 May 2013
Last Update Date: 14 Aug 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Carter Flanagan Private Asset Management
Type: Unlicensed entities
Address(es): 46 Gresham Street, London, EC2V 7AY, U.K.
Website: -
Remarks: The company uses Hong Kong bank accounts in the names of Vedia Investment Limited and JEC Investment Limited for settlement.
Add date: 6 Sep 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Carter Sinclair Ltd
Type: Unlicensed entities
Address(es): 41/F Gangnam Finance Center
737, Yeoksam-dong, Kangnam-ku
Seoul, 135-984
Korea
Website: www.carter-sinclair.com
Remarks: The company appears to target Hong Kong investors.
Add date: 16 Jun 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Carver Brooks and Associates Limited
Type: Unlicensed entities
Website: www.carver-brooks.com
Remarks: The company appears to target Sweden investors.
Add date: 15 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Casper Holdings Co Ltd
Type: Unlicensed entities
Address(es): 103 Pedder Street, Central, Hong Kong
Remarks: The company’s Hong Kong address is invalid. It is the settlement agent for Shintomi Trading, another unlicensed entity on the Alert List.
Add date: 30 May 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Castle Holdings Limited
Type: Unlicensed entities
Address(es): 135 Bonham Strand Trade Centre, Sheung Wan, Hong Kong
Website: www.castleholdingsltd.com
Remarks: The company’s Hong Kong address is incomplete. It is apparently associated with Florin Investment Limited, another unlicensed entity on the Alert List.
Add date: 7 Feb 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cathedral Core Service Limited Partnership
Type: Unlicensed entities
Address(es): Suite 18B, 148 Connaught Road Central, Hong Kong
Website: (i) www.cathedralbank.com
(ii) www.cathedralcore.com
Remarks: The company gives the above Hong Kong address but is not located there.
Add date: 14 Nov 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: CCN Holdings Limited
Type: Unlicensed entities
Address(es): (i) Suite 5501, 55/F, Central Plaza, 18 Harbour Road, Wan Chai, Hong Kong
(ii) Suite 1106-8, 11/F, Tai Yau Building, No. 181 Johnston Road, Wan Chai, Hong Kong
Website: www.littlegreentoken.com
Remarks: The company gives the above Hong Kong addresses, but it is not located at address (i), and address (ii) belongs to a secretarial company. It is apparently associated with Conversation Central Network Pty Limited, another unlicensed entity on the SFC’s Alert List.
Add date: 11 Sep 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cedrus Investments (HK) Limited
Type: Unlicensed entities
Address(es): Suite 1501-05, 15th Floor, 100 Queen's Road Central, Hong Kong
Website: www.cedrusinvestments.com
Remarks: The company's Hong Kong address belongs to a business centre.
Add date: 4 Oct 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Center Capital Trading
Type: Unlicensed entities
Address(es): 48/F, The Center
99 Queen's Road Central
Hong Kong Island, Hong Kong
Website: http://centercapitaltrading.com
Remarks: The company gives a Hong Kong address on its website but it is not located there.
Add date: 7 Jun 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Centillion Consultant Limited
Type: Unlicensed entities
Address(es): Suite 2001, 20/F, Chinachem Johnston Plaza, 186 Johnston Road, Wan Chai, Hong Kong
Website: www.centillion.com.hk
Remarks: The company’s Hong Kong address belongs to a secretarial company.
Add date: 28 Jul 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Central Capital Inc
Type: Unlicensed entities
Address(es): Room 602, New Bright Building
11 Sheung Yuet Road
Hong Kong

7300 College Blvd, Suite 650
Overland Park, Kansas
66210, United States
(Administrative Office)

500 North Michigan Avenue
Chicago, Illinois 60611
United States

387 Ivy Street, San Francisco
California 94102, United States
Add date: 8 Jun 2002
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Central Option / Central Provider Ltd
Type: Unlicensed entities
Address(es): 280 Gloucester Road, #2/G-42/G, Hong Kong
Website: www.centraloption.com
Remarks: The company's Hong Kong address is incomplete.
Add date: 15 Jun 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Century Commodities
Type: Unlicensed entities
Address(es): Suite 1720, Cheung Kong Centre, 2 Queen’s Road Central, Hong Kong
Website: www.centurycommodities.com
Remarks: The company gives the above Hong Kong address but it is not located there. It uses a bank account in Hong Kong in the name of Recall Limited for settlement.
Add date: 1 Sep 2011
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Century Holdings Ltd
Type: Unlicensed entities
Address(es): (i) Suite 4001, 8 Connaught Place, Hong Kong
(ii) Suite 7002, 1350 Avenue of the Americas, New York, NY, 10019
(iii) Level 15, 1-3-1 Marunouchi, Chiyoda-ku 100-0005, Tokyo, Japan
(iv) Level 18, 136 Sejung-daero Jung-gu, Seoul, Republic of Korea
(v) Level 23, Far Eastern Plaza, No. 207 Section 2, Dun Hua South Road, Taipei, Taiwan, Republic of China
Website: www.centuryholdingsltd.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with Empire Asset Investments Ltd, an unlicensed entity on the Alert List.
Add date: 20 Mar 2017
Last Update Date: 8 May 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: CES Futures Brokerage Co. Ltd.
Type: Unlicensed entities
Address(es): 6 Austin Road, Tsimshatsui
Kowloon, Hong Kong
Website: www.cesfutures.com
Remarks: The company appears to target Belgium investors and uses a bank account in Hong Kong in the name of Sun International for settlement. The company's Hong Kong address is incomplete.
Add date: 21 Nov 2008
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: CFDStocks
Type: Unlicensed entities
Address(es): 18 King William Street, London, Greater London, EC4N 7BP, United Kingdom
Website: www.cfdstocks.com
Remarks: The company uses a Hong Kong bank account in the name of SIOO Industrial Co Limited for settlement.
Add date: 12 Jun 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Champion Token Limited
Type: Unlicensed entities
Address(es): i) Unit 712, 7/F, Lippo Sun Plaza, 28 Canton Road, Tsim Sha Tsui, Hong Kong
ii) Room 1609, Tower 2, Silvercord Plaza, 30 Canton Road, Tsim Sha Tsui, Hong Kong
iii) 20/F, CMA Building, 64 Connaught Road Central, Hong Kong
Website: i) www.ctlpe.com
ii) www.apit-champion.com
Remarks: The company gives the above Hong Kong addresses, but it is not located there.
Add date: 28 Jan 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Champion Trust Fund
Type: Unlicensed entities
Address(es): 20/F, CMA Building, 64 Connaught Road Central, Hong Kong
Website: (i) www.ctfhk.com
(ii) www.ctfpe.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 28 Jan 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chan Ching Yi
Type: Unlicensed entities
Address(es): Suite 2901
One International Finance Centre
Central
Remarks: Someone using the name of Chan Ching Yi with a phone number of 30788891 ext 802 and falsely claiming that she is an employee of Barclays Global Investors in Hong Kong, has attempted to solicit investments from investors. Barclays Global Investors’ Hong Kong office is not located at the above Hong Kong address.
Add date: 31 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chancellor Capital LLC
Type: Unlicensed entities
Address(es): 1166 Avenue of the Americas, New York, NY 10036, United States of America
Website: www.chancellorcapitalllc.com
Remarks: The company uses Hong Kong bank accounts in the names of Chia Lee Trading Limited, GY Trade Limited, Nova Trade Limited and QDD Trade Limited for settlement.
Add date: 7 Jul 2017
Last Update Date: 6 Sep 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chang Sha Quantum Enterprise Management Consulting Co., Ltd.
Type: Unlicensed entities
Address(es): Nil
Website: www.changshaqianmao.com
Remarks: The company is apparently associated with Grandeur International Group Limited, Quantum Benchmark Corporation, Globalview Consulting Co., Ltd. and Wise Planning Co Ltd., other unlicensed entities on the Alert List.
Add date: 6 Mar 2015
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Changsheng Associates
Type: Unlicensed entities
Address(es): Lippo Centre Tower 1, 89 Queensway, Admiralty, Hong Kong
Website: www.changsheng-associates.com
Remarks: The company's Hong Kong address is incomplete. It uses two bank accounts in Hong Kong in the names of Wridgeway Limited and Wintac Limited for settlement. It is apparently associated with Genkai Securities, another unlicensed entity on the Alert List.
Add date: 25 Apr 2013
Last Update Date: 21 Jan 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Charles Fleming Co Ltd
Type: Unlicensed entities
Address(es): The company represents that it has offices in Shanghai (China), Seoul (South Korea) and Moscow (Russia).
Website: www.charlesfleming.net
Remarks: The company uses two bank accounts in Hong Kong in the name of Charles Fleming Holdings Ltd. In addition, on 10 October 2005, the Swedish Financial Supervisory Authority has warned that the company is not authorized to provide financial services in Sweden.
Add date: 16 May 2006
Last Update Date: 7 May 2007
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Charter One Bank
Type: Phishes
Remarks: The company claims to represent Charter One Bank, and sends emails about its technical services of carrying out a software upgrade and requesting recipients to go to an attached link for confirmation of personal information and passwords etc. It is not related to Charter One Bank, N.A., a subsidiary of Citizens Financial Group, Inc., USA.
Add date: 20 Apr 2005
Name: Chartered Asset Management
Type: Unlicensed entities
Address(es): 14/F Abdulrahim Place
990 Rama IV Road
Bangkok 10500
Thailand

The company also gives an address in Bank of China Tower in Hong Kong. The address belongs to a business centre which has now terminated its extension of facilities to the company.
Remarks: The company appears to target Hong Kong investors. On 9 March 2004, the Thailand SEC filed criminal complaint against Chartered Asset Management and Bowen Reece and other persons in relating to the operation of brokerage businesses without obtaining licenses. Please refer to the SEC News Release No. 22/2004 of the Thai SEC for details.
Add date: 19 Aug 2002
Last Update Date: 15 Jun 2004
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Charterhouse Wealth Management
Type: Unlicensed entities
Address(es): 19/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong
Website: www.charterhousewealthmanagement.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 25 Oct 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chartmore International
Type: Unlicensed entities
Remarks: The company is apparently associated with Richard-Blendmonde which is also an unlicensed entity on the Alert List.
Add date: 25 Jan 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chase Boston Limited
Type: Unlicensed entities
Address(es): 9/F, Henan Building, 19 Luard Road, Wanchai, Hong Kong
Remarks: The company’s Hong Kong address belongs to a business centre.
Add date: 10 May 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chase Franklin International
Type: Unlicensed entities
Address(es): i) 3-8-2 Marunouchi, Chiyoda-Ku, Tokyo, Japan, 100-0005
ii) 15D, Thomson Commercial Building, 8 Thomson Road, Wanchai, HK
Website: www.chasefranklin.com
Remarks: The company uses three bank accounts in Hong Kong in the names of Chase Franklin International and ADC Limited for settlement. Its Hong Kong address belongs to a secretarial company.
Add date: 8 Oct 2013
Last Update Date: 18 Dec 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chatex Ltd
Type: Unlicensed entities
Address(es): Rm 5, 37/F, Bank of America Tower
12 Harcourt Road, Central
Hong Kong
Remarks: Chatex Ltd acts as a clearing house for Prime International Trading Ltd, another unlicensed entity on the Alert List. The above address belongs to a secretarial firm.
Add date: 27 Apr 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cheer Fortune International Investment Management Company Limited
Type: Unlicensed entities
Address(es): 12/F, 102 Carnarvon Road
Tsim Sha Tsui, Kowloon, Hong Kong
Website: www.cheerfo.hk
Remarks: The company's Hong Kong address is invalid.
Add date: 12 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Chen Parker Transfer Agency
Type: Others
Address(es): Enterprise Square, 09 Sheung Yuet Road, Kowloon Bay, Hong Kong
Website: www.chen-parker.com
www.chenparker.com
Remarks: The company gives the above incomplete Hong Kong address. It claims to be a transfer agent of Hartford Partners, which is an unlicensed entity on the SFC Alert List. It uses a bank account in Hong Kong in the name of Geonet Exim for settlement.
Add date: 27 Mar 2015
Name: Chengdu Wang Hong Information Consultation Company Limited
Type: Unlicensed entities
Address(es): 2/F, Block A, Qili Xinfeng Building
Chuangye Road, Gaoxin Qu, Chengdu, China
Website: www.annemarkets.cn
Remarks: It is apparently associated with Anne Markets Limited, another unlicensed entity on the Alert List.
Add date: 10 Aug 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cheoy Lee Asset Management Asia
Type: Unlicensed entities
Address(es): Level 25
1 Garden Road
China Tower
Hong Kong
(There is no such place in Hong Kong)

106 Avenue Louise
Brussels 1050
Belgium

225 Bush Street
San Francisco CA 94104
USA
Website: www.cheoyleeam.com
Add date: 6 Oct 2005
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Cherryshares
Type: Unlicensed entities
Address(es): Rm 1801, Wing On Central Building
26 Des Voeux Road Central, Hong Kong
Website: www.cherryshares.com
Remarks: The company gives the above address but it is not located there.
Add date: 19 Nov 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China Asia Pacific Assets & Property Rights Exchange Limited
Type: Unlicensed entities
Address(es): -
Website: www.capaprex.hk
Remarks: The company falsely claims on its website that it is approved by the SFC.
Add date: 16 Mar 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China Cosmos Investments Limited
Type: Unlicensed entities
Address(es): Unit 14A, Thomson Commercial Building
8 Thomson Road, Wan Chai, Hong Kong
Remarks: The company is associated with Bidvsask Investment Limited.
Add date: 19 May 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China DengShilei Care Association Company Limited
Type: Unlicensed entities
Address(es): Rm. 19C, Lockhart Centre, 301-307 Lockhart Road, Wan Chai, Hong Kong
Website: www.kuge6.com
www.yy9088.com
Remarks: The company gives the above Hong Kong address, which belongs to a secretarial company. It is apparently associated with Hk Baoma Avenue International Group Company Limited, another unlicensed entity on the Alert List.
Add date: 18 Sep 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China Emerald Consulting
Type: Unlicensed entities
Address(es): Chinachem Tower, 34-37 Connaught Road Central, Central, Hong Kong
Website: www.chinaemeraldconsulting.cn.com
Remarks: The company’s Hong Kong address is incomplete.
Add date: 11 May 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China Gloay Cultural Artwork Property Exchange Co., Ltd / China Yanhuang Culture and Artwork Property Exchange Co., Ltd
Type: Unlicensed entities
Address(es): Room 18M, 27/F, Ho King Commercial Centre, 2-16 Fayuen Street, Mongkok, Kowloon, Hong Kong
Website: (i) www.cgcape.net
(ii) www.cgcape.pro
Remarks: The company's Hong Kong address is invalid.
Add date: 13 Nov 2014
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China International Art Property Exchange
Type: Unlicensed entities
Address(es): i) Unit 2508A, 25/F, Bank of America Tower, 12 Harcourt Road, Central, Hong Kong
ii) Room 03H, 17/F, 2 Ma Ji Lu, Pilot Free Trade Zone, Shanghai, China
Website: www.chinaarttc.cn
Remarks: The company’s Hong Kong address belongs to a secretarial company.
Add date: 24 Oct 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China Mercantile Exchange
Type: Unlicensed entities
Address(es): China World Trade Center Tower 2
1 Jian Guo Men Wai Avenue, Beijing, China
Website: www.cnmex.com
Remarks: This entity falsely claims to be an exchange in the People's Republic of China. Schapiro Global Inc, an unlicensed entity on the Alert List, claims that it conducts futures trading through China Mercantile Exchange.
Add date: 12 Mar 2010
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China Merchants International Corporation
Type: Unlicensed entities
Address(es): Aurora Plaza, 99 Fucheng Road, Annex PH, Shanghai, P.R.C.
Website: www.chinamint.cn.com
Remarks: The company uses bank accounts in Hong Kong in the name of Chapman Group Limited and G.D.S. International Group Limited for settlement. It is not associated with China Merchants Futures (HK) Co., Limited, China Merchants Securities (HK) Co., Limited, China Merchants China Investment Management Limited and China Merchants Asset Management (Hong Kong) Company Limited, which are SFC-licensed corporations.
Add date: 31 Aug 2016
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China Mineral Company Limited
Type: Unlicensed entities
Address(es): Unit 10-18, 32/F, Tower 1, Millennium City 1, 388 Kwun Tong Road, Kwun Tong, Kowloon, Hong Kong
Website: www.chinamineralcompany.com
Remarks: The company gives the above Hong Kong address but it is not located there.
Add date: 30 Jan 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: China Union Group Limited
Type: Unlicensed entities
Address(es): Rooms 701-2, Luk Hoi Tung Building
31 Queen’s Road Central
Hong Kong

11 Harbour Road, Hong Kong
Remarks: The company holds a bank account in Hong Kong in the name of China Union Group Limited. Holdings Universal and Beacon Capital Management also use this bank account.
Add date: 8 Dec 2005
Last Update Date: 1 Feb 2006
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: chinablackrock.com
Type: Suspicious websites
Address(es): --
Website: chinablackrock.com
Remarks: The website with the above domain name is not associated with BlackRock Asset Management North Asia Ltd, an SFC-licensed corporation.
Add date: 4 Mar 2016
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: ChosunFund Limited
Type: Unlicensed entities
Website: www.koryoasia.com
www.chosunfund.com
Remarks: The company makes an invitation to the public on the above two websites to participate in an unauthorized fund called "ChosunFund".
Add date: 21 Sep 2009
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Churchills Mergers and Acquisitions
Type: Unlicensed entities
Address(es): Room 1002, 10th Floor, Eastern Commercial Center, 397 Hennessey Road, Wan Chai, Hong Kong
Website: www.churchillsmergersandacquisitions.com
Remarks: The company gives the above Hong Kong address but it is not located there. It is apparently associated with ACT Transfer Services, another unlicensed entity on the Alert List.
Add date: 5 Sep 2012
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Citi Express Banks Inc
Type: Unlicensed entities
Address(es): Citiexpress Plaza
First phase Nayang Road
Kowloon
Hong Kong
Remarks: The company gives the above address but there is no such place.
Add date: 18 Aug 2003
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Citibank Online
Type: Phishes
Remarks: The company claims to represent Citibank, N.A. and sends emails to clients advising the introduction of new security standards and browser requirements and requesting clients to sign on to an attached link to verify that their computer systems are compatible. It is not related to Citibank, N.A.
Add date: 4 Aug 2004
Name: Citibank Online!
Type: Phishes
Remarks: The company claims to represent Citibank, N.A., and sends emails to certain clients requesting them to verify their email addresses by providing information such as bank account numbers and personal identification numbers (PINs), attaching erroneous links for clients to click for the verification. It is not related to Citibank, N.A.
Add date: 18 May 2004
Name: Citibank's Citi Identity Theft Solutions
Type: Phishes
Remarks: The company claims to represent Citibank, N.A., and send emails to certain clients advising them the discovery of many identity theft attempts and requesting clients to go to an attached link to update their ATM/debit card PINs, otherwise, their accounts may be subject to temporary suspension. It is not related to Citibank, N.A.
Add date: 1 Sep 2004
Name: CITIC Tokyo International
Type: Unlicensed entities
Address(es): Tokyo Shiodome Bldg., 24F, 1-9-1, Minato-ku, Tokyo 105-7303, Japan
Website: www.citicinternational.com
Remarks: The company is apparently associated with Nikko-Desjardins Asset Management, another unlicensed entitiy on the Alert List.
Add date: 13 Apr 2017
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Citichamp Investment Limited
Type: Unlicensed entities
Remarks: The company no longer operates from its previous Hong Kong address.
Add date: 15 May 2013
Last Update Date: 14 Aug 2013
Note: Unlicensed entities often use names similar to legitimate companies to confuse investors.
Name: Citiexpress Finance & Security Co Ltd
Type: Suspicious websites
Website: www.citi-express.net
Remarks: The company provides Hong Kong telephone and fax contact numbers on its website.
Add date: 7 Apr 2004
Last Update Date: 11 Aug 2004
Note: Suspicious website operators often use names similar to legitimate companies to confuse investors.
Name: C